Freeland Richard Joseph

SEC source: 0001327988-26-000004 · wk-form4_1778851697.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,112

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were acquired in multiple transactions at prices ranging from $32.21 to $32.48, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock acquired at each separate price within the range set forth in this footnote.

SEC source: 0001320461-26-000099 · wk-form4_1779137701.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common stock · 3,937 shares

Expires not disclosed

F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 14, 2026, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated.

F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

SEC source: 0001628280-26-008249 · wk-form4_1771027278.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,774

F1 · acquired: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2024 Equity Incentive Plan. The RSU Award will vest on February 11, 2027.

SEC source: 0001327988-26-000002 · wk-form4_1769721979.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,300

Underlying: Common Stock · 4,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · shares: Represents annual award of restricted stock units pursuant to the Valvoline Inc. 2026 Omnibus Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

SEC source: 0001759631-25-000140 · wk-form4_1755811682.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,798

SEC source: 0001320461-25-000103 · wk-form4_1747684999.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,527

Underlying: Common stock · 7,527 shares

Expires not disclosed

F1 · security: These are restricted stock units (RSUs) granted to the reporting person on May 15, 2025, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated.

F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

SEC source: 0001759631-25-000038 · wk-form4_1740091795.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,798

F1 · acquired: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2024 Equity Incentive Plan. The RSU Award will vest on February 18, 2026.

SEC source: 0001674910-25-000024 · wk-form4_1738271255.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

SEC source: 0001320461-24-000094 · wk-form4_1715978854.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,693

Underlying: Common stock · 7,693 shares

Expires not disclosed

F1 · security: These are restricted stock units (RSUs) granted to the reporting person on May 16, 2024, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated.

F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

SEC source: 0001759631-24-000044 · wk-form4_1708038668.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,989

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will vest on February 13, 2025.

SEC source: 0001674910-24-000014 · wk-form4_1706563205.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,740

Underlying: Common Stock · 3,740 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

SEC source: 0001674910-23-000102 · wk-form4_1693512287.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,012

F1 · price: The price reported in Column 4 is a weighted average price. These shares of Valvoline common stock were acquired in multiple transactions at prices ranging from $33.93 to $34.03, inclusive. Upon request, the Reporting Person will provide to Valvoline, any security holder of Valvoline, or the staff of the Securities and Exchange Commission full information regarding the shares of Valvoline common stock acquired at each separate price within the range set forth in this footnote.

SEC source: 0001320461-23-000100 · wf-form4_168452461341605.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,092

Underlying: Common stock · 10,092 shares

Expires not disclosed

F1 · security: These are restricted stock units (RSUs) granted to the reporting person on May 18, 2023, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan, as amended and restated.

F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable.

SEC source: 0001213900-23-021801 · marketforms-60967.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,864

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will vest on March 17, 2024.

SEC source: 0001674910-23-000015 · wf-form4_167485416727940.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947

Underlying: Common Stock · 3,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

SEC source: 0001320461-22-000070 · wf-form4_165333244652047.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,802

Underlying: Common stock · 19,802 shares

Expires not disclosed

F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 19, 2022, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSU's by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSU's that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSU's that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSU's vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

SEC source: 0001674910-22-000021 · wf-form4_164323851687786.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,787

Underlying: Common Stock · 3,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Valvoline common stock.

F2 · shares: Represents annual award of restricted stock units pursuant to the 2016 Valvoline Inc. Incentive Plan.

F3 · derivative.exercise_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

F3 · derivative.expiration_date: The restricted stock units vest and settle on the first anniversary of the grant date, unless the director elects to defer settlement of the award until separation from service.

SEC source: 0001320461-21-000080 · wf-form4_162187735001291.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,052

Underlying: Common stock · 4,052 shares

Expires not disclosed

F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 20, 2021, under Cooper-Standard Holdings Inc. 2021 Omnibus Incentive Plan.

F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

SEC source: 0001674910-21-000002 · wf-form4_161186992651918.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,163

Underlying: Common Stock · 4,586 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock.

F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

SEC source: 0001320461-20-000033 · wf-form4_159050372907864.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,699

Underlying: Common stock · 12,699 shares

Expires not disclosed

F1 · security: These are time-based restricted stock units (RSUs) granted to the reporting person on May 21, 2020, under Cooper-Standard Holdings Inc. 2017 Omnibus Incentive Plan.

F2 · derivative.exercise_price: The company, in its sole discretion, settles such RSUs by electing either to (i) make an appropriate book entry in the reporting person's name for a number of shares equal to the number of RSUs that have vested or (ii) deliver an amount of cash equal to the fair market value, determined as of the vesting date, of a number of shares equal to the number of RSUs that have vested.

F3 · derivative.exercise_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

F3 · derivative.expiration_date: Subject to the reporting person's continued service as a director, these RSUs vest and are no longer subject to forfeiture on the earlier of the first anniversary of the grant date or the date of the first annual shareholders meeting of the company that occurs after the grant date, subject to the director's deferral election, if applicable. Each RSU represents a contingent right to receive, at the issuer's option, either one share of common stock or the cash equivalent upon satisfaction of the vesting events.

SEC source: 0001674910-20-000006 · wf-form4_158073931602815.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,146

Underlying: Common Stock · 5,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock

F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

SEC source: 0001225208-19-006540 · doc4.xml · derivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common · 37,000 shares

Expires 2029-04-04

SEC source: 0001225208-19-004544 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,671

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

SEC source: 0001225208-19-004544 · doc4.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,236

SEC source: 0001674910-19-000016 · wf-form4_154905717192841.xml · derivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,669

Underlying: Common Stock · 4,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock.

F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

SEC source: 0001674910-19-000016 · wf-form4_154905717192841.xml · derivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,203

Underlying: Common Stock · 4,976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a right to receive one share of Valvoline common stock.

F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

SEC source: 0001674910-19-000016 · wf-form4_154905717192841.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a right to receive one share of Valvoline common stock.

SEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,027

F1 · kind: Gift to reporting person's directly-held shares from the reporting person's revocable trust.

SEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 5, 2018.

SEC source: 0001225208-19-001062 · doc4.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · kind: Gift to reporting person's directly-held shares from the reporting person's revocable trust.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 8

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,527

F4 · kind: Gift of shares from the reporting person's recovable trust to the Grantor Retained Annuity Trust #2.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 4

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #2

Disclosed balance after: 6,947

F4 · kind: Gift of shares from the reporting person's recovable trust to the Grantor Retained Annuity Trust #2.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 7

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,474

F5 · kind: Gift to reporting person's donor advised charitable fund.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 6

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 23,902

F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 0

F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 3,832

F3 · kind: Upon termination of the Grantor Retained Annuity Trust #1 by the reporting person, a total of 1,242 shares (621 each) were distributed to the reporting person's children, and the remaining 3,832 shares in the Grantor Retained Annuity Trust #1 were distributed to the reporting person's revocable trust.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 20,070

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

SEC source: 0001225208-19-001027 · doc5.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

F2 · balance_after: Reflects a negative adjustment of 24 shares since the reporting person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3.

SEC source: 0001225208-18-007454 · doc4.xml · derivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,070

Underlying: Common · 26,070 shares

Expires 2028-04-03

SEC source: 0001225208-18-005232 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

F1 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares.

SEC source: 0001225208-18-005232 · doc4.xml · nonDerivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,676

SEC source: 0000947871-18-000095 · ss78377_4.xml · derivative · entry 1

Freeland Richard Joseph · CIK 0001327988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,050

Underlying: Common Stock · 4,463 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Valvoline common stock.

F2 · shares: Represents annual award of units pursuant to Valvoline's 2016 Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.exercise_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

F3 · derivative.expiration_date: The units vest one year after the date of grant. Any vested units will be paid in cash or in shares of common stock at the time specified in the reporting person's distribution election form, or if no election is made, upon separation from service.

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 6

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 16,763

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 2

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Gift of shares from the reporting person's directly-held shares to the reporting person's revocable trust.

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 13,940

F2 · kind: Gift of shares from the reporting person's Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee, to the reporting person's revocable trust.

SEC source: 0001225208-17-015676 · doc4.xml · nonDerivative · entry 3

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #1

Disclosed balance after: 5,074

F2 · kind: Gift of shares from the reporting person's Grantor Retained Annuity Trust #1, of which the reporting person is the sole trustee, to the reporting person's revocable trust.

SEC source: 0001225208-17-012452 · doc4.xml · derivative · entry 10

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,650 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

SEC source: 0001225208-17-012452 · doc4.xml · derivative · entry 9

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,900 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

SEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 5

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.

SEC source: 0001225208-17-012452 · doc4.xml · nonDerivative · entry 4

Freeland Richard Joseph · CIK 0001327988 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,681

F2 · kind: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on February 23, 2017.