Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MATTHEWS INTERNATIONAL CORPMATW · Entity 5295 | Director | May 14, 2026 | May 14, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP | December 10, 2022 | December 13, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MATTHEWS INTERNATIONAL CORP
Report date May 14, 2026 · Filed May 14, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,989 |
Reported balance
After 2026-05-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-05-14 · Exercise / conversion · Acquired 3,989 · Balance 3,989 F1: On May 14, 2026, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2026-05-14 · Exercise / conversion · Disposed 3,989 · Balance 0 F1: On May 14, 2026, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 14, 2026, the vesting date, the time-based restricted share units converted into an equal number of shares of the Company's Class A common stock.
ROCKWELL AUTOMATION, INC
Report date December 10, 2022 · Filed December 13, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,944 |
Ending reported balance
After 2022-12-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-12-10 · Exercise / conversion · Acquired 447 · Balance 11,145 Row 2 · 2022-12-12 · Sale · Disposed 191 · Balance 10,954 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.1550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2022-12-12 · Sale · Disposed 10 · Balance 10,944 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 447 |
Reported balance
After 2022-12-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-12-10 · Exercise / conversion · Disposed 447 · Balance 447 F5: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy savings plan | 1,240.95 |
Reported balance
Holding disclosure · report date 2022-12-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,240.95 F3: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022. F4: Includes shares held under the Company Savings Plan by the reporting person's spouse. |
| Common Stock Share EquivalentsSEC Table II · derivative / convertible security | IndirectNonqualified savings plan | 51.45 |
Reported balance
Holding disclosure · report date 2022-12-10 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 51.45 F7: Each unit is the economic equivalent of one share of Company common stock. F8: The share equivalents are payable in cash upon retirement or after termination of employment. F9: Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2022. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.1550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
F4: Includes shares held under the Company Savings Plan by the reporting person's spouse.
F5: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
F7: Each unit is the economic equivalent of one share of Company common stock.
F8: The share equivalents are payable in cash upon retirement or after termination of employment.
F9: Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2022. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2019 Filed Dec 10, 2019 22:36 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002654 · form.xml · derivative · entry 5 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 362 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:36 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002654 · form.xml · nonDerivative · entry 2 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 13,800 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002612 · form.xml · derivative · entry 3 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 Underlying: Common Stock · 13,800 shares Expires 2029-12-05 F5 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 840 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002612 · form.xml · nonDerivative · entry 2 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,597 F3 · kind: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 2,450 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 362 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002180 · form.xml · derivative · entry 1 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362 Underlying: Common Stock · 362 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 13,900 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002600 · form.xml · derivative · entry 7 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900 Underlying: Common Stock · 13,900 shares Expires 2028-12-04 F8 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 643 | $176.38 | $113,414.27 |
DisclosureSEC source: 0001246360-18-002600 · form.xml · nonDerivative · entry 4 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,757 F9 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/13/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F10 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $175.77 to $176.56. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F11 · ownership.direct: Includes 1,610 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002600 · form.xml · nonDerivative · entry 3 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 F7 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002600 · form.xml · derivative · entry 6 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,700 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002600 · form.xml · nonDerivative · entry 2 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 15:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002284 · form.xml · derivative · entry 1 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 Underlying: Common Stock · 1,700 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 4,900 | $0.00 Strike: $167.69 | $0.00 |
DisclosureSEC source: 0001246360-18-001818 · form.xml · derivative · entry 3 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,900 Underlying: Common Stock · 4,900 shares Expires 2028-07-02 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 360 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001818 · form.xml · nonDerivative · entry 2 Wlodarczyk Francis · CIK 0001745014 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,820 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 1,010 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.