Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 22, 2021 | July 26, 2021 |
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Pres Intl, Healthcare and SCS | May 15, 2026 | May 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 22, 2021 · Filed July 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,152.9324 |
Reported balance
After 2021-07-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-22 · Grant · Acquired 2,152.9324 · Balance 2,152.9324 F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
UNITED PARCEL SERVICE INC
Report date May 15, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 99,443.7051 |
Last balance in matching sequence
After 2026-05-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-05-15 · Exercise / conversion · Acquired 3,551.5808 · Balance 101,025.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account. Row 2 · 2026-05-15 · Tax withholding · Disposed 1,582 · Balance 99,443.7051 F1: Includes 2,720.7921 shares in the reporting person's 401(k) account. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,655 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 3,551.5808 · Balance 10,655 F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration. F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle. F4: Includes units credited upon the payment of dividends on the underlying Class A common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,720.7921 shares in the reporting person's 401(k) account.
F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration.
F3: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle.
F4: Includes units credited upon the payment of dividends on the underlying Class A common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 15, 2026 20:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Stock Units · Derivative | 3,551.5808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005392 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,655 Underlying: Class A Common Stock · 3,551.5808 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis for no cash consideration. F3 · derivative.exercise_date: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle. F3 · derivative.expiration_date: Restricted stock units vest 25% in May 2026, 25% in May 2027 and 50% in May 2028. Current vesting represents the first tranche of the 3 year vesting cycle. F4 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock. Read SEC document |
| May 15, 2026 Filed May 15, 2026 20:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,582 | $100.78 | $159,433.96 |
DisclosureSEC source: 0001225208-26-005392 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,443.7051 F1 · balance_after: Includes 2,720.7921 shares in the reporting person's 401(k) account. Read SEC document |
| May 15, 2026 Filed May 15, 2026 20:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 3,551.5808 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005392 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,025.7051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,720.7921 shares in the reporting person's 401(k) account. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units 2026 · Derivative | 13,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005035 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,889 Underlying: Class A Common Stock · 13,889 shares Expires 2029-05-06 F1 · derivative.exercise_price: Restricted stock units awarded as a component of Long Term Incentive Program award. Each unit automatically converts into one share of Class A common stock. F2 · derivative.exercise_date: Restricted stock units vest as follows: 1/3rd on each of May 6, 2027, 2028 and 2029. Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 21:25 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-001853 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F3 · derivative.exercise_date: RPUs vested upon completion of the performance period, and were considered earned upon certification of financial results by the Compensation and Human Capital Committee of the Board, which occurred on February 4, 2026. F3 · derivative.expiration_date: RPUs vested upon completion of the performance period, and were considered earned upon certification of financial results by the Compensation and Human Capital Committee of the Board, which occurred on February 4, 2026. Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 21:25 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 872 | $99.19 | $86,493.68 |
DisclosureSEC source: 0001225208-26-001853 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,431.9136 F1 · balance_after: Includes 2,678.5814 shares in the reporting person's 401(k) account. Read SEC document |
| February 13, 2026 Filed Feb 13, 2026 21:25 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-001853 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,303.9136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,678.5814 shares in the reporting person's 401(k) account. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-001429 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,831 Underlying: Class A Common Stock · 1,831 shares Expires not disclosed F2 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F2 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F2 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| February 04, 2026 Filed Feb 6, 2026 21:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 51,376 | $0.00 Strike: $116.74 | $0.00 |
DisclosureSEC source: 0001225208-26-001429 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,376 Underlying: Class A Common Stock · 51,376 shares Expires 2036-02-04 F1 · derivative.exercise_date: Options vest at the rate of 20% annually beginning February 4, 2027. Read SEC document |
| May 09, 2025 Filed May 13, 2025 20:14 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 13,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005020 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,288 Underlying: Class A Common Stock · 13,288 shares Expires 2028-05-09 F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest as follows: 25% on each of May 9, 2026 and 2027; 50% on May 9, 2028. Read SEC document |
| May 09, 2025 Filed May 13, 2025 20:14 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 25,208 | $0.00 Strike: $95.89 | $0.00 |
DisclosureSEC source: 0001225208-25-005020 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,208 Underlying: Class A Common Stock · 25,208 shares Expires 2035-05-09 F1 · derivative.exercise_date: Options vest at the rate of 20% annually beginning May 9, 2026. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:36 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 7,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001836 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,430 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F3 · derivative.exercise_date: RPUs vested upon completion of the performance period, and were considered earned upon certification of financial results by the Compensation and Human Capital Committee of the Board, which occurred on February 5, 2025. F3 · derivative.expiration_date: RPUs vested upon completion of the performance period, and were considered earned upon certification of financial results by the Compensation and Human Capital Committee of the Board, which occurred on February 5, 2025. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:36 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 2,252 | $126.10 | $283,977.20 |
DisclosureSEC source: 0001225208-25-001836 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,300.1002 F1 · balance_after: Includes 2,505.7680 shares in the reporting person's 401(k) account. Read SEC document |
| February 14, 2025 Filed Feb 18, 2025 21:36 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 7,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001836 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,552.1002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,505.7680 shares in the reporting person's 401(k) account. Read SEC document |
| February 05, 2025 Filed Feb 7, 2025 22:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 7,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-001396 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,430 Underlying: Class A Common Stock · 7,430 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:11 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GiftClass A Common Stock | 3,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010246 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,090.4921 F1 · balance_after: Includes 2,474.1599 shares in the reporting person's 401(k) account. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Stock Units · Derivative | 591.2858 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004570 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 591.2858 shares Expires 2024-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units (RSUs) converted into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vested 25% the first year, 25% the second year and 50% the third year. Current vesting represents the final tranche of the 3 year vesting cycle. F4 · derivative.underlying_shares: Includes dividend equivalent units attributed to the RSUs. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 292.868 | $156.57 | $45,854.34 |
DisclosureSEC source: 0001225208-24-004570 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,762.4843 F1 · balance_after: Includes 2,414.1521 shares in the reporting person's 401(k) account. Read SEC document |
| March 25, 2024 Filed Mar 27, 2024 20:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 591.2858 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004570 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,055.3523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,414.1521 shares in the reporting person's 401(k) account. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 20:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 12,204 | $0.00 Strike: $154.76 | $0.00 |
DisclosureSEC source: 0001225208-24-004424 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,204 Underlying: Class A Common Stock · 12,204 shares Expires 2034-03-20 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 20, 2025. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2023 · Derivative | 4,062.905 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002645 · doc4.xml · derivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,062.905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: Each unit automatically converted into one share of Class A common stock following the first anniversary of the grant date. F4 · derivative.expiration_date: Each unit automatically converted into one share of Class A common stock following the first anniversary of the grant date. F5 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 16,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002645 · doc4.xml · derivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 16,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F3 · derivative.exercise_date: RPUs were vested when earned on February 7, 2024. F3 · derivative.expiration_date: RPUs were vested when earned on February 7, 2024. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 7,406 | $157.23 | $1,164,445.38 |
DisclosureSEC source: 0001225208-24-002645 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,438.7753 F1 · balance_after: Includes 2,388.8609 shares in the reporting person's 401(k) account. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,822 | $147.92 | $269,510.24 |
DisclosureSEC source: 0001225208-24-002645 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,844.7753 F1 · balance_after: Includes 2,388.8609 shares in the reporting person's 401(k) account. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 4,062.905 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002645 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,666.7753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,388.8609 shares in the reporting person's 401(k) account. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 22:13 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 16,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002645 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,603.8703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,388.8609 shares in the reporting person's 401(k) account. Read SEC document |
| February 07, 2024 Filed Feb 9, 2024 23:53 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 16,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-001838 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,446 Underlying: Class A Common Stock · 16,446 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Stock Units · Derivative | 17,964.6552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005952 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,964.6552 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs converted into shares of UPS Class A common stock on a one for one basis. F3 · shares: Includes dividend equivalent units attributed to the RSUs. F4 · derivative.exercise_date: RSUs vested 25% the first year, 25% the second year and 50% the third year. Current vesting represents the final tranche of the 3 year vesting cycle. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 8,102.0595 | $168.50 | $1,365,197.03 |
DisclosureSEC source: 0001225208-23-005952 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,087.8422 F1 · balance_after: Includes 2,318.8328 shares in the reporting person's 401(k) account. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:12 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 17,964.6552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005952 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,189.9017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,318.8328 shares in the reporting person's 401(k) account. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Stock Units · Derivative | 282.5385 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004310 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 568 Underlying: Class A Common Stock · 282.5385 shares Expires 2024-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest 25% the first year, 25% the second year and 50% the third year. Current vesting represents the second tranche of the 3 year vesting cycle. F4 · balance_after: Includes dividend equivalent units attributed to the RSUs. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 127.4249 | $186.07 | $23,709.95 |
DisclosureSEC source: 0001225208-23-004310 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,225.2465 F1 · balance_after: Includes 2,318.8328 shares in the reporting person's 401(k) account. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 282.5385 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-004310 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,352.6714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,318.8328 shares in the reporting person's 401(k) account. Read SEC document |
| March 22, 2023 Filed Apr 6, 2023 21:22 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 9,930 | $0.00 Strike: $185.54 | $0.00 |
DisclosureSEC source: 0001225208-23-004767 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,930 Underlying: Class A Common Stock · 9,930 shares Expires 2033-03-22 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning March 22, 2024. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2022 · Derivative | 4,691.4118 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002552 · doc4.xml · derivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,691.4118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F5 · derivative.exercise_date: Restricted units vested one year after the date of grant. F5 · derivative.expiration_date: Restricted units vested one year after the date of grant. F2 · derivative.underlying_shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Performance Units · Derivative | 42,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002552 · doc4.xml · derivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 42,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F4 · derivative.exercise_date: RPUs were vested when earned on February 8, 2023. F4 · derivative.expiration_date: RPUs were vested when earned on February 8, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 19,239 | $173.84 | $3,344,507.76 |
DisclosureSEC source: 0001225208-23-002552 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,049.6235 F1 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,747 | $184.75 | $322,758.25 |
DisclosureSEC source: 0001225208-23-002552 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,288.6235 F1 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 4,691.4118 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002552 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,035.6235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F1 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 22:39 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 42,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002552 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,344.2117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Units 2023 · Derivative | 3,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001678 · doc4.xml · derivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,910 Underlying: Class A Common Stock · 3,910 shares Expires not disclosed F2 · derivative.exercise_price: Each unit automatically converts into one share of Class A common stock following the first anniversary of the grant date. F2 · derivative.exercise_date: Each unit automatically converts into one share of Class A common stock following the first anniversary of the grant date. F2 · derivative.expiration_date: Each unit automatically converts into one share of Class A common stock following the first anniversary of the grant date. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 42,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001678 · doc4.xml · derivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,657 Underlying: Class A Common Stock · 42,657 shares Expires not disclosed F1 · derivative.exercise_price: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.exercise_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. F1 · derivative.expiration_date: Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 18,393 | $188.64 | $3,469,677.59 |
DisclosureSEC source: 0001225208-23-001273 · doc4.xml · nonDerivative · entry 6 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $188.20 to $189.1950. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 14,800 | $186.72 | $2,763,528.52 |
DisclosureSEC source: 0001225208-23-001273 · doc4.xml · nonDerivative · entry 5 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,393 F5 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $186.12 to $187.12. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 11,300 | $187.35 | $2,117,048.22 |
DisclosureSEC source: 0001225208-23-001273 · doc4.xml · nonDerivative · entry 4 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,193 F4 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $187.13 to $187.93. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | SaleClass B Common Stock | 11,081 | $189.65 | $2,101,561.51 |
DisclosureSEC source: 0001225208-23-001273 · doc4.xml · nonDerivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,493 F3 · price: The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $189.2025 to $190.04. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass B Common Stock | 55,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001273 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,574 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:40 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | OtherClass A Common Stock | 55,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001273 · doc4.xml · nonDerivative · entry 1 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,687.2117 F1 · kind: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. F2 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Units 2018 · Derivative | 992.7713 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001001 · doc4.xml · derivative · entry 3 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 992.7713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock. F1 · shares: Includes dividend equivalent units attributable to the restricted units prior to conversion. F4 · derivative.exercise_date: Restricted units vested ratably over five years from the date of grant. F4 · derivative.expiration_date: Restricted units vested ratably over five years from the date of grant. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:19 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 324 | $182.15 | $59,016.60 |
DisclosureSEC source: 0001225208-23-001001 · doc4.xml · nonDerivative · entry 2 Gutmann Kathleen M. · CIK 0001611542 · Pres Intl, Healthcare and SCS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,261.2117 F2 · balance_after: Includes 2,298.3234 shares in the reporting person's 401(k) account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.