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Ables Dorothy M

Disclosed activity across 3 companies

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46614
SEC CIK
0001448781

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MARTIN MARIETTA MATERIALS INCMLM · Entity 587DirectorMay 14, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MARTIN MARIETTA MATERIALS INC

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,221 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 313 · Balance 4,221

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Coterra Energy Inc.

Report date May 07, 2026 · Filed May 11, 2026

Section 16 reporting ended · disclosed 2026-05-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Disposition to issuer · Disposed 101,009 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger entered into on February 1, 2026, by and among the Issuer, Devon Energy Corporation ("Devon") and Cubs Merger Sub, Inc., as of the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Issuer's common stock, par value $0.10 per share, held by the Reporting Person as of immediately prior to the Effective Time was converted into the right to receive 0.7 shares of Devon common stock, par value $0.10 per share.

Common StockSEC Table I · non-derivativeIndirectHeld by spouse.0 Reported balance After 2026-05-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-05-07 · Disposition to issuer · Disposed 5,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger entered into on February 1, 2026, by and among the Issuer, Devon Energy Corporation ("Devon") and Cubs Merger Sub, Inc., as of the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Issuer's common stock, par value $0.10 per share, held by the Reporting Person as of immediately prior to the Effective Time was converted into the right to receive 0.7 shares of Devon common stock, par value $0.10 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger entered into on February 1, 2026, by and among the Issuer, Devon Energy Corporation ("Devon") and Cubs Merger Sub, Inc., as of the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Issuer's common stock, par value $0.10 per share, held by the Reporting Person as of immediately prior to the Effective Time was converted into the right to receive 0.7 shares of Devon common stock, par value $0.10 per share.

Spectra Energy Corp.

Report date February 27, 2017 · Filed March 01, 2017

Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-02-27 transaction · row 1
1 source row

Row 1 · 2017-02-27 · Disposition to issuer · Disposed 144,722 · Balance 0

F1: Includes shares acquired pursuant to dividend reinvestment.

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectRetirement Savings Plan0 Reported balance After 2017-02-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-02-27 · Disposition to issuer · Disposed 22,411 · Balance 0

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Option to Purchase Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-27 · Disposition to issuer · Disposed 53,150 · Balance 0

F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

Performance Shares Feb 2015SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-02-27 · Disposition to issuer · Disposed 11,650 · Balance 0

F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

Performance Shares Feb 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-02-27 · Disposition to issuer · Disposed 12,850 · Balance 0

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-02-27 · Disposition to issuer · Disposed 7,350 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2016SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-02-27 · Disposition to issuer · Disposed 7,300 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-02-27 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-02-27 · Disposition to issuer · Disposed 8,075 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible securityDirect0 Reported balance After 2010-02-27 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2010-02-27 · Disposition to issuer · Disposed 8,075 · Balance 0

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired pursuant to dividend reinvestment.

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 18, 2026 21:29 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 313 $0.00 $0.00
Disclosure

SEC source: 0000916076-26-000058 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,221

Read SEC document
May 07, 2026 Filed May 11, 2026 20:46 UTC Coterra Energy Inc. CTRA · Entity 48496 Disposition to issuerCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000858470-26-000153 · wk-form4_1778532375.xml · nonDerivative · entry 2

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by spouse.

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger entered into on February 1, 2026, by and among the Issuer, Devon Energy Corporation ("Devon") and Cubs Merger Sub, Inc., as of the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Issuer's common stock, par value $0.10 per share, held by the Reporting Person as of immediately prior to the Effective Time was converted into the right to receive 0.7 shares of Devon common stock, par value $0.10 per share.

F1 · shares: Pursuant to the Agreement and Plan of Merger entered into on February 1, 2026, by and among the Issuer, Devon Energy Corporation ("Devon") and Cubs Merger Sub, Inc., as of the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Issuer's common stock, par value $0.10 per share, held by the Reporting Person as of immediately prior to the Effective Time was converted into the right to receive 0.7 shares of Devon common stock, par value $0.10 per share.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:46 UTC Coterra Energy Inc. CTRA · Entity 48496 Disposition to issuerCommon Stock 101,009 $0.00 $0.00
Disclosure

SEC source: 0000858470-26-000153 · wk-form4_1778532375.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger entered into on February 1, 2026, by and among the Issuer, Devon Energy Corporation ("Devon") and Cubs Merger Sub, Inc., as of the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Issuer's common stock, par value $0.10 per share, held by the Reporting Person as of immediately prior to the Effective Time was converted into the right to receive 0.7 shares of Devon common stock, par value $0.10 per share.

F1 · shares: Pursuant to the Agreement and Plan of Merger entered into on February 1, 2026, by and among the Issuer, Devon Energy Corporation ("Devon") and Cubs Merger Sub, Inc., as of the effective time of the transactions contemplated thereby (the "Effective Time"), each share of the Issuer's common stock, par value $0.10 per share, held by the Reporting Person as of immediately prior to the Effective Time was converted into the right to receive 0.7 shares of Devon common stock, par value $0.10 per share.

Read SEC document
May 15, 2025 Filed May 16, 2025 18:51 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 308 $552.86 $170,280.88
Disclosure

SEC source: 0001127602-25-014631 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,908

Read SEC document
May 07, 2025 Filed May 9, 2025 20:45 UTC Coterra Energy Inc. CTRA · Entity 48496 GrantCommon Stock 9,293 $0.00 $0.00
Disclosure

SEC source: 0000858470-25-000132 · wk-form4_1746823504.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,009

F1 · shares: Represents an annual award of restricted stock units as compensation for the reporting persons duties as director, as described in the issuer's 2025 proxy statement, which award is subject to service-based vesting the restrictions on which lapse on the earlier to occur of (i) the termination of service as a director other than because of removal or (ii) May 1, 2026.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:40 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 293 $581.69 $170,435.17
Disclosure

SEC source: 0001127602-24-015839 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600

Read SEC document
May 07, 2024 Filed May 9, 2024 21:11 UTC Coterra Energy Inc. CTRA · Entity 48496 GrantCommon Stock 7,123 $0.00 $0.00
Disclosure

SEC source: 0000858470-24-000089 · wk-form4_1715289077.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,716

F1 · shares: Represents an annual award of restricted stock units as compensation for the reporting persons duties as director, as described in the issuer's 2024 proxy statement, which award is subject to service-based vesting, the restrictions on which lapse on the earlier to occur of (i) the termination of the service as a director other than because of removal or (ii) April 30, 2025.

Read SEC document
May 11, 2023 Filed May 12, 2023 16:08 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 362 $400.57 $145,006.34
Disclosure

SEC source: 0001127602-23-015346 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,307

Read SEC document
May 10, 2023 Filed May 12, 2023 20:15 UTC Coterra Energy Inc. CTRA · Entity 48496 GrantCommon Stock 8,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029027 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,593

F1 · shares: Represents an annual award of restricted stock units as compensation for the reporting person's duties as director, as described in the issuer's 2023 proxy statement, the restrictions on which lapse on the earlier to occur of (i) the termination of the service as a director other than because of removal or (ii) May 4, 2024.

F2 · balance_after: The amount of securities beneficially owned as reported in column 5 includes 70,732 restricted stock units as to which the remaining restrictions lapse upon the reporting person's retirement from the issuer's board of directors.

Read SEC document
June 01, 2022 Filed Feb 9, 2023 21:59 UTC Coterra Energy Inc. CTRA · Entity 48496 GrantCommon Stock 5,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008057 · doc5.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,416

F1 · shares: Represents an annual award of restricted stock units as compensation for the reporting person's duties as director, as described in the issuer's 2022 proxy statement, which award is subject to service-based vesting, the restrictions on which lapse on the earlier to occur of (i) the termination of the service as a director other than because of removal or (ii) April 3, 2023.

F2 · balance_after: The amount of securities beneficially owned as reported in column 5 includes 70,732 restricted stock units as to which the restrictions lapse upon the reporting person's retirement from the issuer's board of directors.

Read SEC document
May 12, 2022 Filed May 16, 2022 15:21 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-014554 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945

Read SEC document
May 13, 2021 Filed May 17, 2021 15:53 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016954 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,502

Read SEC document
February 17, 2021 Filed Feb 19, 2021 21:54 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 12,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-012399 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,732

F1 · kind: Restricted stock units awarded to Reporting Person under Issuer's 2014 Incentive Plan. Units paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

Read SEC document
May 14, 2020 Filed May 15, 2020 20:19 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-016756 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114

Read SEC document
February 19, 2020 Filed Feb 20, 2020 20:26 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 14,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010996 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,352

F1 · kind: Restricted stock units awarded to Reporting Person under Issuer's 2014 Incentive Plan. Units paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

Read SEC document
May 09, 2019 Filed May 13, 2019 15:53 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-018242 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,344

Read SEC document
February 20, 2019 Filed Feb 21, 2019 22:38 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 9,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012189 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,608

F1 · kind: Restricted stock units awarded to Reporting Person under Issuer's 2014 Incentive Plan. Units paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 17:54 UTC MARTIN MARIETTA MATERIALS INC MLM · Entity 587 GrantCommon Stock 744 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032382 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

Read SEC document
February 21, 2018 Filed Feb 22, 2018 17:07 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 9,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012188 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,388

F1 · kind: Restricted stock units awarded to Reporting Person under Issuer's 2014 Incentive Plan. Units paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

Read SEC document
October 13, 2017 Filed Oct 16, 2017 19:28 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 722 $26.00 $18,772.00
Disclosure

SEC source: 0001209191-17-056993 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,488

Read SEC document
July 14, 2017 Filed Jul 18, 2017 12:27 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 740 $25.35 $18,759.00
Disclosure

SEC source: 0001209191-17-045403 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,766

Read SEC document
April 15, 2017 Filed Apr 18, 2017 13:59 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 782 $24.00 $18,768.00
Disclosure

SEC source: 0001209191-17-027198 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,026

F1 · kind: Restricted stock units issued pursuant to the Company's Non-Employee Director Deferred Compensation Plan in lieu of quarterly cash retainer and leadership fees payable on April 15, 2017, in the amount of $18,750. The units are issued pursuant to the Company's 2014 Incentive Plan and are paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative 8,075 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · derivative · entry 8

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,075 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2016 · Derivative 7,300 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · derivative · entry 7

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,300 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2015 · Derivative 7,350 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · derivative · entry 6

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,350 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerPerformance Shares Feb 2016 · Derivative 12,850 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · derivative · entry 5

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,850 shares

Expires not disclosed

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.

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February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerPerformance Shares Feb 2015 · Derivative 11,650 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · derivative · entry 4

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,650 shares

Expires not disclosed

F4 · derivative.exercise_price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · derivative.exercise_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

F4 · derivative.expiration_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.

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February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerOption to Purchase Common Stock · Derivative 53,150 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · derivative · entry 3

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,150 shares

Expires not disclosed

F3 · derivative.exercise_price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · derivative.exercise_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

F3 · derivative.expiration_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.

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February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerCommon Stock 22,411 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · nonDerivative · entry 2

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Retirement Savings Plan

Disclosed balance after: 0

F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

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February 27, 2017 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerCommon Stock 144,722 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes shares acquired pursuant to dividend reinvestment.

F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

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February 22, 2017 Filed Feb 23, 2017 22:06 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 8,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013871 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,244

F1 · kind: Restricted stock units awarded to Reporting Person under Issuer's 2014 Incentive Plan. Units paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

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February 18, 2017 Filed Feb 23, 2017 00:58 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionLTIP Phantom Stock Grant Feb 2014 · Derivative 6,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-007835 · form4.xml · derivative · entry 1

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires 2017-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.

F2 · derivative.expiration_date: Grant cliff vests 3 years from date of Grant.

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February 14, 2017 Filed Feb 15, 2017 17:38 UTC Spectra Energy Corp. SE · Entity 178342 GrantLTIP Phantom Stock Grant Feb 2017 · Derivative 16,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-006200 · form4.xml · derivative · entry 1

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,150

Underlying: Common Stock · 16,150 shares

Expires 2020-02-14

F1 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock.

F2 · derivative.exercise_date: Grant cliff vests 3 years from date of grant.

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January 16, 2017 Filed Jan 17, 2017 14:17 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 856 $21.92 $18,763.52
Disclosure

SEC source: 0001209191-17-003772 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,394

F1 · kind: Restricted stock units issued pursuant to the Company's Non-Employee Director Deferred Compensation Plan in lieu of quarterly cash retainer and leadership fees payable on January 16, 2017, in the amount of $18,750. The units are issued pursuant to the Company's 2014 Incentive Plan and are paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

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January 16, 2017 Filed Jan 18, 2017 19:20 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionPerformance Shares Feb 2014 · Derivative 15,514 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001844 · form4.xml · derivative · entry 4

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.

F2 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.

F3 · derivative.expiration_date: Expiration date not applicable.

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January 16, 2017 Filed Jan 18, 2017 19:20 UTC Spectra Energy Corp. SE · Entity 178342 Tax withholdingCommon Stock 4,388 $42.20 $185,173.60
Disclosure

SEC source: 0001127602-17-001844 · form4.xml · nonDerivative · entry 2

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,722

Read SEC document
January 16, 2017 Filed Jan 18, 2017 19:20 UTC Spectra Energy Corp. SE · Entity 178342 Exercise / conversionCommon Stock 15,514 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001844 · form4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 14, 2016 Filed Oct 17, 2016 18:19 UTC Coterra Energy Inc. COG · Entity 48496 GrantCommon Stock 832 $22.55 $18,761.60
Disclosure

SEC source: 0001209191-16-146012 · doc4.xml · nonDerivative · entry 1

Ables Dorothy M · CIK 0001448781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,538

F1 · date: Restricted stock units issued pursuant to the Company's Non-Employee Director Deferred Compensation Plan in lieu of quarterly cash retainer and leadership fees payable on October 14, 2016, in the amount of $18,750. The units are issued pursuant to the Company's 2014 Incentive Plan and are paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

F1 · kind: Restricted stock units issued pursuant to the Company's Non-Employee Director Deferred Compensation Plan in lieu of quarterly cash retainer and leadership fees payable on October 14, 2016, in the amount of $18,750. The units are issued pursuant to the Company's 2014 Incentive Plan and are paid in shares of Common Stock upon the date the non-employee director ceases to be a director of the Company.

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February 27, 2010 Filed Mar 1, 2017 01:17 UTC Spectra Energy Corp. SE · Entity 178342 Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative 8,075 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-005683 · doc4.xml · derivative · entry 9

Ables Dorothy M · CIK 0001448781 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,075 shares

Expires not disclosed

F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.