person · Reporting owner

Gutmann Kathleen M.

Disclosed activity across 2 companies

Tapewire entity: 47027
SEC CIK: 0001611542

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BROWN FORMAN CORPBFA, BFB · Entity 3449	Director	July 22, 2021	July 26, 2021
UNITED PARCEL SERVICE INCUPS · Entity 2301	Pres Intl, Healthcare and SCS	May 15, 2026	May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROWN FORMAN CORP

Report date July 22, 2021 · Filed July 26, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	2,152.9324	Reported balance After 2021-07-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2021-07-22 · Grant · Acquired 2,152.9324 · Balance 2,152.9324 F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Filing footnotes · ownership attribution and instrument terms

F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

UNITED PARCEL SERVICE INC

Report date May 15, 2026 · Filed May 15, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	99,443.7051	Last balance in matching sequence After 2026-05-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2026-05-15 · Exercise / conversion · Acquired 3,551.5808 · Balance 101,025.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account. Row 2 · 2026-05-15 · Tax withholding · Disposed 1,582 · Balance 99,443.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	10,655	Reported balance After 2026-05-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-05-15 · Exercise / conversion · Disposed 3,551.5808 · Balance 10,655 F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration. F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle. F4: Includes units credited upon the payment of dividends on the underlying Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 2,720.7921 shares in the reporting person's 401(k) account.

F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration.

F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle.

F4: Includes units credited upon the payment of dividends on the underlying Class A common stock.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 25, 2023 Filed Jan 27, 2023 21:19 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	992.7713	$0.00	$0.00	Disclosure SEC source: 0001225208-23-001001 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,585.2117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document
November 10, 2022 Filed Jan 27, 2023 21:14 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GiftClass A Common Stock	1,046	$0.00	$0.00	Disclosure SEC source: 0001225208-23-000998 · doc5.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,592.4404 F1 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionOption to Purchase UPS Class A Common · Derivative	2,726	$0.00 Strike: $96.98	$0.00	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · derivative · entry 10 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,726 shares Expires 2024-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Option to purchase 2,726 shares granted on March 4, 2014. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionOption to Purchase UPS Class A Common · Derivative	7,603	$0.00 Strike: $98.77	$0.00	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · derivative · entry 9 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,603 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option to purchase 7,603 shares granted on March 2, 2016. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionOption to Purchase UPS Class A Common · Derivative	6,974	$0.00 Strike: $101.93	$0.00	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · derivative · entry 8 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,974 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option to purchase 6,974 shares granted on March 2, 2015. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionOption to Purchase UPS Class A Common · Derivative	10,198	$0.00 Strike: $106.87	$0.00	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · derivative · entry 7 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,198 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option to purchase 10,198 shares granted on March 1, 2017. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	SaleClass A Common Stock	21,307	$204.51	$4,357,434.91	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · nonDerivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,591.4811 F1 · balance_after: Includes 2,251.3641 shares in the reporting person's 401(k) account. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	6,194	$204.50	$1,266,673.00	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · nonDerivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,898.4811 F1 · balance_after: Includes 2,251.3641 shares in the reporting person's 401(k) account. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	2,726	$96.98	$264,367.48	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,092.4811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,251.3641 shares in the reporting person's 401(k) account. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	6,974	$101.93	$710,859.82	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,366.4811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,251.3641 shares in the reporting person's 401(k) account. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	7,603	$98.77	$750,948.31	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,392.4811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,251.3641 shares in the reporting person's 401(k) account. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:46 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	10,198	$106.87	$1,089,860.26	Disclosure SEC source: 0001225208-22-009478 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,789.4811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,251.3641 shares in the reporting person's 401(k) account. Read SEC document
May 13, 2022 Filed May 17, 2022 20:28 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Stock Units · Derivative	8,692.5106	$0.00	$0.00	Disclosure SEC source: 0001225208-22-007119 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,383 Underlying: Class A Common Stock · 8,692.5106 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest 25% the first year, 25% the second year and 50% the third year. Current vesting represents the second tranche of the 3 year vesting cycle. F4 · balance_after: Includes dividend equivalent units attributed to the RSUs. Read SEC document
May 13, 2022 Filed May 17, 2022 20:28 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	3,920.3223	$178.04	$697,974.18	Disclosure SEC source: 0001225208-22-007119 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,556.9502 F1 · balance_after: Includes 2,216.8332 shares in the reporting person's 401(k) account. Read SEC document
May 13, 2022 Filed May 17, 2022 20:28 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	8,692.5106	$0.00	$0.00	Disclosure SEC source: 0001225208-22-007119 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,477.2725 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,216.8332 shares in the reporting person's 401(k) account. Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:52 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Stock Units · Derivative	273.237	$0.00	$0.00	Disclosure SEC source: 0001225208-22-005193 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823 Underlying: Class A Common Stock · 273.237 shares Expires 2024-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest 25% the first year, 25% the second year and 50% the third year. F4 · balance_after: Includes dividend equivalent units attributed to the RSUs. Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:52 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	123.2299	$215.35	$26,537.56	Disclosure SEC source: 0001225208-22-005193 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,769.7079 F1 · balance_after: Includes 2,201.7792 shares in the reporting person's 401(k) account. Read SEC document
March 25, 2022 Filed Mar 29, 2022 20:52 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	273.237	$0.00	$0.00	Disclosure SEC source: 0001225208-22-005193 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,892.9378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,201.7792 shares in the reporting person's 401(k) account. Read SEC document
March 23, 2022 Filed Mar 25, 2022 20:12 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantOption to Purchase Class A Common · Derivative	7,790	$0.00 Strike: $214.58	$0.00	Disclosure SEC source: 0001225208-22-005085 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790 Underlying: Class A Common Stock · 7,790 shares Expires 2032-03-23 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 23, 2023. Read SEC document
February 18, 2022 Filed Feb 22, 2022 23:41 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Units 2021 · Derivative	5,048.1984	$0.00	$0.00	Disclosure SEC source: 0001225208-22-002987 · doc4.xml · derivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,048.1984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F5 · derivative.exercise_date: Restricted units vested one year after the date of grant. F5 · derivative.expiration_date: Restricted units vested one year after the date of grant. F2 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document
February 18, 2022 Filed Feb 22, 2022 23:41 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Performance Units · Derivative	32,568	$0.00	$0.00	Disclosure SEC source: 0001225208-22-002987 · doc4.xml · derivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RPUs were vested when earned on February 9, 2022. F4 · derivative.expiration_date: RPUs were vested when earned on February 9, 2022. Read SEC document
February 18, 2022 Filed Feb 22, 2022 23:41 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	14,689	$214.34	$3,148,440.26	Disclosure SEC source: 0001225208-22-002987 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,603.6648 F1 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
February 18, 2022 Filed Feb 22, 2022 23:41 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	2,278	$220.68	$502,709.04	Disclosure SEC source: 0001225208-22-002987 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,292.6648 F1 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
February 18, 2022 Filed Feb 22, 2022 23:41 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	5,048.1984	$0.00	$0.00	Disclosure SEC source: 0001225208-22-002987 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,570.6648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
February 18, 2022 Filed Feb 22, 2022 23:41 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	32,568	$0.00	$0.00	Disclosure SEC source: 0001225208-22-002987 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,522.4664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:20 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantRestricted Units 2022 · Derivative	4,546	$0.00	$0.00	Disclosure SEC source: 0001225208-22-001944 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,546 Underlying: Class A Common Stock · 4,546 shares Expires not disclosed F2 · derivative.exercise_price: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.exercise_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. F2 · derivative.expiration_date: Each unit vests on the first anniversary of the grant date and then converts into one share of Class A common stock. Read SEC document
February 09, 2022 Filed Feb 11, 2022 23:20 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantRestricted Performance Units · Derivative	32,568	$0.00	$0.00	Disclosure SEC source: 0001225208-22-001944 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,568 Underlying: Class A Common Stock · 32,568 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:51 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Units 2018 · Derivative	962.4853	$0.00	$0.00	Disclosure SEC source: 0001225208-22-001135 · doc4.xml · derivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962 Underlying: Class A Common Stock · 962.4853 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RSUs vest ratably over five years from the date of grant. F4 · derivative.expiration_date: RSUs vest ratably over five years from the date of grant. F1 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:51 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Units 2017 · Derivative	577.1412	$0.00	$0.00	Disclosure SEC source: 0001225208-22-001135 · doc4.xml · derivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 577.1412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RSUs vest ratably over five years from the date of grant. F4 · derivative.expiration_date: RSUs vest ratably over five years from the date of grant. F1 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:51 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	434	$206.54	$89,638.36	Disclosure SEC source: 0001225208-22-001135 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,954.4664 F2 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:51 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	281	$206.54	$58,037.74	Disclosure SEC source: 0001225208-22-001135 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,388.4664 F2 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:51 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	577.1412	$0.00	$0.00	Disclosure SEC source: 0001225208-22-001135 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,669.4664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:51 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	962.4853	$0.00	$0.00	Disclosure SEC source: 0001225208-22-001135 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,092.3252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F2 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
November 29, 2021 Filed Jan 29, 2022 00:08 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GiftClass A Common Stock	800	$0.00	$0.00	Disclosure SEC source: 0001225208-22-001127 · doc5.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,129.8399 F1 · balance_after: Includes 2,185.7432 shares in the reporting person's 401(k) account. Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:28 UTC	BROWN FORMAN CORP BFA, BFB · Entity 3449	GrantDeferred Stock Units · Derivative	2,152.9324	$0.00	$0.00	Disclosure SEC source: 0000014693-21-000143 · wf-form4_162733488514771.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152.9324 Underlying: Class A Common · 2,152.9324 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document
May 13, 2021 Filed May 17, 2021 21:40 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Stock Units · Derivative	8,500.1319	$0.00	$0.00	Disclosure SEC source: 0001225208-21-008235 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,499 Underlying: Class A Common Stock · 8,500.1319 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest 25% the first year, 25% the second year and 50% the third year. F4 · balance_after: Includes dividend equivalent units attributed to the RSUs. Read SEC document
May 13, 2021 Filed May 17, 2021 21:40 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	3,833.5595	$215.67	$826,783.78	Disclosure SEC source: 0001225208-21-008235 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,874.2685 F1 · balance_after: Includes 2,130.1718 shares in the Reporting Person's 401(k) account. Read SEC document
May 13, 2021 Filed May 17, 2021 21:40 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	8,500.1319	$0.00	$0.00	Disclosure SEC source: 0001225208-21-008235 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,707.828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,130.1718 shares in the Reporting Person's 401(k) account. Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:05 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantRestricted Stock Units · Derivative	1,072	$0.00	$0.00	Disclosure SEC source: 0001225208-21-005948 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072 Underlying: Class A Common Stock · 1,072 shares Expires 2024-03-25 F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: Grant of Restricted Stock Units (RSUs) pursuant to UPS incentive compensation plan. RSUs vest as follows: 25% on each of March 25, 2022 and 2023; 50% on March 25, 2024. Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:05 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantOption to Purchase Class A Common · Derivative	6,657	$0.00 Strike: $163.25	$0.00	Disclosure SEC source: 0001225208-21-005948 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,657 Underlying: Class A Common Stock · 6,657 shares Expires 2031-03-25 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 25, 2022. Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:36 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Units · Derivative	2,360.165	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003191 · doc4.xml · derivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,360.165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F5 · derivative.exercise_date: The restricted units vested one year after the date of grant. F5 · derivative.expiration_date: The restricted units vested one year after the date of grant. Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:36 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionRestricted Performance Units · Derivative	25,022	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003191 · doc4.xml · derivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: The RPUs were vested when earned on February 10, 2021. F4 · derivative.expiration_date: The RPUs were vested when earned on February 10, 2021. Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:36 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	11,285	$168.40	$1,900,394.00	Disclosure SEC source: 0001225208-21-003191 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,179.7129 F1 · balance_after: Includes 2,102.1886 shares in the Reporting Person's 401(k) account. Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:36 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Tax withholdingClass A Common Stock	1,065	$163.39	$174,010.35	Disclosure SEC source: 0001225208-21-003191 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,464.7129 F1 · balance_after: Includes 2,102.1886 shares in the Reporting Person's 401(k) account. Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:36 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	2,360.165	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003191 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,529.7129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 2,102.1886 shares in the Reporting Person's 401(k) account. Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:36 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	Exercise / conversionClass A Common Stock	25,022	$0.00	$0.00	Disclosure SEC source: 0001225208-21-003191 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,169.5479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,102.1886 shares in the Reporting Person's 401(k) account. Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:30 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantRestricted Units · Derivative	4,942	$0.00	$0.00	Disclosure SEC source: 0001225208-21-002456 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942 Underlying: Class A Common Stock · 4,942 shares Expires not disclosed F3 · derivative.exercise_price: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F3 · derivative.exercise_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. F3 · derivative.expiration_date: Restricted units granted as annual incentive awards under the Company's Management Incentive Program. Each unit vests and converts into one share of Class A common stock on the first anniversary of the grant date. Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:30 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantRestricted Performance Units · Derivative	25,022	$0.00	$0.00	Disclosure SEC source: 0001225208-21-002456 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,022 Underlying: Class A Common Stock · 25,022 shares Expires not disclosed F2 · derivative.exercise_price: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. F2 · derivative.exercise_date: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. F2 · derivative.expiration_date: Restricted performance units granted as long-term incentive awards under the Company's Long-Term Incentive Program. Each unit automatically converts into one share of Class A common stock. Read SEC document
February 10, 2021 Filed Feb 12, 2021 23:30 UTC	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantOption to Purchase Class A Common · Derivative	15,214	$0.00 Strike: $165.66	$0.00	Disclosure SEC source: 0001225208-21-002456 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,214 Underlying: Class A Common Stock · 15,214 shares Expires 2031-02-10 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning February 10, 2022. Read SEC document
February 10, 2021 Filed Feb 19, 2021 22:33 UTC Amendment	UNITED PARCEL SERVICE INC UPS · Entity 2301	GrantOption to Purchase Class A Common · Derivative	9,129	$0.00 Strike: $165.66	$0.00	Disclosure SEC source: 0001225208-21-003187 · doc4a.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Chief Sales & Solutions Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,129 Underlying: Class A Common Stock · 9,129 shares Expires 2031-02-10 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning February 10, 2022. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.