TapewireFind a company

person · Reporting owner

HEARTY JAMES O

Disclosed activity across 1 company

Tapewire entity
46590
SEC CIK
0001735907

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DAVITA INC.DVA · Entity 3482Chief Compliance OfficerMay 14, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DAVITA INC.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,389 Ending reported balance After 2026-05-15 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-14 · Exercise / conversion · Acquired 5,784 · Balance 41,737

Row 2 · 2026-05-14 · Disposition to issuer · Disposed 3,231 · Balance 38,506

F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Row 3 · 2026-05-14 · Tax withholding · Disposed 1,117 · Balance 37,389

F2: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Row 4 · 2026-05-15 · Sale · Disposed 15,000 · Balance 22,389

F3: Represents the weighted average sale price of $193.983. The range of prices for the sale of these shares was $193.360 - $199.840 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $110.63 · Expires 2027-03-15Direct0 Reported balance After 2026-05-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-14 · Exercise / conversion · Disposed 5,784 · Balance 0

F4: The Stock Appreciation Rights were granted on March 15, 2022, which vested 50% each on March 15, 2025 and March 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

F2: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

F3: Represents the weighted average sale price of $193.983. The range of prices for the sale of these shares was $193.360 - $199.840 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: The Stock Appreciation Rights were granted on March 15, 2022, which vested 50% each on March 15, 2025 and March 15, 2026.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2026 Filed May 18, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 SaleCommon Stock 15,000 $193.98 $2,909,745.00
Disclosure

SEC source: 0000927066-26-000069 · wk-form4_1779134929.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,389

F3 · price: Represents the weighted average sale price of $193.983. The range of prices for the sale of these shares was $193.360 - $199.840 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionStock Appreciation Rights · Derivative 5,784 $0.00 Strike: $110.63 $0.00
Disclosure

SEC source: 0000927066-26-000069 · wk-form4_1779134929.xml · derivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,784 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 15, 2022, which vested 50% each on March 15, 2025 and March 15, 2026.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 1,117 $198.10 $221,277.70
Disclosure

SEC source: 0000927066-26-000069 · wk-form4_1779134929.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,389

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Disposition to issuerCommon Stock 3,231 $198.10 $640,061.10
Disclosure

SEC source: 0000927066-26-000069 · wk-form4_1779134929.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,506

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionCommon Stock 5,784 $110.63 $639,883.92
Disclosure

SEC source: 0000927066-26-000069 · wk-form4_1779134929.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:04 UTC DAVITA INC. DVA · Entity 3482 SaleCommon Stock 2,184 $174.87 $381,916.08
Disclosure

SEC source: 0000927066-26-000064 · wk-form4_1778270661.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,953

F1 · kind: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 GrantStock Appreciation Rights · Derivative 3,050 $0.00 Strike: $150.72 $0.00
Disclosure

SEC source: 0000927066-26-000034 · wk-form4_1773778129.xml · derivative · entry 6

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,050

Underlying: Common Stock · 3,050 shares

Expires 2031-03-15

F6 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% each on March 15, 2029 and March 15, 2030, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 1,525 $150.72 $229,848.00
Disclosure

SEC source: 0000927066-26-000034 · wk-form4_1773778129.xml · nonDerivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,137

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 3,682 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2023.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 300 $150.72 $45,216.00
Disclosure

SEC source: 0000927066-26-000034 · wk-form4_1773778129.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,662

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 723 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2022.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 8,984 $150.72 $1,354,068.48
Disclosure

SEC source: 0000927066-26-000034 · wk-form4_1773778129.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,962

F3 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 20,533 shares, which represents the shares received upon the satisfaction of performance criteria underlying the award of performance stock units relating to the 2023 - 2025 performance period and granted to the Reporting Person on March 15, 2023.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 769 $150.72 $115,903.68
Disclosure

SEC source: 0000927066-26-000034 · wk-form4_1773778129.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,946

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,756 shares, which represents the shares received upon the satisfaction of performance criteria underlying the award of performance stock units relating to the 2025 performance period and granted to the Reporting Person on March 15, 2022.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:08 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 1,128 $0.00 $0.00
Disclosure

SEC source: 0000927066-26-000034 · wk-form4_1773778129.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,715

F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2029 and March 15, 2030, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:06 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 20,533 $0.00 $0.00
Disclosure

SEC source: 0000927066-26-000018 · wk-form4_1773345960.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,587

F2 · shares: Shares received upon the satisfaction of criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2023, of which 100% will vest on March 15, 2026.

Read SEC document
March 10, 2026 Filed Mar 12, 2026 20:06 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 1,756 $0.00 $0.00
Disclosure

SEC source: 0000927066-26-000018 · wk-form4_1773345960.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,054

F1 · shares: Shares received upon the satisfaction of criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2022, of which 100% will vest on March 15, 2026.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:35 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionStock Appreciation Rights · Derivative 5,875 $0.00 Strike: $108.93 $0.00
Disclosure

SEC source: 0001735907-25-000005 · wk-form4_1764970554.xml · derivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,875 shares

Expires 2026-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 15, 2021, which vested 50% each on March 15, 2024 and March 15, 2025.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:35 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 203 $118.25 $24,004.75
Disclosure

SEC source: 0001735907-25-000005 · wk-form4_1764970554.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,298

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:35 UTC DAVITA INC. DVA · Entity 3482 Disposition to issuerCommon Stock 5,412 $118.25 $639,969.00
Disclosure

SEC source: 0001735907-25-000005 · wk-form4_1764970554.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,501

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 21:35 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionCommon Stock 5,875 $108.93 $639,963.75
Disclosure

SEC source: 0001735907-25-000005 · wk-form4_1764970554.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 00:34 UTC DAVITA INC. DVA · Entity 3482 SaleCommon Stock 2,351 $150.00 $352,650.00
Disclosure

SEC source: 0000927066-25-000116 · wk-form4_1753403656.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,038

F1 · ownership.direct: The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2025.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:42 UTC DAVITA INC. DVA · Entity 3482 GrantStock Appreciation Rights · Derivative 3,281 $0.00 Strike: $143.45 $0.00
Disclosure

SEC source: 0000927066-25-000068 · wk-form4_1742341355.xml · derivative · entry 6

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,281

Underlying: Common Stock · 3,281 shares

Expires 2030-03-15

F6 · derivative.exercise_date: The stock appreciation rights are scheduled to vest 50% each on March 15, 2028 and March 15, 2029, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:42 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 301 $143.45 $43,178.45
Disclosure

SEC source: 0000927066-25-000068 · wk-form4_1742341355.xml · nonDerivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,389

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 723 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2022.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:42 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 306 $143.45 $43,895.70
Disclosure

SEC source: 0000927066-25-000068 · wk-form4_1742341355.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,690

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 735 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2021.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:42 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 846 $143.45 $121,358.70
Disclosure

SEC source: 0000927066-25-000068 · wk-form4_1742341355.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,996

F3 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,925 shares, which represents the shares received upon the satisfaction of performance criteria underlying the award of performance stock units relating to the 2024 performance period and granted to the Reporting Person on March 15, 2022.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:42 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 866 $143.45 $124,227.70
Disclosure

SEC source: 0000927066-25-000068 · wk-form4_1742341355.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,842

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 1,971 shares, which represents the shares received upon the satisfaction of performance criteria underlying the award of performance stock units relating to the 2024 performance period and granted to the Reporting Person on March 15, 2021.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:42 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 1,185 $0.00 $0.00
Disclosure

SEC source: 0000927066-25-000068 · wk-form4_1742341355.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,708

F1 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2028 and March 15, 2029, respectively, subject to the terms and conditions of the applicable award agreement.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 23:55 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 1,925 $0.00 $0.00
Disclosure

SEC source: 0000927066-25-000017 · wk-form4_1741996544.xml · nonDerivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,523

F4 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2022, of which 100% will vest on March 15, 2025.

Read SEC document
March 12, 2025 Filed Mar 14, 2025 23:55 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 1,971 $0.00 $0.00
Disclosure

SEC source: 0000927066-25-000017 · wk-form4_1741996544.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,598

F3 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2021, of which 100% will vest on March 15, 2025.

Read SEC document
March 03, 2025 Filed Mar 14, 2025 23:55 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionStock Appreciation Rights · Derivative 4,609 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-25-000017 · wk-form4_1741996544.xml · derivative · entry 6

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,609 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 15, 2020, which vested 50% each on March 15, 2023 and March 15, 2024.

Read SEC document
March 03, 2025 Filed Mar 14, 2025 23:55 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 674 $147.88 $99,671.12
Disclosure

SEC source: 0000927066-25-000017 · wk-form4_1741996544.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,627

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
March 03, 2025 Filed Mar 14, 2025 23:55 UTC DAVITA INC. DVA · Entity 3482 Disposition to issuerCommon Stock 2,368 $147.88 $350,179.84
Disclosure

SEC source: 0000927066-25-000017 · wk-form4_1741996544.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,301

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
March 03, 2025 Filed Mar 14, 2025 23:55 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionCommon Stock 4,609 $75.95 $350,053.55
Disclosure

SEC source: 0000927066-25-000017 · wk-form4_1741996544.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 305 $136.00 $41,480.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 6

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,060

F6 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 734 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2021.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 479 $136.00 $65,144.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,365

F5 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 1,152 shares, which represents 50% of the restricted stock units granted to the Reporting Person on March 15, 2020.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 1,641 $136.00 $223,176.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,844

F4 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of shares as described in footnotes 1 and 2 above.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 23:15 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 2,488 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,485

F3 · shares: These restricted stock units are scheduled to vest 50% each on March 15, 2027 and March 15, 2028, subject to continued service through each applicable vesting date.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 23:15 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,997

F2 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2021, of which 100% vested on March 15, 2024.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 23:15 UTC DAVITA INC. DVA · Entity 3482 GrantCommon Stock 3,348 $0.00 $0.00
Disclosure

SEC source: 0000927066-24-000047 · wk-form4_1710803703.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,612

F1 · shares: Shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on March 15, 2020, of which 100% vested on March 15, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionStock Appreciation Rights · Derivative 4,608 $0.00 Strike: $75.95 $0.00
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · derivative · entry 9

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

Underlying: Common Stock · 4,608 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Appreciation Rights were granted on March 15, 2020, which 50% vested on March 15, 2023 and remaining 50% are scheduled to vest on March 15, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $52.41 $0.00
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · derivative · entry 8

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on June 20, 2019, which vested 50% each on June 20, 2022 and June 20, 2023.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 SaleCommon Stock 26,164 $119.64 $3,130,268.81
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 7

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,264

F3 · price: Represents the weighted average sale price of $119.6403. The range of prices for the sale of these shares was $118.71 - $120.47 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 739 $119.87 $88,583.93
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 6

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,428

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Disposition to issuerCommon Stock 2,920 $119.87 $350,020.40
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,167

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionCommon Stock 4,608 $75.95 $349,977.60
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 11,107 $119.87 $1,331,396.09
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 3

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,479

F2 · shares: Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Disposition to issuerCommon Stock 21,862 $119.87 $2,620,597.94
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,586

F1 · shares: Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 01:37 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionCommon Stock 50,000 $52.41 $2,620,500.00
Disclosure

SEC source: 0000927066-24-000015 · wk-form4_1708479414.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:45 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 2,581 $96.86 $249,995.66
Disclosure

SEC source: 0000927066-23-000146 · wk-form4_1684359911.xml · nonDerivative · entry 2

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,448

F2 · shares: Shares withheld from issuance to satisfy tax withholding obligations in connection with the vesting of 5,877 shares, which represents 50% of the shares received upon the satisfaction of performance criteria underlying the award of performance stock units granted to the Reporting Person on May 15, 2019.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:45 UTC DAVITA INC. DVA · Entity 3482 Tax withholdingCommon Stock 1,530 $96.86 $148,195.80
Disclosure

SEC source: 0000927066-23-000146 · wk-form4_1684359911.xml · nonDerivative · entry 1

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,029

F1 · shares: Shares withheld from issuance to satisfy tax withholding obligation in connection with the vesting of 3,485 shares, which represents 50% of the restricted stock units granted to the Reporting Person on May 15, 2019.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:48 UTC DAVITA INC. DVA · Entity 3482 Exercise / conversionStock Appreciation Rights · Derivative 26,276 $0.00 Strike: $66.29 $0.00
Disclosure

SEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · derivative · entry 5

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,276 shares

Expires 2023-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights were granted on May 15, 2018, which vested 50% each on May 15, 2021 and May 15, 2022.

Read SEC document
May 10, 2023 Filed May 13, 2023 00:48 UTC DAVITA INC. DVA · Entity 3482 SaleCommon Stock 5,745 $101.64 $583,913.76
Disclosure

SEC source: 0000927066-23-000111 · wk-form4_1683938912.xml · nonDerivative · entry 4

HEARTY JAMES O · CIK 0001735907 · Chief Compliance Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,559

F3 · price: Represents the weighted average sale price of $101.6386. The range of prices for the sale of these shares was $101.33 - $102.08 rounded to the nearest hundredths. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.