Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 22, 2021 | July 26, 2021 |
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Pres Intl, Healthcare and SCS | May 15, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 22, 2021 · Filed July 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,152.9324 |
Reported balance
After 2021-07-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-22 · Grant · Acquired 2,152.9324 · Balance 2,152.9324 F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
UNITED PARCEL SERVICE INC
Report date May 15, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 99,443.7051 |
Last balance in matching sequence
After 2026-05-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-15 · Exercise / conversion · Acquired 3,551.5808 · Balance 101,025.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account. Row 2 · 2026-05-15 · Tax withholding · Disposed 1,582 · Balance 99,443.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,655 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 3,551.5808 · Balance 10,655 F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration. F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle. F4: Includes units credited upon the payment of dividends on the underlying Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,720.7921 shares in the reporting person's 401(k) account.
F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration.
F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle.
F4: Includes units credited upon the payment of dividends on the underlying Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 652.7542 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · derivative · entry 14 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,958 Underlying: Class A Common Stock · 652.7542 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 225.5881 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 324.9149 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · derivative · entry 13 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 Underlying: Class A Common Stock · 324.9149 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 225.5881 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 354.2802 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · derivative · entry 12 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354 Underlying: Class A Common Stock · 354.2802 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 225.5881 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 484.8838 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · derivative · entry 11 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 484.8838 shares Expires 2017-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 225.5881 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 404 | $114.24 | $46,152.96 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 10 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,790.0703 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 311 | $114.24 | $35,528.64 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 9 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,194.0703 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 259 | $114.24 | $29,588.16 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 8 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,505.0703 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 184 | $114.24 | $21,020.16 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 7 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,764.0703 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 153 | $114.24 | $17,478.72 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,948.0703 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 324.9149 | $114.24 | $37,118.28 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,101.0703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 354.2802 | $114.24 | $40,472.97 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,776.1554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 484.8838 | $114.24 | $55,393.13 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,421.8752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 652.7542 | $114.24 | $74,570.64 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,936.9914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 841.755 | $114.24 | $96,162.09 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,284.2372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2016 Filed Jan 27, 2017 21:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001867 · doc5.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,442.4822 F1 · balance_after: Includes 74.1384 shares acquired in the Reporting Person's 401(k) account between May 14, 2016 and December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.