Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | EVP & Hd. of Tech. & Serv. Del | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,103 |
Ending reported balance
After 2026-05-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-14 · Exercise / conversion · Acquired 2,221 · Balance 13,795 Row 2 · 2026-05-14 · Tax withholding · Disposed 1,437 · Balance 12,358 Row 3 · 2026-05-14 · Sale · Disposed 6,255 · Balance 6,103 F1: Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $165.41 · Expires 2030-01-31 | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-14 · Exercise / conversion · Disposed 2,221 · Balance 0 F2: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 20:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,221 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · derivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,221 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 6,255 | $472.52 | $2,955,606.97 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,103 F1 · price: Reflects the weighted average price of 6,255 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on May 14, 2026 with sale prices ranging from $472.19 to $472.7551 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,437 | $471.22 | $677,143.14 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,358 Read SEC document |
| May 14, 2026 Filed May 18, 2026 20:17 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 2,221 | $165.41 | $367,375.61 |
DisclosureSEC source: 0001823254-26-000009 · form4-05182026_080513.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & Hd. of Tech. & Serv. Del 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 3,315 | $0.00 Strike: $532.18 | $0.00 |
DisclosureSEC source: 0001823254-26-000005 · form4-02042026_020242.xml · derivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,315 Underlying: Common Stock · 3,315 shares Expires 2036-02-03 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 2, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 02:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001823254-26-000005 · form4-02042026_020242.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,574 Read SEC document |
| January 31, 2026 Filed Feb 4, 2026 02:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 136 | $527.19 | $71,697.84 |
DisclosureSEC source: 0001823254-26-000005 · form4-02042026_020242.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,560 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 01:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 97 | $498.33 | $48,338.01 |
DisclosureSEC source: 0001823254-26-000002 · form4-01292026_010154.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,924 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,115 | $498.33 | $555,637.95 |
DisclosureSEC source: 0001823254-26-000004 · form4-01292026_110143.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,696 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 23:41 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001823254-26-000004 · form4-01292026_110143.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,811 Read SEC document |
| January 26, 2026 Filed Jan 29, 2026 01:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 114 | $500.53 | $57,060.42 |
DisclosureSEC source: 0001823254-26-000002 · form4-01292026_010154.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,021 Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 203.5666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019750 · form4-07142025_110748.xml · derivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 887.3788 Underlying: Common Stock · 203.5666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 88.5666 | $542.51 | $48,048.27 |
DisclosureSEC source: 0001415889-25-019750 · form4-07142025_110748.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,135 Read SEC document |
| July 10, 2025 Filed Jul 14, 2025 23:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 203.5666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-019750 · form4-07142025_110748.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,223.5666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 00:19 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 146.2124 | $538.60 | $78,750.00 |
DisclosureSEC source: 0001415889-25-003653 · form4-02122025_120239.xml · derivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,084.6688 Underlying: Common Stock · 146.2124 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 2,517 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003053 · form4-02052025_120224.xml · derivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,517 Underlying: Common Stock · 2,517 shares Expires 2035-02-01 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 894 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003053 · form4-02052025_120224.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,168 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,305 | $571.84 | $746,251.20 |
DisclosureSEC source: 0001415889-25-002424 · form4-01312025_120140.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,274 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002424 · form4-01312025_120140.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,579 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:31 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 96 | $561.38 | $53,892.48 |
DisclosureSEC source: 0001415889-25-002302 · form4-01302025_120126.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,645 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:03 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 111 | $563.58 | $62,557.38 |
DisclosureSEC source: 0001415889-25-002221 · form4-01292025_020127.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,741 Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:48 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 115.7065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-019559 · form4-07152024_100744.xml · derivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 932.7938 Underlying: Common Stock · 115.7065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:48 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 50.7065 | $439.82 | $22,301.73 |
DisclosureSEC source: 0001415889-24-019559 · form4-07152024_100744.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,852 Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 22:48 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 115.7065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-019559 · form4-07152024_100744.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,902.7065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,433 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · derivative · entry 7 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,433 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,199 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · derivative · entry 6 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,199 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,179 | $408.71 | $890,580.40 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 5 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,787 F2 · price: Reflects the weighted average price of 2,179 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $408.70 to $408.835 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,261 | $407.16 | $920,588.99 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,966 F1 · price: Reflects the weighted average price of 2,261 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $407.158 to $407.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 4,371 | $408.71 | $1,786,471.41 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,227 Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 3,433 | $126.89 | $435,613.37 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:38 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 3,199 | $179.84 | $575,308.16 |
DisclosureSEC source: 0001415889-24-005738 · form4-02282024_090208.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 171.3105 | $396.94 | $67,999.99 |
DisclosureSEC source: 0001415889-24-003653 · form4-02142024_010249.xml · derivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,041.5486 Underlying: Common Stock · 171.3105 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 940 | $393.11 | $369,523.40 |
DisclosureSEC source: 0001415889-24-002112 · form4-02012024_010200.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,966 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 2,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002112 · form4-02012024_010200.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,906 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 86 | $391.40 | $33,660.40 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,493 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 96 | $391.40 | $37,574.40 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,579 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 2,852 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · derivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,852 Underlying: Common Stock · 2,852 shares Expires 2034-01-27 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,675 Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:10 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 2,418 | $348.74 | $843,259.61 |
DisclosureSEC source: 0001415889-23-011806 · form4-08032023_080847.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,710 F1 · price: Reflects the weighted average price of 2,418 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 1, 2023 with sale prices ranging from $348.67 to $348.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 22:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionPhantom Stock · Derivative | 129.0351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-011190 · form4-07172023_100737.xml · derivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 863.3673 Underlying: Common Stock · 129.0351 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 22:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 56.0351 | $341.90 | $19,158.40 |
DisclosureSEC source: 0001415889-23-011190 · form4-07172023_100737.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,128 Read SEC document |
| July 13, 2023 Filed Jul 17, 2023 22:11 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 129.0351 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-011190 · form4-07172023_100737.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,184.0351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 23:50 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 177.2796 | $349.73 | $61,999.99 |
DisclosureSEC source: 0001415889-23-002548 · form4-02142023_110215.xml · derivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984.4897 Underlying: Common Stock · 177.2796 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| January 31, 2023 Filed Feb 3, 2023 00:09 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 80 | $350.12 | $28,009.60 |
DisclosureSEC source: 0001415889-23-001851 · form4-02032023_120212.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,055 Read SEC document |
| January 29, 2023 Filed Feb 1, 2023 00:46 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 70 | $344.45 | $24,111.50 |
DisclosureSEC source: 0001415889-23-001688 · form4-02012023_120238.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,135 Read SEC document |
| January 28, 2023 Filed Feb 1, 2023 00:46 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 86 | $344.45 | $29,622.70 |
DisclosureSEC source: 0001415889-23-001688 · form4-02012023_120238.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,205 Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:46 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 2,994 | $0.00 Strike: $344.45 | $0.00 |
DisclosureSEC source: 0001415889-23-001688 · form4-02012023_120238.xml · derivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,994 Underlying: Common Stock · 2,994 shares Expires 2033-01-28 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 27, 2023. Read SEC document |
| January 27, 2023 Filed Feb 1, 2023 00:46 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001688 · form4-02012023_120238.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,291 Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001415889-22-011519 · form4-11172022_101123.xml · derivative · entry 7 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 Underlying: Common Stock · 2,000 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,812 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001415889-22-011519 · form4-11172022_101123.xml · derivative · entry 6 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,812 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.