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Rowley Paul J

Disclosed activity across 1 company

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47012
SEC CIK
0001665477

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN STATES WATER COAWR · Entity 4127SVP OF OPERATIONSMay 15, 2026May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN STATES WATER CO

Report date May 15, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect6,520.1735 Reported balance After 2026-05-15 transaction · row 1
1 source row

Row 1 · 2026-05-15 · Sale · Disposed 1,304 · Balance 6,520.1735

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2022 Filed Dec 13, 2022 23:02 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 6.2315 $83.78 $522.08
Disclosure

SEC source: 0001209191-22-061030 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183.5887

F2 · shares: DER Units credited on 09/01/2022 as dividend at FMV

Read SEC document
June 01, 2022 Filed Dec 13, 2022 23:02 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 6.0108 $79.39 $477.20
Disclosure

SEC source: 0001209191-22-061030 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177.3573

F1 · shares: DER Units credited on 06/01/2022 as dividend at FMV

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:52 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 237.708 $83.89 $19,941.32
Disclosure

SEC source: 0001209191-22-019185 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,171.3465

F2 · shares: 237.7080 shares withheld to satisfy tax liability.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 19:52 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 662.5471 $83.89 $55,581.08
Disclosure

SEC source: 0001209191-22-019185 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,409.0545

Read SEC document
March 01, 2022 Filed Mar 16, 2022 19:52 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 4.6185 $83.51 $385.69
Disclosure

SEC source: 0001209191-22-019185 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,746.5074

F1 · shares: DER units credited on 03/01/2022 as dividend at FMV

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 95.2733 $89.69 $8,545.06
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741.8888

F5 · shares: 95.2733 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 72.8301 $89.69 $6,532.13
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837.1621

F4 · shares: 72.8301 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 77.8282 $89.69 $6,980.41
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,909.9922

F3 · shares: 77.8282 shares withheld to satisfy tax liability.

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Disposition to issuerCommon Shares 250.31 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 3,289.4638

F2 · shares: Updated 401k Information

Read SEC document
February 04, 2022 Filed Feb 12, 2022 00:55 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Disposition to issuerCommon Shares 2.7513 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-009037 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987.8204

F1 · shares: Adjustment due to partial share

Read SEC document
January 31, 2022 Filed Feb 3, 2022 02:11 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 678 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006603 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,990.5717

Read SEC document
December 10, 2021 Filed Dec 14, 2021 19:26 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon SHares 55 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069390 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312.5717

Read SEC document
December 01, 2021 Filed Dec 14, 2021 19:26 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon SHares 4.5162 $94.10 $424.97
Disclosure

SEC source: 0001209191-21-069390 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257.5717

F2 · shares: DER units credited on 12/01/2021 as dividend at FMV

Read SEC document
September 01, 2021 Filed Dec 14, 2021 19:26 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 4.5107 $93.85 $423.33
Disclosure

SEC source: 0001209191-21-069390 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253.0556

F1 · shares: DER Units credited on 09/01/2021 as dividend at FMV

Read SEC document
August 23, 2021 Filed Aug 23, 2021 22:52 UTC AMERICAN STATES WATER CO AWR · Entity 4127 SaleCommon Shares 70 $91.08 $6,375.60
Disclosure

SEC source: 0001209191-21-053020 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248.5449

Read SEC document
August 23, 2021 Filed Aug 23, 2021 22:52 UTC AMERICAN STATES WATER CO AWR · Entity 4127 SaleCommon Shares 40 $91.05 $3,642.00
Disclosure

SEC source: 0001209191-21-053020 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,318.5449

Read SEC document
August 23, 2021 Filed Aug 23, 2021 22:52 UTC AMERICAN STATES WATER CO AWR · Entity 4127 SaleCommon Shares 2,389 $91.00 $217,399.00
Disclosure

SEC source: 0001209191-21-053020 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358.5449

Read SEC document
June 02, 2021 Filed Aug 23, 2021 22:52 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 4.9066 $78.85 $386.89
Disclosure

SEC source: 0001209191-21-053020 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,747.5449

F1 · shares: DER Units credited on 06/02/2021 as dividend at FMV

Read SEC document
March 11, 2021 Filed Mar 13, 2021 01:25 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 367.7119 $71.92 $26,445.84
Disclosure

SEC source: 0001209191-21-020335 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742.6383

F2 · shares: 367.7119 shares withheld to satisfy tax liability.

Read SEC document
March 10, 2021 Filed Mar 13, 2021 01:25 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 988.5789 $72.16 $71,335.85
Disclosure

SEC source: 0001209191-21-020335 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,110.3502

Read SEC document
March 02, 2021 Filed Mar 13, 2021 01:25 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 5.3746 $71.65 $385.09
Disclosure

SEC source: 0001209191-21-020335 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,121.7713

F1 · shares: DER units credited on 03/02/2021 as dividend at FMV

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 241.4782 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 3,039.1538

F4 · shares: Updated 401k Information

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 112.3529 $79.80 $8,965.76
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,116.3967

F3 · shares: 112.3529 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 91.1654 $79.80 $7,275.00
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228.7496

F2 · shares: 91.1654 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:47 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 71.8015 $79.80 $5,729.76
Disclosure

SEC source: 0001209191-21-008705 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319.915

F1 · shares: 71.8015 shares withheld to satisfy tax liability.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:56 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 566 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007611 · doc4.xml · nonDerivative · entry 6

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:56 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Disposition to issuerCommon Shares 66.71 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007611 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 2,797.6756

F5 · shares: Updated 401k Information

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:56 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 1.6028 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007611 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825.7165

F4 · shares: Adjustment due to partial share

Read SEC document
December 01, 2020 Filed Feb 4, 2021 01:56 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 5.6168 $74.44 $418.11
Disclosure

SEC source: 0001209191-21-007611 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827.3193

F3 · shares: DER units credited on 12/01/2020 as dividend at FMV

Read SEC document
September 01, 2020 Filed Feb 4, 2021 01:56 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 5.5354 $75.20 $416.26
Disclosure

SEC source: 0001209191-21-007611 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821.7025

F2 · shares: DER Units credited on 09/01/2020 as dividend at FMV

Read SEC document
June 01, 2020 Filed Feb 4, 2021 01:56 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 4.6521 $81.16 $377.56
Disclosure

SEC source: 0001209191-21-007611 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816.1672

F1 · shares: DER Units credited on 06/01/2020 as dividend at FMV

Read SEC document
March 15, 2020 Filed Mar 17, 2023 15:50 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 187.5203 $86.73 $16,263.64
Disclosure

SEC source: 0001209191-23-019501 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · SVP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995.6828

F2 · shares: 187.5203 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 438.4217 $71.88 $31,513.75
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,811.5151

F2 · shares: 438.4217 shares withheld to satisfy tax liability.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 22:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 67.1658 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,864.3856

Read SEC document
March 11, 2020 Filed Mar 13, 2020 22:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 1,281.2904 $79.80 $102,246.97
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249.9368

Read SEC document
March 02, 2020 Filed Mar 13, 2020 22:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 4.673 $80.49 $376.13
Disclosure

SEC source: 0001209191-20-019042 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,968.6464

F1 · shares: DER unites credited on 03/02/2020 as dividend at FMV

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:17 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 141.9628 $88.47 $12,559.45
Disclosure

SEC source: 0001209191-20-007298 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,963.9734

F3 · shares: 141.9628 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:17 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 106.745 $88.47 $9,443.73
Disclosure

SEC source: 0001209191-20-007298 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,105.9362

F2 · shares: 106.7450 shares withheld to satisfy tax liability.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:17 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 89.2397 $88.47 $7,895.04
Disclosure

SEC source: 0001209191-20-007298 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212.6812

F1 · shares: 89.2397 shares withheld to satisfy tax liability.

Read SEC document
January 30, 2020 Filed Jan 31, 2020 01:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Disposition to issuerCommon Shares 1.6769 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005711 · doc4.xml · nonDerivative · entry 4

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780.9209

F4 · shares: Adjustment due to partial share

Read SEC document
January 28, 2020 Filed Jan 31, 2020 01:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005711 · doc4.xml · nonDerivative · entry 6

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301.9209

Read SEC document
January 28, 2020 Filed Jan 31, 2020 01:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 209.8127 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005711 · doc4.xml · nonDerivative · entry 5

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 2,797.2198

F5 · shares: Updated 401k

Read SEC document
December 02, 2019 Filed Jan 31, 2020 01:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 5.5275 $84.61 $467.68
Disclosure

SEC source: 0001209191-20-005711 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,782.5978

F3 · shares: DER units credited on 12/02/2019 as dividend at FMV

Read SEC document
September 03, 2019 Filed Jan 31, 2020 01:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 4.9708 $93.78 $466.16
Disclosure

SEC source: 0001209191-20-005711 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,777.0703

F2 · shares: DER Units credited on 09/03/2019 as dividend at FMV

Read SEC document
June 03, 2019 Filed Jan 31, 2020 01:58 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 5.6996 $73.47 $418.75
Disclosure

SEC source: 0001209191-20-005711 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,772.0995

F1 · shares: DER Units credited on 06/03/2019 as dividend at FMV

Read SEC document
March 12, 2019 Filed Mar 14, 2019 00:27 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 228.3101 $71.44 $16,310.47
Disclosure

SEC source: 0001209191-19-019295 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766.3999

F1 · shares: 228.3101 shares withheld to satisfy tax liability.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:27 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 618.5745 $71.61 $44,296.12
Disclosure

SEC source: 0001209191-19-019295 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994.71

Read SEC document
March 04, 2019 Filed Mar 6, 2019 00:10 UTC AMERICAN STATES WATER CO AWR · Entity 4127 SaleCommon Shares 346 $71.25 $24,652.50
Disclosure

SEC source: 0001209191-19-017044 · doc4.xml · nonDerivative · entry 2

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376.1355

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:10 UTC AMERICAN STATES WATER CO AWR · Entity 4127 GrantCommon Shares 5.9157 $70.51 $417.12
Disclosure

SEC source: 0001209191-19-017044 · doc4.xml · nonDerivative · entry 1

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722.1355

F1 · shares: DER Units credited on 03/01/2019 as dividend at FMV

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:37 UTC AMERICAN STATES WATER CO AWR · Entity 4127 Tax withholdingCommon Shares 105.2111 $67.21 $7,071.24
Disclosure

SEC source: 0001209191-19-008244 · doc4.xml · nonDerivative · entry 3

Rowley Paul J · CIK 0001665477 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716.2198

F3 · shares: 105.2111 shares withheld to satisfy tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.