Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Chief Financial Officer | May 15, 2026 | May 18, 2026 |
| PETROQUEST ENERGY INCPQ · Entity 161487 | Exec VP, CFO and Treasurer | November 12, 2017 | November 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 131,065 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 8,097 · Balance 131,065 F1: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on May 16, 2025. F2: Includes 131 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2026. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c) |
| Common SharesSEC Table I · non-derivative | Direct | 127,878 |
Reported balance
After 2026-05-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-15 · Tax withholding · Disposed 3,187 · Balance 127,878 |
| Common SharesSEC Table I · non-derivative | Direct | 115,324 |
Reported balance
After 2026-05-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-05-18 · Sale · Disposed 12,554 · Balance 115,324 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Flotek Industries, Inc. (the Company), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on May 16, 2025.
F2: Includes 131 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2026. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c)
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Flotek Industries, Inc. (the Company), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
PETROQUEST ENERGY INC
Report date November 12, 2017 · Filed November 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,780 |
Ending reported balance
After 2017-11-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-12 · Exercise / conversion · Acquired 7,779 · Balance 76,375 Row 2 · 2017-11-12 · Tax withholding · Disposed 2,595 · Balance 73,780 |
| Incentive stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.85 · Expires 2027-11-11 | Direct | 11,299 |
Reported balance
After 2017-11-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-12 · Grant · Acquired 11,299 · Balance 11,299 F1: Vests with respect to 1/3 of the shares annually beginning on November 12, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 25,422 |
Reported balance
After 2017-11-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-12 · Grant · Acquired 25,422 · Balance 25,422 F2: Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock. F3: One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-11-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-11-12 · Exercise / conversion · Acquired 7,779 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock. F4: On November 12, 2014 the reporting person was granted 23,337 Restricted Stock Units. One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock were delivered to the reporting person on each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vests with respect to 1/3 of the shares annually beginning on November 12, 2018.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock.
F3: One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date.
F4: On November 12, 2014 the reporting person was granted 23,337 Restricted Stock Units. One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock were delivered to the reporting person on each such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2026 Filed May 18, 2026 21:25 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Shares | 12,554 | $20.08 | $252,084.32 |
DisclosureSEC source: 0000928054-26-000053 · wk-form4_1779139500.xml · nonDerivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,324 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.20, inclusive. The reporting person undertakes to provide to Flotek Industries, Inc. (the Company), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:25 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 3,187 | $19.61 | $62,497.07 |
DisclosureSEC source: 0000928054-26-000053 · wk-form4_1779139500.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,878 Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:25 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 8,097 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000053 · wk-form4_1779139500.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,065 F1 · shares: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on May 16, 2025. F2 · balance_after: Includes 131 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing January 1, 2026. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c) Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:30 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantPerformance Based Restricted Stock Unit · Derivative | 16,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000008 · wk-form4_1772144998.xml · derivative · entry 4 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,635 Underlying: Common Stock · 16,635 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2027, subject to continued employment through December 31, 2028. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2028, meets or exceeds certain thresholds. F4 · derivative.exercise_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2027, subject to continued employment through December 31, 2028. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2028, meets or exceeds certain thresholds. F4 · derivative.expiration_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2027, subject to continued employment through December 31, 2028. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2028, meets or exceeds certain thresholds. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:30 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 16,635 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000008 · wk-form4_1772144998.xml · nonDerivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,472 F3 · shares: Restricted stock units that vest in three equal annual installments. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:30 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Shares | 6,299 | $16.02 | $100,909.98 |
DisclosureSEC source: 0000928054-26-000008 · wk-form4_1772144998.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,837 Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 22:30 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 15,151 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-26-000008 · wk-form4_1772144998.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,136 F1 · shares: Includes 151 shares acquired under the 2012 Employee Stock Purchase Plan for the 3-month period commencing October 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c). F2 · shares: The shares were awarded to the reporting person upon the satisfaction of performance criteria for performance based restricted stock units previously granted on October 30, 2024. Read SEC document |
| February 24, 2026 Filed Mar 2, 2026 21:06 UTC Amendment | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 6,299 | $16.02 | $100,909.98 |
DisclosureSEC source: 0000928054-26-000010 · wk-form4a_1772485587.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,837 F1 · kind: The original Form 4, filed on February 26, 2026, is being amended by this Form 4 amendment solely to correct an administrative error. The original Form 4 inadvertently reported a sale of 6,299 common shares instead of a withholding of 6,299 common shares to satisfy a tax withholding obligation. Read SEC document |
| December 19, 2025 Filed Dec 22, 2025 18:25 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 3,252 | $16.26 | $52,877.52 |
DisclosureSEC source: 0000928054-25-000123 · wk-form4_1766427914.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,985 Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 22:10 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 1,333 | $16.38 | $21,834.54 |
DisclosureSEC source: 0000928054-25-000121 · wk-form4_1765231813.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,237 Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 21:44 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantPerformance Based Restricted Stock Unit · Derivative | 26,953 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-25-000115 · wk-form4_1763761451.xml · derivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,953 Underlying: Common Stock · 26,953 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2026, subject to continued employment through December 31, 2027. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2027, meets or exceeds certain thresholds. F2 · derivative.exercise_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2026, subject to continued employment through December 31, 2027. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2027, meets or exceeds certain thresholds. F2 · derivative.expiration_date: Each Performance Based Restricted Stock Unit ("PRSU") represents a contingent right to receive one share of Flotek Industries, Inc. common stock, subject to the following conditions. Up to half of the PRSUs will vest if, and to the extent, the Company's Adjusted EBITDA meets or exceeds certain thresholds during the performance period of January 1, 2026 to December 31, 2026, subject to continued employment through December 31, 2027. Up to half of the PRSUs will vest, if, and to the extent, the Company's total shareholder return relative to the Russell 2000 Index-Oil Equipment and Services, measured over a performance period from January 1, 2026 through December 31, 2027, meets or exceeds certain thresholds. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 21:44 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 17,969 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-25-000115 · wk-form4_1763761451.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,570 F1 · shares: Restricted stock units that vest in three equal annual installments. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:01 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionPerformance Based Restricted Stock Unit · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000928054-25-000088 · wk-form4_1762210910.xml · derivative · entry 4 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. F1 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. F1 · derivative.exercise_date: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:01 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 5,903 | $18.75 | $110,681.25 |
DisclosureSEC source: 0000928054-25-000088 · wk-form4_1762210910.xml · nonDerivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,601 Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:01 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Shares | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000928054-25-000088 · wk-form4_1762210910.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025. Read SEC document |
| October 30, 2025 Filed Nov 3, 2025 23:01 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 3,935 | $18.75 | $73,781.25 |
DisclosureSEC source: 0000928054-25-000088 · wk-form4_1762210910.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,504 Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 21:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionStock Option · Derivative | 45,732 | $0.00 Strike: $3.28 | $0.00 |
DisclosureSEC source: 0001641172-25-024168 · ownership.xml · derivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 45,732 shares Expires 2033-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 75% of the options vested on May 16, 2025 and the remaining 25% vested on July 29, 2025. Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 21:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | SaleCommon Shares | 45,732 | $12.74 | $582,625.68 |
DisclosureSEC source: 0001641172-25-024168 · ownership.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,439 Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 21:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Shares | 45,732 | $3.28 | $150,000.96 |
DisclosureSEC source: 0001641172-25-024168 · ownership.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On December 20, 2023, the reporting person filed a Form 4 reporting depositions of 2,825 and 2,802 shares to cover tax withholding, which should have been 2,030 and 2,013. The number of shares beneficially owned following this transaction has been adjusted to correct this error. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 19:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 4,043 | $7.36 | $29,756.48 |
DisclosureSEC source: 0000928054-24-000120 · wk-form4_1734723506.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,855 Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 20:34 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 825 | $8.70 | $7,177.50 |
DisclosureSEC source: 0000928054-24-000118 · wk-form4_1733517249.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,898 Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantPerformance Based Restricted Stock Unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-24-000103 · wk-form4_1730405258.xml · derivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2025-12-31 F2 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to the common stock achieving a specified price per share on or before December 31, 2025. F2 · derivative.exercise_date: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to the common stock achieving a specified price per share on or before December 31, 2025. F2 · ownership.direct: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to the common stock achieving a specified price per share on or before December 31, 2025. Read SEC document |
| October 30, 2024 Filed Oct 31, 2024 20:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-24-000103 · wk-form4_1730405258.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,723 F1 · shares: Restricted stock units that vest in three equal annual installments. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 01:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 2,802 | $3.83 | $10,731.66 |
DisclosureSEC source: 0000928054-23-000227 · wk-form4_1703120848.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,723 F1 · date: On December 22, 2022, the reporting person filed a Form 4 incorrectly reporting the grant date of the related awards as December 20, 2022 instead of December 19, 2022. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 01:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 2,825 | $3.83 | $10,819.75 |
DisclosureSEC source: 0000928054-23-000227 · wk-form4_1703120848.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,525 F1 · date: On December 22, 2022, the reporting person filed a Form 4 incorrectly reporting the grant date of the related awards as December 20, 2022 instead of December 19, 2022. F2 · balance_after: On November 15, 2023, the reporting person filed a Form 4 incorrectly reporting that the number of shares beneficially owned following the transaction as adjusted for the one for six reverse split of the common stock effective September 25, 2023 were 64,186 instead of 64,187. The number of shares beneficially owned following the transaction has been adjusted to correct the error. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 01:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 45,732 | $0.00 Strike: $3.28 | $0.00 |
DisclosureSEC source: 0000928054-23-000212 · wk-form4_1701913122.xml · derivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,732 Underlying: Common Shares · 45,732 shares Expires 2033-12-05 F2 · derivative.exercise_date: The option will vest and become exercisable based upon the achievement of certain cumulative adjusted EBITDA thresholds for the fiscal years 2023 through 2026. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 01:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 10,163 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-23-000212 · wk-form4_1701913122.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,349 F1 · shares: Restricted stock units that vest in three equal annual installments. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 21:11 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 5,030 | $3.98 | $20,019.40 |
DisclosureSEC source: 0000928054-23-000205 · wk-form4_1700082668.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,186 F1 · balance_after: The number of shares beneficially owned following the transaction have been adjusted to reflect the one for six reverse split of the common stock effective September 25, 2023 Read SEC document |
| June 09, 2023 Filed Jun 9, 2023 20:36 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 7,000 | $0.75 | $5,250.00 |
DisclosureSEC source: 0000928054-23-000105 · wf-form4_168634297836942.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,934 Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:36 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 371,901 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0000928054-23-000105 · wf-form4_168634297836942.xml · derivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,901 Underlying: Common Shares · 371,901 shares Expires 2033-06-07 F1 · derivative.exercise_date: The option will vest with respect to 100% of such shares on the first date on which the average closing price per share of the Company's common stock for the 30 consecutive trading days immediately preceding such date equals or exceeds $3.00 per share. (Exercise price is the closing price on the day prior to grant.) Read SEC document |
| December 20, 2022 Filed Dec 23, 2022 01:14 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 185,950 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000928054-22-000223 · wf-form4_167175805351295.xml · derivative · entry 4 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,901 Underlying: Common Shares · 185,950 shares Expires 2032-12-20 F4 · derivative.exercise_date: Vests on achievement of performance metrics determined by the board. Exercise price is the closing price on the day prior to grant. Read SEC document |
| December 20, 2022 Filed Dec 23, 2022 01:14 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 185,951 | $0.00 Strike: $1.08 | $0.00 |
DisclosureSEC source: 0000928054-22-000223 · wf-form4_167175805351295.xml · derivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,951 Underlying: Common Shares · 185,951 shares Expires 2032-12-20 F3 · derivative.exercise_date: Vests on share performance metrics determined by the board. Exercise price is the closing price on the day prior to grant. Read SEC document |
| December 20, 2022 Filed Dec 23, 2022 01:14 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 247,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-22-000223 · wf-form4_167175805351295.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,934 F2 · shares: Vests ratably over three years. Read SEC document |
| December 20, 2022 Filed Dec 23, 2022 01:14 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-22-000223 · wf-form4_167175805351295.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · shares: Vests ratably over two years. Read SEC document |
| December 20, 2022 Filed Jun 9, 2023 20:34 UTC Amendment | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 247,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-23-000103 · wf-form4a_168634284116638.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,934 F1 · shares: Vests ratably over five years. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 16:12 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | Exercise / conversionRestricted Stock Units · Derivative | 7,779 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-17-000083 · wf-form4_151069381415303.xml · derivative · entry 5 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock. F4 · derivative.exercise_date: On November 12, 2014 the reporting person was granted 23,337 Restricted Stock Units. One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock were delivered to the reporting person on each such vesting date. F4 · derivative.expiration_date: On November 12, 2014 the reporting person was granted 23,337 Restricted Stock Units. One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock were delivered to the reporting person on each such vesting date. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 16:12 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | GrantRestricted Stock Units · Derivative | 25,422 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-17-000083 · wf-form4_151069381415303.xml · derivative · entry 4 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,422 Underlying: Common Stock · 25,422 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock. F3 · derivative.exercise_date: One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date. F3 · derivative.expiration_date: One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 16:12 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | GrantIncentive stock option (right to buy) · Derivative | 11,299 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0000872248-17-000083 · wf-form4_151069381415303.xml · derivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,299 Underlying: Common Stock · 11,299 shares Expires 2027-11-11 F1 · derivative.exercise_date: Vests with respect to 1/3 of the shares annually beginning on November 12, 2018. Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 16:12 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | Tax withholdingCommon Stock | 2,595 | $1.85 | $4,800.75 |
DisclosureSEC source: 0000872248-17-000083 · wf-form4_151069381415303.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,780 Read SEC document |
| November 12, 2017 Filed Nov 14, 2017 16:12 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | Exercise / conversionCommon Stock | 7,779 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-17-000083 · wf-form4_151069381415303.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2016 Filed Dec 8, 2016 16:23 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000228 · wf-form4_148123216968060.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,596 Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 16:08 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | SaleCommon Stock | 1,000 | $4.25 | $4,250.00 |
DisclosureSEC source: 0000872248-16-000226 · wf-form4_148054008521284.xml · nonDerivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,096 Read SEC document |
| November 29, 2016 Filed Nov 30, 2016 16:08 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | SaleCommon Stock | 1,014 | $4.10 | $4,157.40 |
DisclosureSEC source: 0000872248-16-000226 · wf-form4_148054008521284.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,096 F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.05 - $4.15 inclusive. The reporting person undertakes to provide to PetroQuest Energy, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Remarks: Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 16:08 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | SaleCommon Stock | 750 | $4.30 | $3,225.00 |
DisclosureSEC source: 0000872248-16-000226 · wf-form4_148054008521284.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,110 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.10- $4.40 inclusive. The reporting person undertakes to provide to PetroQuest Energy, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Remarks: Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 14:57 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | Exercise / conversionRestricted Stock Units · Derivative | 7,779 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000222 · wf-form4_147923984381230.xml · derivative · entry 4 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,780 Underlying: Common Stock · 7,779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock. F3 · derivative.exercise_date: On November 12, 2014 the reporting person was granted 23,339 post Reverse Split Restricted Stock Units. One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date. F3 · derivative.expiration_date: On November 12, 2014 the reporting person was granted 23,339 post Reverse Split Restricted Stock Units. One third of the Restricted Stock Units vest on each of the first, second and third anniversaries of the grant date. The applicable number of shares of PetroQuest common stock will be delivered to the reporting person on each such vesting date. Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 14:57 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | Tax withholdingCommon Stock | 1,771 | $3.20 | $5,667.20 |
DisclosureSEC source: 0000872248-16-000222 · wf-form4_147923984381230.xml · nonDerivative · entry 3 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,860 Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 14:57 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | Tax withholdingCommon Stock | 2,595 | $3.20 | $8,304.00 |
DisclosureSEC source: 0000872248-16-000222 · wf-form4_147923984381230.xml · nonDerivative · entry 2 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,631 Read SEC document |
| November 12, 2016 Filed Nov 15, 2016 14:57 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | Exercise / conversionCommon Stock | 7,779 | $0.00 | $0.00 |
DisclosureSEC source: 0000872248-16-000222 · wf-form4_147923984381230.xml · nonDerivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of PetroQuest common stock. F2 · balance_after: The number of shares acquired and the number of shares beneficially owned following the reported transaction have been adjusted to reflect the one for four reverse split of the common stock effective May 18, 2016 (the "Reverse Split"). Also includes 407 post-reverse split shares of common stock acquired under PetroQuest's employee stock purchase plan on January 31, 2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 13:49 UTC | PETROQUEST ENERGY INC PQ · Entity 161487 | GrantIncentive stock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $3.17 | $0.00 |
DisclosureSEC source: 0000872248-16-000199 · wf-form4_147517135882893.xml · derivative · entry 1 CLEMENT JAMES BOND · CIK 0001429215 · Exec VP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2026-09-26 F1 · derivative.exercise_date: Vests with respect to 1/3 of the shares annually beginning on September 27, 2017 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.