Burks Derrick

SEC source: 0001718124-26-000006 · wk-form4_1779154470.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,751

F1 · balance_after: Includes 612 shares acquired pursuant to the Kite Realty Group Trust Dividend Reinvestment and Share Purchase Plan.

SEC source: 0001718124-26-000004 · wk-form4_1778531184.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,681

Underlying: Common Stock · 1,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

SEC source: 0001718124-26-000002 · wk-form4_1777579530.xml · nonDerivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,536

F2 · shares: Grant of restricted stock subject to vesting as follows: 1/3 on 4/28/27, 1/3 on 4/28/28, and 1/3 on 4/27/29

SEC source: 0001718124-26-000002 · wk-form4_1777579530.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,217

F1 · shares: Grant of restricted stock subject to vesting as follows: 1/3 on 10/28/26, 1/3 on 4/28/27, and 1/3 on 4/28/28

SEC source: 0001286043-25-000058 · wk-form4_1747780142.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,181

SEC source: 0001326160-25-000133 · wk-form4_1746477344.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,810

Underlying: Common Stock · 1,607 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

SEC source: 0001718124-25-000003 · wk-form4_1746140183.xml · nonDerivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,901

F2 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 4/29/26, 1/3 on 4/29/27, and 1/3 on 4/28/28

SEC source: 0001718124-25-000003 · wk-form4_1746140183.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,587

F1 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 10/29/25, 1/3 on 4/29/26, and 1/3 on 4/29/27

SEC source: 0001286043-24-000058 · wk-form4_1717187017.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,570

SEC source: 0001326160-24-000130 · wk-form4_1715631388.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,598

Underlying: Common Stock · 1,698.699 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · shares: Any fraction of a share is paid out in cash upon distribution.

F3 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F4 · derivative.expiration_date: Expiration date not applicable.

SEC source: 0001718124-24-000004 · wk-form4_1714769752.xml · nonDerivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,314

F2 · kind: Grant of restricted stock subject to vesting on 5/1/25

SEC source: 0001718124-24-000004 · wk-form4_1714769752.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,107

F1 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 11/1/24, 1/3 on 5/1/25, and 1/3 on 5/1/26

SEC source: 0001286043-23-000066 · wk-form4_1683924032.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,337

SEC source: 0001326160-23-000134 · wf-form4_168357931991386.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,660

Underlying: Common Stock · 1,783.712 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · shares: Any fraction of a share is paid out in cash upon distribution.

F3 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F4 · derivative.expiration_date: Expiration date not applicable.

SEC source: 0001718124-23-000003 · wf-form4_168263241278397.xml · nonDerivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,702

F2 · kind: Grant of restricted stock subject to vesting on 4/25/24

SEC source: 0001718124-23-000003 · wf-form4_168263241278397.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,518

F1 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 10/25/23, 1/3 on 4/25/24, and 1/3 on 4/25/25

SEC source: 0001286043-22-000071 · wf-form4_165247573625054.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,029

SEC source: 0001326160-22-000207 · wf-form4_165212772853062.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876

Underlying: Common Stock · 1,590.186 shares

Expires not disclosed

F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis.

F2 · derivative.exercise_date: Generally payable upon reporting person's termination of service.

F3 · derivative.expiration_date: Expiration date not applicable.

SEC source: 0001718124-22-000003 · wf-form4_165118394283259.xml · nonDerivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048

F2 · kind: Grant of restricted stock subject to vesting on 4/26/23

SEC source: 0001718124-22-000003 · wf-form4_165118394283259.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,891

F1 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 10/26/22, 1/3 on 4/26/23, and 1/3 on 4/26/24

SEC source: 0001286043-21-000080 · wf-form4_162102345356078.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,535

SEC source: 0001718124-21-000006 · wf-form4_161973757586520.xml · nonDerivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

F2 · kind: Grant of restricted stock subject to vesting on 4/27/22

SEC source: 0001718124-21-000006 · wf-form4_161973757586520.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455

F1 · kind: Grant of restricted stock subject to vesting as follows: 1/3 on 10/27/21, 1/3 on 4/27/22, and 1/3 on 4/27/23

SEC source: 0001286043-21-000046 · wf-form4_161704983550392.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

SEC source: 0001562180-19-000617 · primarydocument.xml · derivative · entry 5

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 126.174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F2 · derivative.exercise_date: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F2 · derivative.expiration_date: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

SEC source: 0001562180-19-000617 · primarydocument.xml · derivative · entry 4

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,582 shares

Expires not disclosed

F4 · price: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F4 · derivative.exercise_date: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F4 · derivative.expiration_date: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

SEC source: 0001562180-19-000617 · primarydocument.xml · nonDerivative · entry 3

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents the cancellation and conversion of the stock units noted in footnote (2) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

SEC source: 0001562180-19-000617 · primarydocument.xml · nonDerivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126.174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents stock units granted effective January 1, 2019 subject to one-year time vesting, which have been pro-rated through the Effective Time. Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

SEC source: 0001562180-19-000617 · primarydocument.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), each share of Vectren Corporation common stock was converted into the right to receive $72.00 in cash, without interest, at the Effective Time. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'

SEC source: 0001562180-19-000080 · primarydocument.xml · derivative · entry 2

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: Common Stock · 1,582 shares

Expires not disclosed

F2 · kind: The reporting person elected to defer the stock unit award to the phantom stock account of the Vectren Corporation Nonqualified Deferred Compensation Plan. This transaction is exempt under Section 16b-3.

F3 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.

F3 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.

SEC source: 0001562180-19-000080 · primarydocument.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3.

F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3.

SEC source: 0001562180-19-000030 · primarydocument.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,431

Underlying: Common Stock · 1,431 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2020, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served.

F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3.

F3 · derivative.exercise_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to January 1, 2020, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards provided hereunder multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 365, but in no event shall such fraction be greater than one.

F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2020, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served.

F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3.

F3 · derivative.expiration_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to January 1, 2020, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards provided hereunder multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 365, but in no event shall such fraction be greater than one.

SEC source: 0001562180-18-000040 · primarydocument.xml · derivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582

Underlying: Common Stock · 1,582 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served.

F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3.

F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2019, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served.

F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3.

SEC source: 0001562180-17-003044 · primarydocument.xml · nonDerivative · entry 1

Burks Derrick · CIK 0001718124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: A Form 3 was filed simultaneously with this Form 4 reporting that Mr. Burks was elected on September 22, 2017 to serve on the board commencing October 1, 2017.