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Sylvester John Richard

Disclosed activity across 1 company

Tapewire entity
47462
SEC CIK
0001784561

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CompanyLast reported asReport datePublished
DELCATH SYSTEMS, INC.DCTH · Entity 5387DirectorMay 13, 2026May 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DELCATH SYSTEMS, INC.

Report date May 13, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.61Direct22,500 Reported balance After 2026-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 22,500 · Balance 22,500

F1: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

Filing footnotes · ownership attribution and instrument terms

F1: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2026 Filed May 14, 2026 21:47 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 GrantStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $11.61 $0.00
Disclosure

SEC source: 0001784561-26-000003 · form4-05142026_090516.xml · derivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

F1 · derivative.exercise_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

F1 · derivative.expiration_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 13, 2026 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 21:15 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 PurchaseCommon Stock 4,386 $8.89 $38,991.54
Disclosure

SEC source: 0001784561-25-000005 · form4-11252025_041104.xml · nonDerivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,936

Read SEC document
May 15, 2025 Filed May 19, 2025 20:10 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 GrantStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $16.05 $0.00
Disclosure

SEC source: 0001415889-25-013616 · form4-05192025_040512.xml · derivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

F1 · derivative.exercise_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 15, 2025 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

F1 · derivative.expiration_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 15, 2025 and monthly thereafter for so long as the reporting person remains a director of the Issuer (and subject to the terms and conditions of the Issuer's 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:31 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 GrantStock Option (right to buy) · Derivative 22,500 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001415889-24-014677 · form4-05282024_080534.xml · derivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires not disclosed

F1 · derivative.exercise_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 23, 2024 and monthly thereafter for so long as the reporting person remains a director of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

F1 · derivative.expiration_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on May 23, 2024 and monthly thereafter for so long as the reporting person remains a director of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended). The option will expire the earlier of 10 years from the grant date or, for vested options, two years from the last day of service.

Read SEC document
August 21, 2023 Filed Aug 23, 2023 15:03 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 PurchaseCommon Stock 10,550 $4.80 $50,640.00
Disclosure

SEC source: 0001209191-23-046988 · doc4.xml · nonDerivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,550

Read SEC document
June 12, 2023 Filed Jun 22, 2023 20:32 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 GrantStock Option (Right to Buy) · Derivative 19,682 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0000899243-23-016249 · doc4.xml · derivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,682

Underlying: Common Stock · 19,682 shares

Expires 2033-06-12

F1 · derivative.exercise_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month with the first such vesting to occur on July 12, 2023 and monthly thereafter for so long as the reporting person remains a director of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended).

Read SEC document
May 04, 2022 Filed May 6, 2022 17:42 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 GrantStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $6.24 $0.00
Disclosure

SEC source: 0000899243-22-017038 · doc4.xml · derivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2023-05-04

F1 · derivative.exercise_date: The option will vest and become exercisable at the rate of one-twelfth (1/12th) per month on the first day of each month, with the first such vesting to occur on June 1, 2022 and monthly thereafter for so long as the reporting person remains a director of Delcath Systems, Inc. The option is subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:35 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 GrantStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $10.16 $0.00
Disclosure

SEC source: 0000899243-21-032162 · doc4.xml · derivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2031-08-05

F1 · derivative.exercise_date: The option immediately vested with respect to four-twelfths (4/12ths) of the option shares and the remaining option shares will vest and become exercisable at the rate of one-twelfth (1/12th) per month on the first day of each month for the next eight months, starting on September 1, 2021, for so long as the reporting person remains a director of Delcath Systems, Inc. (and subject to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan).

Read SEC document
November 23, 2020 Filed Nov 25, 2020 22:59 UTC DELCATH SYSTEMS, INC. DCTH · Entity 5387 GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $11.67 $0.00
Disclosure

SEC source: 0000899243-20-032198 · doc4.xml · derivative · entry 1

Sylvester John Richard · CIK 0001784561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-10-01

F1 · date: The stock option was awarded on October 1, 2020 pursuant to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Plan was approved by the stockholders of Delcath Systems, Inc. (the "Company") on November 23, 2020.

F2 · derivative.exercise_date: The option vests ratably over the 36-month period beginning on October 1, 2020, provided that the reporting person remains a director of the Company as of each such vesting date. The option is exercisable immediately upon vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.