Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DAVITA INC.DVA · Entity 3482 | Chief Compliance Officer | May 14, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DAVITA INC.
Report date May 14, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,389 |
Ending reported balance
After 2026-05-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-14 · Exercise / conversion · Acquired 5,784 · Balance 41,737 Row 2 · 2026-05-14 · Disposition to issuer · Disposed 3,231 · Balance 38,506 F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Row 3 · 2026-05-14 · Tax withholding · Disposed 1,117 · Balance 37,389 F2: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Row 4 · 2026-05-15 · Sale · Disposed 15,000 · Balance 22,389 F3: Represents the weighted average sale price of $193.983. The range of prices for the sale of these shares was $193.360 - $199.840 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $110.63 · Expires 2027-03-15 | Direct | 0 |
Reported balance
After 2026-05-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-14 · Exercise / conversion · Disposed 5,784 · Balance 0 F4: The Stock Appreciation Rights were granted on March 15, 2022, which vested 50% each on March 15, 2025 and March 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F2: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
F3: Represents the weighted average sale price of $193.983. The range of prices for the sale of these shares was $193.360 - $199.840 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: The Stock Appreciation Rights were granted on March 15, 2022, which vested 50% each on March 15, 2025 and March 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2023 Filed May 13, 2023 00:48 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 3,237 | $100.72 | $326,030.64 |
DisclosureSEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 3 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,304 F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| May 10, 2023 Filed May 13, 2023 00:48 UTC | DAVITA INC. DVA · Entity 3482 | Disposition to issuerCommon Stock | 17,294 | $100.72 | $1,741,851.68 |
DisclosureSEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,541 F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| May 10, 2023 Filed May 13, 2023 00:48 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 26,276 | $66.29 | $1,741,836.04 |
DisclosureSEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 21:28 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000076 · wf-form4_168081648041714.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,559 F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019, of which 100% will vest on May 15, 2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:16 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 506 | $76.04 | $38,476.24 |
DisclosureSEC source: 0000927066-23-000065 · wf-form4_167909499151093.xml · nonDerivative · entry 4 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,908 F4 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 1,152 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2020. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:16 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 855 | $76.04 | $65,014.20 |
DisclosureSEC source: 0000927066-23-000065 · wf-form4_167909499151093.xml · nonDerivative · entry 3 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,414 F3 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,946 shares, which represents 100% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2020. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:16 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 143 | $76.04 | $10,873.72 |
DisclosureSEC source: 0000927066-23-000065 · wf-form4_167909499151093.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,269 F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 324 shares, which represents 100% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2020. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 23:16 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 7,365 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000065 · wf-form4_167909499151093.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,412 F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2026 and March 15, 2027, subject to continued service through each applicable vesting date. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 22:04 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 324 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000032 · wf-form4_167874507449379.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,047 F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2020, of which 100% will vest on March 15, 2023. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 23:19 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 1,946 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000019 · wf-form4_167753996066505.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,723 F2 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2020, of which 100% will vest on March 15, 2023. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 23:19 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-23-000019 · wf-form4_167753996066505.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,777 F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019, of which 100% will vest on May 15, 2023. Read SEC document |
| May 15, 2022 Filed May 17, 2022 22:14 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 1,530 | $100.05 | $153,076.50 |
DisclosureSEC source: 0000927066-22-000101 · wf-form4_165282563412946.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,551 F2 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 3,485 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2019. Read SEC document |
| May 15, 2022 Filed May 17, 2022 22:14 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 2,143 | $100.05 | $214,407.15 |
DisclosureSEC source: 0000927066-22-000101 · wf-form4_165282563412946.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,081 F1 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 6,624 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 23:09 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 6,624 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-22-000056 · wf-form4_165058255297759.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,224 F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019, of which 100% will vest on May 15, 2022. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:34 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 2,283 | $0.00 Strike: $65.48 | $0.00 |
DisclosureSEC source: 0000927066-22-000044 · wf-form4_164850305515460.xml · derivative · entry 4 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,283 shares Expires 2022-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 6, 2017, which vested 50% each on May 15, 2020 and May 15, 2021. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:34 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 267 | $109.86 | $29,332.62 |
DisclosureSEC source: 0000927066-22-000044 · wf-form4_164850305515460.xml · nonDerivative · entry 3 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,600 F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:34 UTC | DAVITA INC. DVA · Entity 3482 | Disposition to issuerCommon Stock | 1,361 | $109.86 | $149,519.46 |
DisclosureSEC source: 0000927066-22-000044 · wf-form4_164850305515460.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,867 F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:34 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 2,283 | $65.48 | $149,490.84 |
DisclosureSEC source: 0000927066-22-000044 · wf-form4_164850305515460.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:35 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock · Derivative | 5,784 | $0.00 Strike: $110.63 | $0.00 |
DisclosureSEC source: 0000927066-22-000039 · wf-form4_164754930338042.xml · derivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,784 Underlying: Common Stock · 5,784 shares Expires 2027-03-15 F2 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% each on March 15, 2025 and March 15, 2026, respectively, subject to the terms and conditions of the applicable award agreement. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:35 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-22-000039 · wf-form4_164754930338042.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,945 F1 · shares: The restricted stock units are scheduled to vest 50% each on March 15, 2025 and March 15, 2026, respectively, subject to continued service through each applicable vesting date. Read SEC document |
| May 15, 2021 Filed May 19, 2021 00:56 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 67 | $125.41 | $8,402.47 |
DisclosureSEC source: 0000927066-21-000108 · wf-form4_162138575634481.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,499 F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 229 shares, which represents 50% of the restricted stock units granted to the Reporting Person on June 6, 2017. Read SEC document |
| May 04, 2021 Filed May 6, 2021 00:10 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionStock Appreciation Rights · Derivative | 3,308 | $0.00 Strike: $75.42 | $0.00 |
DisclosureSEC source: 0000927066-21-000085 · wf-form4_162025983702221.xml · derivative · entry 5 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,308 shares Expires 2021-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights were granted on May 13, 2016, which vested 50% each on May 13, 2019 and May 13, 2020. Read SEC document |
| May 04, 2021 Filed May 6, 2021 00:10 UTC | DAVITA INC. DVA · Entity 3482 | SaleCommon Stock | 884 | $121.89 | $107,746.34 |
DisclosureSEC source: 0000927066-21-000085 · wf-form4_162025983702221.xml · nonDerivative · entry 4 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,566 F3 · price: Represents the weighted average sale price of $121.885. The range of prices for the sale of these shares was $121.88 - $121.92 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 04, 2021 Filed May 6, 2021 00:10 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 360 | $120.92 | $43,531.20 |
DisclosureSEC source: 0000927066-21-000085 · wf-form4_162025983702221.xml · nonDerivative · entry 3 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,450 F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| May 04, 2021 Filed May 6, 2021 00:10 UTC | DAVITA INC. DVA · Entity 3482 | Disposition to issuerCommon Stock | 2,064 | $120.92 | $249,578.88 |
DisclosureSEC source: 0000927066-21-000085 · wf-form4_162025983702221.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,810 F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4. Read SEC document |
| May 04, 2021 Filed May 6, 2021 00:10 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 3,308 | $75.42 | $249,489.36 |
DisclosureSEC source: 0000927066-21-000085 · wf-form4_162025983702221.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:40 UTC | DAVITA INC. DVA · Entity 3482 | GrantStock Appreciation Rights · Derivative | 5,875 | $0.00 Strike: $108.93 | $0.00 |
DisclosureSEC source: 0000927066-21-000051 · wf-form4_161601720202821.xml · derivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,875 Underlying: Common Stock · 5,875 shares Expires 2026-03-15 F2 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% each on March 15, 2024 and March 15, 2025, respectively, subject to the terms and conditions of the applicable award agreement. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:40 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 1,469 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-21-000051 · wf-form4_161601720202821.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,566 F1 · shares: The restricted stock units are scheduled to vest 50% each on March 15, 2024 and March 15, 2025, respectively, subject to continued service through each applicable vesting date. Read SEC document |
| May 15, 2020 Filed May 20, 2020 01:17 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 66 | $79.25 | $5,230.50 |
DisclosureSEC source: 0000927066-20-000101 · wf-form4_158993742715629.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,097 F2 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 228 shares, which represents 50% of the restricted stock units granted to the Reporting Person on June 6, 2017. Read SEC document |
| May 15, 2020 Filed May 20, 2020 01:17 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 120 | $79.25 | $9,510.00 |
DisclosureSEC source: 0000927066-20-000101 · wf-form4_158993742715629.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,163 F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 414 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 13, 2016. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:55 UTC | DAVITA INC. DVA · Entity 3482 | GrantStock Appreciation Rights · Derivative | 9,217 | $0.00 Strike: $75.95 | $0.00 |
DisclosureSEC source: 0000927066-20-000047 · wf-form4_158448932586439.xml · derivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,217 Underlying: Common Stock · 9,217 shares Expires 2025-03-15 F2 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% on each of March 15, 2023 and March 15, 2024, respectively, subject to the terms and conditions of the applicable award agreement. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 23:55 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 2,304 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-20-000047 · wf-form4_158448932586439.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,283 F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2023 and March 15, 2024, subject to continued service through each applicable vesting date. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 00:35 UTC | DAVITA INC. DVA · Entity 3482 | GrantStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $52.41 | $0.00 |
DisclosureSEC source: 0000927066-19-000125 · wf-form4_156142288484668.xml · derivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-06-20 F1 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% on each of June 20, 2021 and June 20, 2023, respectively, subject to the terms and conditions of the applicable award agreement Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 23:46 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 109 | $43.42 | $4,732.78 |
DisclosureSEC source: 0000927066-19-000103 · wf-form4_155969196713412.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979 F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 373 shares, which represents 50% of the restricted stock units granted to the Reporting Person on 6/2/2015. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:33 UTC | DAVITA INC. DVA · Entity 3482 | GrantCommon Stock | 6,970 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-19-000090 · wf-form4_155813597746874.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,088 F3 · shares: These restricted stock units are scheduled to vest 50% each on 5/15/2022 and 5/15/2023, subject to continued service through each applicable vesting date. Read SEC document |
| May 15, 2019 Filed May 17, 2019 23:33 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-19-000090 · wf-form4_155813597746874.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,118 F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 413 shares, which represents 50% of the restricted stock units granted to the Reporting Person on 3/31/2018. F2 · balance_after: Includes 2,480 restricted stock units, which may be settled solely in shares of common stock, that the Reporting Person had previously reported on Table II. Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 00:15 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionRestricted Stock Units · Derivative | 373 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927066-18-000120 · wf-form4_152824400544129.xml · derivative · entry 3 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373 Underlying: Common Stock · 373 shares Expires 2020-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: 50% vested on 6/2/2018 and the remaining 50% will vest on 6/2/2019, subject to continued service through the vesting date. Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 00:15 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 109 | $66.91 | $7,293.19 |
DisclosureSEC source: 0000927066-18-000120 · wf-form4_152824400544129.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,581 Read SEC document |
| June 02, 2018 Filed Jun 6, 2018 00:15 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-18-000120 · wf-form4_152824400544129.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:04 UTC | DAVITA INC. DVA · Entity 3482 | GrantStock Appreciation Rights · Derivative | 26,276 | $0.00 Strike: $66.29 | $0.00 |
DisclosureSEC source: 0000927066-18-000105 · wf-form4_152660538516103.xml · derivative · entry 4 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,276 Underlying: Common Stock · 26,276 shares Expires 2023-05-15 F1 · security: 50% will vest on each of 5/15/2021 and 5/15/2022, subject to continued service through each applicable vesting date. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:04 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionRestricted Stock Units · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927066-18-000105 · wf-form4_152660538516103.xml · derivative · entry 3 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450 shares Expires 2019-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:04 UTC | DAVITA INC. DVA · Entity 3482 | Tax withholdingCommon Stock | 130 | $66.83 | $8,687.90 |
DisclosureSEC source: 0000927066-18-000105 · wf-form4_152660538516103.xml · nonDerivative · entry 2 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317 Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:04 UTC | DAVITA INC. DVA · Entity 3482 | Exercise / conversionCommon Stock | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0000927066-18-000105 · wf-form4_152660538516103.xml · nonDerivative · entry 1 HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.