Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVANTAX, INC.BCOR · Entity 107910 | Chief Legal & Admin Officer | May 04, 2017 | May 08, 2017 |
| COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707 | Director | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVANTAX, INC.
Report date May 04, 2017 · Filed May 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,550 |
Ending reported balance
After 2017-05-08 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2017-05-04 · Exercise / conversion · Acquired 137,807 · Balance 174,631 Row 2 · 2017-05-04 · Tax withholding · Disposed 116,772 · Balance 57,859 F1: Represents a "net exercise" of outstanding stock options. The reporting person received 21,035 shares of common stock on net exercise of option to purchase 137,807 shares of common stock. The reporting person forfeited 116,772 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40. Row 3 · 2017-05-04 · Exercise / conversion · Acquired 58,268 · Balance 116,127 Row 4 · 2017-05-04 · Tax withholding · Disposed 41,548 · Balance 74,579 F2: Represents a "net exercise" of outstanding stock options. The reporting person received 16,720 shares of common stock on net exercise of option to purchase 58,268 shares of common stock. The reporting person forfeited 41,548 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40. Row 5 · 2017-05-08 · Sale · Disposed 2,500 · Balance 72,079 F3: As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017. Row 6 · 2017-05-08 · Sale · Disposed 16,774 · Balance 55,305 F3: As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017. Row 7 · 2017-05-08 · Sale · Disposed 37,755 · Balance 17,550 F3: As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.24 · Expires 2021-09-30 | Direct | 0 |
Reported balance
After 2017-05-04 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-04 · Exercise / conversion · Disposed 137,807 · Balance 0 F4: The option grant was for 165,354 shares of common stock with the following vesting schedule: 33.3% of the shares vested on September 30, 2015 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on September 30, 2017, unless vesting is accelerated under the terms of reporting person's employment agreement. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.81 · Expires 2023-01-04 | Direct | 0 |
Reported balance
After 2017-05-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-04 · Exercise / conversion · Disposed 58,268 · Balance 0 F5: The option grant was for 174,821 shares of common stock with the following vesting schedule: 33.3% of the shares vested on January 2, 2017 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on January 2, 2019, unless vesting is accelerated under the terms of reporting person's employment agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a "net exercise" of outstanding stock options. The reporting person received 21,035 shares of common stock on net exercise of option to purchase 137,807 shares of common stock. The reporting person forfeited 116,772 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
F2: Represents a "net exercise" of outstanding stock options. The reporting person received 16,720 shares of common stock on net exercise of option to purchase 58,268 shares of common stock. The reporting person forfeited 41,548 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40.
F3: As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017.
F4: The option grant was for 165,354 shares of common stock with the following vesting schedule: 33.3% of the shares vested on September 30, 2015 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on September 30, 2017, unless vesting is accelerated under the terms of reporting person's employment agreement.
F5: The option grant was for 174,821 shares of common stock with the following vesting schedule: 33.3% of the shares vested on January 2, 2017 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on January 2, 2019, unless vesting is accelerated under the terms of reporting person's employment agreement.
COLUMBIA BANKING SYSTEM, INC.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,554 |
Reported balance
After 2026-05-14 transaction · row 1
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 3,949 · Balance 35,554 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2026 Filed May 18, 2026 20:30 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon Stock | 3,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001537873-26-000002 · wk-form4_1779136243.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,554 Read SEC document |
| May 15, 2025 Filed May 17, 2025 01:52 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon Stock | 3,382 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-25-000194 · wk-form4_1747446768.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,605 Read SEC document |
| May 10, 2024 Filed May 14, 2024 21:09 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon Stock | 4,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-24-000205 · wk-form4_1715720980.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,223 F1 · balance_after: 132 shares of common stock were inadvertently omitted from the reporting persons prior Form 4 filings. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 00:40 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | PurchaseCommon Stock | 3,592 | $20.87 | $74,965.04 |
DisclosureSEC source: 0000887343-24-000032 · wk-form4_1706661599.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,908 Read SEC document |
| May 18, 2023 Filed May 19, 2023 23:00 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon Stock | 4,028 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-23-000242 · wf-form4_168453720361840.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,316 Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 23:24 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-23-000136 · wf-form4_167788582058892.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,288 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 17:47 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon | 1,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-23-000044 · wf-form4_167717445562471.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,640 Read SEC document |
| May 26, 2021 Filed May 28, 2021 21:23 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon | 1,669 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-21-000128 · wf-form4_162223695554434.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,902 Read SEC document |
| May 27, 2020 Filed May 28, 2020 23:54 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon | 2,640 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-20-000171 · wf-form4_159071003950501.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,233 Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 18:08 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon | 1,902 | $36.80 | $69,993.60 |
DisclosureSEC source: 0000887343-19-000125 · wf-form4_156416447126221.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,593 F1 · shares: Restricted Stock Award Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 21:00 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon | 1,691 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-18-000113 · wf-form4_153056518701513.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,691 F1 · shares: Restricted Stock Award Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 21:32 UTC | COLUMBIA BANKING SYSTEM, INC. COLB · Entity 707 | GrantCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000887343-17-000127 · wf-form4_149885835499348.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| May 08, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 37,755 | $20.44 | $771,889.65 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · nonDerivative · entry 7 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,550 F3 · shares: As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017. Read SEC document |
| May 08, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 16,774 | $20.44 | $342,934.37 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · nonDerivative · entry 6 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,305 F3 · shares: As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017. Read SEC document |
| May 08, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | SaleCommon Stock | 2,500 | $20.77 | $51,919.50 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · nonDerivative · entry 5 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,079 F3 · shares: As previously disclosed by the issuer, the reporting person has informed the issuer that he intends to resign on the later of the date on which the issuer moves its headquarters from Bellevue, Washington to Irving, Texas (which is expected to occur on or before June 1, 2017) or July 1, 2017. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 58,268 | $0.00 Strike: $9.81 | $0.00 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · derivative · entry 9 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,268 shares Expires 2023-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option grant was for 174,821 shares of common stock with the following vesting schedule: 33.3% of the shares vested on January 2, 2017 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on January 2, 2019, unless vesting is accelerated under the terms of reporting person's employment agreement. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionStock Option (Right to Buy) · Derivative | 137,807 | $0.00 Strike: $15.24 | $0.00 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · derivative · entry 8 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 137,807 shares Expires 2021-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option grant was for 165,354 shares of common stock with the following vesting schedule: 33.3% of the shares vested on September 30, 2015 and an additional 16.7% vested each six (6) months thereafter, such that the option will be fully vested on September 30, 2017, unless vesting is accelerated under the terms of reporting person's employment agreement. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 41,548 | $19.40 | $806,031.20 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · nonDerivative · entry 4 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,579 F2 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 16,720 shares of common stock on net exercise of option to purchase 58,268 shares of common stock. The reporting person forfeited 41,548 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 58,268 | $9.81 | $571,609.08 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · nonDerivative · entry 3 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 116,772 | $19.40 | $2,265,376.80 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · nonDerivative · entry 2 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,859 F1 · shares: Represents a "net exercise" of outstanding stock options. The reporting person received 21,035 shares of common stock on net exercise of option to purchase 137,807 shares of common stock. The reporting person forfeited 116,772 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 4, 2017 of $19.40. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:30 UTC | AVANTAX, INC. BCOR · Entity 107910 | Exercise / conversionCommon Stock | 137,807 | $15.24 | $2,100,178.68 |
DisclosureSEC source: 0001537873-17-000005 · wf-form4_149427899180380.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:14 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 867 | $17.30 | $14,999.10 |
DisclosureSEC source: 0001537873-17-000004 · wf-form4_149133683195615.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,824 Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 19:06 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 2,329 | $14.75 | $34,352.75 |
DisclosureSEC source: 0001537873-17-000002 · wf-form4_148357478668992.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,691 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:16 UTC | AVANTAX, INC. BCOR · Entity 107910 | Tax withholdingCommon Stock | 897 | $11.20 | $10,046.40 |
DisclosureSEC source: 0001537873-16-000008 · wf-form4_147561576246368.xml · nonDerivative · entry 1 Finkelstein Mark A · CIK 0001537873 · Chief Legal & Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,020 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.