Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | Director | May 14, 2026 | May 18, 2026 |
| WASTE MANAGEMENT INCWM · Entity 2932 | EVP & Chief Operating Officer | February 20, 2018 | February 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,665 |
Reported balance
After 2026-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 1,665 · Balance 1,665 F1: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 14, 2026 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 14, 2026 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company.
WASTE MANAGEMENT INC
Report date February 20, 2018 · Filed February 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $85.34 · Expires 2028-02-20 | Direct | 36,513 |
Reported balance
After 2018-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-20 · Grant · Acquired 36,513 · Balance 36,513 F1: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 20:46 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-036008 · wk-form4_1779137204.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,665 Underlying: Common Stock · 1,665 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 14, 2026 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 14, 2026 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 14, 2026 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 14, 2026 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| May 21, 2025 Filed May 22, 2025 22:43 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Sock | 1,783 | $91.10 | $162,431.30 |
DisclosureSEC source: 0001628280-25-027381 · wk-form4_1747953826.xml · nonDerivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,660 Read SEC document |
| May 22, 2024 Filed May 23, 2024 23:14 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-064215 · ownership.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,908 Underlying: Common Stock · 1,908 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the second anniversary of the day the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the second anniversary of the day the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the second anniversary of the day the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 22, 2024 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the second anniversary of the day the reporting person separates from service from the Company. Read SEC document |
| May 17, 2023 Filed May 19, 2023 22:19 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-031226 · doc4.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,908 Underlying: Common Stock · 1,908 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 17, 2023 and will be settled in shares of common stock. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| May 18, 2022 Filed May 20, 2022 19:18 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-030940 · doc4.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,878 Underlying: Common Stock · 1,878 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 18, 2022 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| May 19, 2021 Filed May 19, 2021 23:01 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,637 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-034181 · doc4.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,637 Underlying: Common Stock · 1,637 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 19, 2021 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:06 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-031810 · doc4.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653 Underlying: Common Stock · 1,653 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 20, 2020 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| May 15, 2019 Filed May 17, 2019 19:21 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantStock Units · Derivative | 1,263 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-030815 · doc4.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263 Underlying: Common Stock · 1,263 shares Expires not disclosed F1 · derivative.exercise_price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · price: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.exercise_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. F1 · derivative.expiration_date: Each Stock Unit is the economic equivalent of one share of Pinnacle West common stock. The Stock Units vested on May 15, 2019 and, at the reporting person's election, will be settled in 100% shares of common stock, 50% in cash and 50% in common stock, or 100% in cash. The reporting person elected to defer settlement until the last business day of the month following the month in which the reporting person separates from service from the Company. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 777 | $82.87 | $64,389.99 |
DisclosureSEC source: 0001209191-19-002010 · doc4.xml · nonDerivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:44 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 36,513 | $0.00 Strike: $85.34 | $0.00 |
DisclosureSEC source: 0001225208-18-003851 · doc4.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,513 Underlying: Common Stock · 36,513 shares Expires 2028-02-20 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 20:15 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 52,076 | $85.40 | $4,447,030.02 |
DisclosureSEC source: 0001225208-18-003285 · doc4.xml · nonDerivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,038 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2014 Stock Incentive Plan Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,114 | $41.37 Strike: $41.37 | $170,196.18 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · derivative · entry 9 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,708 Underlying: Common Stock · 4,114 shares Expires 2024-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 3,087 | $72.78 | $224,672.17 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · nonDerivative · entry 6 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,962 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 4,114 | $41.37 | $170,196.18 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · nonDerivative · entry 5 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,457 | $36.89 Strike: $36.89 | $1,086,521.45 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · derivative · entry 8 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,457 shares Expires 2023-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,594 | $41.37 Strike: $41.37 | $1,224,303.78 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · derivative · entry 7 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,822 Underlying: Common Stock · 29,594 shares Expires 2024-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 25,229 | $73.08 | $1,843,644.50 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · nonDerivative · entry 4 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,935 F2 · price: This transaction was executed in multiple trades at prices ranging from $72.85 to $73.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 20,998 | $73.10 | $1,534,993.70 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · nonDerivative · entry 3 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,164 F1 · price: This transaction was executed in multiple trades at prices ranging from $73.10 to $73.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 29,457 | $36.89 | $1,086,521.45 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · nonDerivative · entry 2 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:12 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Exercise / conversionCommon Stock | 29,594 | $41.37 | $1,224,303.78 |
DisclosureSEC source: 0001225208-17-005762 · doc4.xml · nonDerivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:27 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantStock Option (Right to Buy) · Derivative | 55,699 | $0.00 Strike: $73.34 | $0.00 |
DisclosureSEC source: 0001225208-17-005329 · doc4.xml · derivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,699 Underlying: Common Stock · 55,699 shares Expires 2027-02-28 F1 · security: Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | Tax withholdingCommon Stock | 21,370 | $70.39 | $1,504,234.30 |
DisclosureSEC source: 0001225208-17-003950 · doc4.xml · nonDerivative · entry 2 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,111 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:38 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 55,816 | $70.39 | $3,928,888.24 |
DisclosureSEC source: 0001225208-17-003950 · doc4.xml · nonDerivative · entry 1 TREVATHAN JAMES E JR · CIK 0001197041 · EVP & Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,481 F1 · security: Settlement of performance share award granted under Waste Management, Inc. 2009 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.