Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 22, 2021 | July 26, 2021 |
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Pres Intl, Healthcare and SCS | May 15, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 22, 2021 · Filed July 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,152.9324 |
Reported balance
After 2021-07-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-22 · Grant · Acquired 2,152.9324 · Balance 2,152.9324 F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
UNITED PARCEL SERVICE INC
Report date May 15, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 99,443.7051 |
Last balance in matching sequence
After 2026-05-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-15 · Exercise / conversion · Acquired 3,551.5808 · Balance 101,025.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account. Row 2 · 2026-05-15 · Tax withholding · Disposed 1,582 · Balance 99,443.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,655 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 3,551.5808 · Balance 10,655 F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration. F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle. F4: Includes units credited upon the payment of dividends on the underlying Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,720.7921 shares in the reporting person's 401(k) account.
F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration.
F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle.
F4: Includes units credited upon the payment of dividends on the underlying Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 528.1254 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · derivative · entry 14 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Underlying: Class A Common Stock · 528.1254 shares Expires 2022-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. F4 · balance_after: Includes dividend equivalent units attributed to the RPUs. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 894.9892 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · derivative · entry 13 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789 Underlying: Class A Common Stock · 894.9892 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. F4 · balance_after: Includes dividend equivalent units attributed to the RPUs. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 694.4483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · derivative · entry 12 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694 Underlying: Class A Common Stock · 694.4483 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. F4 · balance_after: Includes dividend equivalent units attributed to the RPUs. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 345.8216 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · derivative · entry 11 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 345.8216 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: RPUs vest ratably over five years from the date of grant. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 399 | $97.56 | $38,926.44 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 10 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,645.9925 F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 397 | $97.56 | $38,731.32 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 9 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,044.9925 F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 343 | $97.56 | $33,463.08 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 8 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,441.9925 F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 239 | $97.56 | $23,316.84 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 7 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,784.9925 F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 175 | $97.56 | $17,073.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,023.9925 F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 345.8216 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,198.9925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 528.1254 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,853.1709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 694.4483 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,325.0455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 879.3236 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,630.5972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 894.9892 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001296 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,751.2736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| December 07, 2018 Filed Jan 25, 2019 22:06 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001287 · doc5.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,856.2844 F1 · balance_after: Includes 1,847.6191 shares in the Reporting Person's 401(k) account. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 20:06 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass A Common Stock | 1,700 | $119.92 | $203,858.90 |
DisclosureSEC source: 0001225208-18-012131 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,213.1138 F1 · balance_after: Includes 37.6941 shares acquired in the Reporting Person's 401(k) account between March 15, 2018 and July 31, 2018. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:23 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,121.7712 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000154 · wf-form4_153299297750511.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820.8112 Underlying: Class A Common · 2,121.7712 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F3 · balance_after: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the special dividend. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:07 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 10,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-006291 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,223 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock. F3 · derivative.exercise_date: The Restricted Performance Units vested on December 31, 2017. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2018. F3 · derivative.expiration_date: The Restricted Performance Units vested on December 31, 2017. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2018. F4 · derivative.underlying_shares: Includes 85 Dividend Equivalent Units acquired in the Reporting Person's Long-Term Incentive Performance account between March 2, 2018 and March 14, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:07 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 4,637 | $119.15 | $552,498.55 |
DisclosureSEC source: 0001225208-18-006291 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,851.5411 F1 · balance_after: Includes 14.4026 shares acquired in the Reporting Person's 401(k) account between January 1, 2018 and March 14, 2018. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 20:07 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 10,223 | $119.15 | $1,218,070.45 |
DisclosureSEC source: 0001225208-18-006291 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,488.5411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 10,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005122 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,138 Underlying: Class A Common Stock · 10,138 shares Expires 2017-12-31 F4 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Long-Term Incentive Performance Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F5 · derivative.underlying_shares: Includes 922.06 Dividend Equivalent Units. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 4,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005122 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,296 Underlying: Class A Common Stock · 4,296 shares Expires 2023-01-15 F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning January 15, 2019. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase UPS Class A Common · Derivative | 10,083 | $0.00 Strike: $106.43 | $0.00 |
DisclosureSEC source: 0001225208-18-005122 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,083 Underlying: Class A Common Stock · 10,083 shares Expires 2028-03-01 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 1, 2019. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 511.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · derivative · entry 15 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,047 Underlying: Class A Common Stock · 511.98 shares Expires 2022-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 248.2764 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 866.2581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · derivative · entry 14 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600 Underlying: Class A Common Stock · 866.2581 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 248.2764 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 672.5189 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · derivative · entry 13 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,345 Underlying: Class A Common Stock · 672.5189 shares Expires 2020-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 248.2764 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 334.7586 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · derivative · entry 12 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335 Underlying: Class A Common Stock · 334.7586 shares Expires 2019-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 248.2764 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 364.7608 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · derivative · entry 11 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 364.7608 shares Expires 2018-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 248.2764 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 27, 2017 and January 24, 2018. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 416 | $134.09 | $55,781.44 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 10 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,251.1385 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 319 | $134.09 | $42,774.71 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 9 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,667.1385 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 246 | $134.09 | $32,986.14 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 8 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,986.1385 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 195 | $134.09 | $26,147.55 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 7 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,232.1385 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 175 | $134.09 | $23,465.75 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,427.1385 Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 334.7586 | $134.09 | $44,887.78 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,602.1385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 364.7608 | $134.09 | $48,910.78 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,267.3799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 511.98 | $134.09 | $68,651.40 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,902.6191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 672.5189 | $134.09 | $90,178.06 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,390.6391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:16 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 866.2581 | $134.09 | $116,156.55 |
DisclosureSEC source: 0001225208-18-001608 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,718.1202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Jan 26, 2018 21:07 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001587 · doc5.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,851.8621 F1 · balance_after: Includes 74.2683 shares acquired in the Reporting Person's 401(k) account between March 15, 2017 and December 31, 2017. Read SEC document |
| July 27, 2017 Filed Aug 1, 2017 00:36 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,616.5327 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000170 · wf-form4_150154776965101.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,616.5327 Underlying: Class A Common · 2,616.5327 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 27, 2017, were based on the closing price of the Company's Class A common stock on that date ($52.26). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 05, 2017 Filed Jun 6, 2017 20:06 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 2,000 | $107.49 | $214,980.00 |
DisclosureSEC source: 0001225208-17-010964 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:07 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | ConversionClass B Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009491 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:07 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | ConversionClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009491 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,177.5938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 4,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-006292 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,517 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A Common stock. F3 · derivative.exercise_date: The Restricted Performance Units vested on December 31, 2016. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2017. F3 · derivative.expiration_date: The Restricted Performance Units vested on December 31, 2016. Vested shares of Class A common stock were delivered to the reporting person on March 14, 2017. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 2,166 | $114.64 | $248,310.24 |
DisclosureSEC source: 0001225208-17-006292 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,153.7694 F1 · balance_after: Includes 12.6991 shares acquired in the Reporting Person's 401(k) account between January 1, 2017 and March 14, 2017. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 20:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 4,517 | $114.64 | $517,828.88 |
DisclosureSEC source: 0001225208-17-006292 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,319.7694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:06 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 4,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005513 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,517 Underlying: Class A Common Stock · 4,517 shares Expires 2016-12-31 F4 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Long-Term Incentive Performance Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F5 · derivative.underlying_shares: Includes 373.7694 Dividend Equivalent Units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:06 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 2,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005513 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,503 Underlying: Class A Common Stock · 2,503 shares Expires 2022-01-15 F2 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F3 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning January 15, 2018. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:06 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase UPS Class A Common · Derivative | 10,198 | $0.00 Strike: $106.87 | $0.00 |
DisclosureSEC source: 0001225208-17-005513 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,198 Underlying: Class A Common Stock · 10,198 shares Expires 2027-03-01 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 1, 2018. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 841.755 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002000 · doc4.xml · derivative · entry 15 Gutmann Kathleen M. · CIK 0001611542 · SVP, Sales & Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,364 Underlying: Class A Common Stock · 841.755 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents Restricted Performance Units (RPUs) granted as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: RPUs vest at the rate of 20% on January 15th of each year during the vesting period. F3 · balance_after: Includes 225.5881 Dividend Equivalent Units acquired in the Restricted Performance Plan account between January 29, 2016 and January 26, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.