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Doody Alton F III

Disclosed activity across 2 companies

Tapewire entity
46494
SEC CIK
0001502299

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arhaus, Inc.ARHS · Entity 4849DirectorSeptember 08, 2026September 10, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arhaus, Inc.

Report date September 08, 2026 · Filed September 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect87,113 Reported balance After 2026-09-08 transaction · row 1
1 source row

Row 1 · 2026-09-08 · Sale · Disposed 3,500 · Balance 87,113

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bravo Brio Restaurant Group, Inc.

Report date May 24, 2018 · Filed May 24, 2018

Section 16 reporting ended · disclosed 2018-05-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, no par value per shareSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-24 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-05-24 · Disposition to issuer · Disposed 678,410 · Balance 0

F1: The Reporting Person disposed of the shares in exchange for $4.05 per share (the "Merger Consideration") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 7, 2018, among the issuer, Bugatti Parent, Inc. and Bugatti Merger Sub, Inc.

Common Shares, no par value per shareSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-24 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2018-05-24 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: These restricted shares vested in full as of the Merger Agreement closing and the restrictions lapsed. Pursuant to the Merger Agreement, these shares were converted to the Merger Consideration at the effective time of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disposed of the shares in exchange for $4.05 per share (the "Merger Consideration") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 7, 2018, among the issuer, Bugatti Parent, Inc. and Bugatti Merger Sub, Inc.

F2: These restricted shares vested in full as of the Merger Agreement closing and the restrictions lapsed. Pursuant to the Merger Agreement, these shares were converted to the Merger Consideration at the effective time of the merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 10, 2026 20:06 UTC Arhaus, Inc. ARHS · Entity 4849 SaleClass A Common Stock 3,500 $8.47 $29,645.00
Disclosure

SEC source: 0001502299-26-000006 · wk-form4_1789070778.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,113

Read SEC document
May 15, 2026 Filed May 18, 2026 21:25 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionDividend Equivalent Rights · Derivative 832 $0.00 $0.00
Disclosure

SEC source: 0001502299-26-000004 · wk-form4_1779139515.xml · derivative · entry 4

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the Dividend Equivalent Rights vest proportionately with the RSUs to which they relate.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:25 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionRestricted Stock Units · Derivative 16,110 $0.00 $0.00
Disclosure

SEC source: 0001502299-26-000004 · wk-form4_1779139515.xml · derivative · entry 3

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F3 · derivative.exercise_date: Shares of Class A Common Stock underlying the RSUs vested on May 15, 2026.

F3 · derivative.expiration_date: Shares of Class A Common Stock underlying the RSUs vested on May 15, 2026.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:25 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionClass A Common Stock 832 $0.00 $0.00
Disclosure

SEC source: 0001502299-26-000004 · wk-form4_1779139515.xml · nonDerivative · entry 2

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Dividend Equivalent Right represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

Read SEC document
May 15, 2026 Filed May 18, 2026 21:25 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionClass A Common Stock 16,110 $0.00 $0.00
Disclosure

SEC source: 0001502299-26-000004 · wk-form4_1779139515.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

Read SEC document
May 14, 2026 Filed May 18, 2026 21:25 UTC Arhaus, Inc. ARHS · Entity 4849 GrantRestricted Stock Units · Derivative 22,960 $0.00 $0.00
Disclosure

SEC source: 0001502299-26-000004 · wk-form4_1779139515.xml · derivative · entry 5

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,960

Underlying: Class A Common Stock · 22,960 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:17 UTC Arhaus, Inc. ARHS · Entity 4849 GrantDividend Equivalent Rights · Derivative 832 $0.00 $0.00
Disclosure

SEC source: 0001502299-26-000002 · wk-form4_1775161053.xml · derivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 832

Underlying: Class A Common Stock · 832 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on unvested awards of Restricted Stock Units ("RSUs") outstanding on March 31, 2026 and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on unvested awards of Restricted Stock Units ("RSUs") outstanding on March 31, 2026 and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on unvested awards of Restricted Stock Units ("RSUs") outstanding on March 31, 2026 and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of the Issuer's Class A Common Stock.

Read SEC document
May 16, 2025 Filed May 19, 2025 20:13 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionRestricted Stock Units · Derivative 6,700 $0.00 $0.00
Disclosure

SEC source: 0001875444-25-000103 · wk-form4_1747685610.xml · derivative · entry 2

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F2 · derivative.exercise_date: Shares of Class A Common Stock underlying the RSUs vested on May 16, 2025.

F2 · derivative.expiration_date: Shares of Class A Common Stock underlying the RSUs vested on May 16, 2025.

Read SEC document
May 16, 2025 Filed May 19, 2025 20:13 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionClass A Common Stock 6,700 $0.00 $0.00
Disclosure

SEC source: 0001875444-25-000103 · wk-form4_1747685610.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

Read SEC document
May 15, 2025 Filed May 19, 2025 20:13 UTC Arhaus, Inc. ARHS · Entity 4849 GrantRestricted Stock Units · Derivative 16,110 $0.00 $0.00
Disclosure

SEC source: 0001875444-25-000103 · wk-form4_1747685610.xml · derivative · entry 3

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,110

Underlying: Class A Common Stock · 16,110 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

Read SEC document
May 18, 2024 Filed May 20, 2024 20:17 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionRestricted Stock Units · Derivative 14,570 $0.00 $0.00
Disclosure

SEC source: 0001875444-24-000090 · wk-form4_1716236218.xml · derivative · entry 2

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F2 · derivative.exercise_date: Shares of Class A Common Stock underlying the RSUs vested on May 18, 2024.

F2 · derivative.expiration_date: Shares of Class A Common Stock underlying the RSUs vested on May 18, 2024.

Read SEC document
May 18, 2024 Filed May 20, 2024 20:17 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionClass A Common Stock 14,570 $0.00 $0.00
Disclosure

SEC source: 0001875444-24-000090 · wk-form4_1716236218.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

Read SEC document
May 16, 2024 Filed May 20, 2024 20:17 UTC Arhaus, Inc. ARHS · Entity 4849 GrantRestricted Stock Units · Derivative 6,700 $0.00 $0.00
Disclosure

SEC source: 0001875444-24-000090 · wk-form4_1716236218.xml · derivative · entry 3

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Class A Common Stock · 6,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 22:12 UTC Arhaus, Inc. ARHS · Entity 4849 SaleClass A Common Stock 1,730 $9.28 $16,054.57
Disclosure

SEC source: 0001875444-23-000148 · wk-form4_1701382317.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,401

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.2800 to $9.2801 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 10:24 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionRestricted Stock Units · Derivative 19,131 $0.00 $0.00
Disclosure

SEC source: 0001875444-23-000099 · wk-form4_1691144685.xml · derivative · entry 2

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 19,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

F2 · derivative.exercise_date: Shares of Class A Common Stock underlying the RSUs vested on August 2, 2023.

F2 · derivative.expiration_date: Shares of Class A Common Stock underlying the RSUs vested on August 2, 2023.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 10:24 UTC Arhaus, Inc. ARHS · Entity 4849 Exercise / conversionClass A Common Stock 19,131 $0.00 $0.00
Disclosure

SEC source: 0001875444-23-000099 · wk-form4_1691144685.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer at the time of vesting.

Read SEC document
May 18, 2023 Filed May 22, 2023 20:26 UTC Arhaus, Inc. ARHS · Entity 4849 GrantRestricted Stock Units · Derivative 14,570 $0.00 $0.00
Disclosure

SEC source: 0001502299-23-000003 · wk-form4_1684787191.xml · derivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,570

Underlying: Class A Common Stock · 14,570 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:34 UTC Arhaus, Inc. ARHS · Entity 4849 PurchaseClass A Common Stock 11,500 $8.84 $101,615.15
Disclosure

SEC source: 0001875444-23-000046 · wf-form4_167908526507138.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.8150 to $8.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:18 UTC Arhaus, Inc. ARHS · Entity 4849 PurchaseClass A Common Stock 11,750 $8.50 $99,875.00
Disclosure

SEC source: 0001502299-22-000004 · wf-form4_166327307561750.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:28 UTC Arhaus, Inc. ARHS · Entity 4849 PurchaseClass A Common Stock 11,750 $8.34 $97,995.00
Disclosure

SEC source: 0001502299-22-000002 · wf-form4_166249608026333.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.24 to $8.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:21 UTC Arhaus, Inc. ARHS · Entity 4849 GrantRestricted Stock Units · Derivative 19,131 $0.00 $0.00
Disclosure

SEC source: 0001875444-22-000065 · wf-form4_165964440691142.xml · derivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,131

Underlying: Class A Common Stock · 19,131 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock, subject to the Reporting Person's continuous service to the Issuer.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuous service to the Issuer, the RSUs vest on the first anniversary of the transaction date.

Read SEC document
May 24, 2018 Filed May 24, 2018 17:01 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Disposition to issuerCommon Shares, no par value per share 5,000 $4.05 $20,250.00
Disclosure

SEC source: 0001495479-18-000085 · wf-form4_152719570195482.xml · nonDerivative · entry 2

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: These restricted shares vested in full as of the Merger Agreement closing and the restrictions lapsed. Pursuant to the Merger Agreement, these shares were converted to the Merger Consideration at the effective time of the merger.

Read SEC document
May 24, 2018 Filed May 24, 2018 17:01 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Disposition to issuerCommon Shares, no par value per share 678,410 $4.05 $2,747,560.50
Disclosure

SEC source: 0001495479-18-000085 · wf-form4_152719570195482.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The Reporting Person disposed of the shares in exchange for $4.05 per share (the "Merger Consideration") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 7, 2018, among the issuer, Bugatti Parent, Inc. and Bugatti Merger Sub, Inc.

Read SEC document
May 05, 2018 Filed May 8, 2018 11:57 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Tax withholdingCommon Shares, no par value per share 359 $4.03 $1,444.98
Disclosure

SEC source: 0001495479-18-000045 · wf-form4_152579504576096.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,410

F1 · shares: Represents shares of restricted stock sold to satisfy the executive's tax withholding obligation upon vesting of restricted stock.

F2 · price: The price represents the average of the high and low price of the Company's shares on May 4, 2018, the last business day prior to the vesting date of the shares.

Read SEC document
March 03, 2018 Filed Mar 6, 2018 17:00 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Tax withholdingCommon Shares, no par value per share 365 $3.41 $1,244.65
Disclosure

SEC source: 0001495479-18-000020 · wf-form4_152037362151569.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,150

F1 · shares: Represents shares of restricted stock withheld to satisfy the executive's tax withholding obligation upon vesting of restricted stock.

F2 · price: The price represents the average of the high and low price of the Company's shares on March 2, 2018, the last business day prior to the vesting date of the shares.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:23 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 GrantCommon Shares, no par value per share 4,000 $0.00 $0.00
Disclosure

SEC source: 0001495479-17-000038 · wf-form4_148885337108891.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,515

F1 · shares: The above reported Common Shares are restricted shares that vest over a four year period, with an initial 25% of such award vesting on March 3, 2018 (the "Initial Vesting Date") and 25% of such award vesting on each of the successive three anniversaries of the Initial Vesting Date.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Exercise / conversionStock Option (right to buy) · Derivative 47,235 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · derivative · entry 9

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares, no par value per share · 47,235 shares

Expires 2016-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 SaleCommon Shares, no par value per share 17,834 $3.77 $67,260.93
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · nonDerivative · entry 6

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,515

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents shares sold to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 05, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Exercise / conversionCommon Shares, no par value per share 47,235 $1.45 $68,490.75
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · nonDerivative · entry 5

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 02, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Exercise / conversionStock Option (right to buy) · Derivative 13,505 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · derivative · entry 8

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,235

Underlying: Common Shares, no par value per share · 13,505 shares

Expires 2016-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 02, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 SaleCommon Shares, no par value per share 13,505 $3.90 $52,642.49
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · nonDerivative · entry 4

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,114

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents shares sold to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.85 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 02, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Exercise / conversionCommon Shares, no par value per share 13,505 $1.45 $19,582.25
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · nonDerivative · entry 3

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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December 01, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Exercise / conversionStock Option (right to buy) · Derivative 29,690 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · derivative · entry 7

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,740

Underlying: Common Shares, no par value per share · 29,690 shares

Expires 2016-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 01, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 SaleCommon Shares, no par value per share 29,690 $4.08 $121,075.82
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · nonDerivative · entry 2

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,114

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Represents shares sold to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.15, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 01, 2016 Filed Dec 5, 2016 21:41 UTC Bravo Brio Restaurant Group, Inc. BBRG · Entity 166358 Exercise / conversionCommon Shares, no par value per share 29,690 $1.45 $43,050.50
Disclosure

SEC source: 0001495479-16-000108 · wf-form4_148099209012534.xml · nonDerivative · entry 1

Doody Alton F III · CIK 0001502299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.