person · Reporting owner
Perotti Daniel Stanley
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Deputy CFO | February 20, 2018 | February 21, 2018 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Financial Officer | May 15, 2026 | May 18, 2026 |
| PennyMac Mortgage Investment TrustPMT · Entity 899 | Chief Financial Officer | March 12, 2026 | March 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date February 20, 2018 · Filed February 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 5,442 |
Reported balance
After 2018-02-20 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-20 · Exercise / conversion · Acquired 5,442 · Balance 5,442 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 0 |
Reported balance
After 2018-02-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-02-20 · Sale · Disposed 5,442 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 5,442 |
Reported balance
After 2018-02-20 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-02-20 · Exercise / conversion · Acquired 5,442 · Balance 5,442 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 0 |
Reported balance
After 2018-02-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-02-20 · Sale · Disposed 5,442 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 5,441 |
Reported balance
After 2018-02-20 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-02-20 · Exercise / conversion · Acquired 5,441 · Balance 5,441 F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Class A Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 0 |
Reported balance
After 2018-02-20 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2018-02-20 · Sale · Disposed 5,441 · Balance 0 F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Perotti Family Trust | 304,738 |
Reported balance
After 2018-02-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-20 · Exercise / conversion · Disposed 5,442 · Balance 304,738 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Perotti Family Trust | 299,296 |
Reported balance
After 2018-02-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-02-20 · Exercise / conversion · Disposed 5,442 · Balance 299,296 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | IndirectThe Perotti Family Trust | 293,855 |
Reported balance
After 2018-02-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-02-20 · Exercise / conversion · Disposed 5,441 · Balance 293,855 F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. |
| Class A Common StockSEC Table I · non-derivative | Direct | 11,405 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 11,405 F5: The reported amount consists of 9,002 restricted stock units and 2,403 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 2,523 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 2,523 F6: This nonstatutory stock option to purchase 2,523 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 16,881 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 16,881 F7: This nonstatutory stock option to purchase 16,881 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 16,481 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 16,481 F8: This nonstatutory stock option to purchase 16,481 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 16,615 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 16,615 F9: This nonstatutory stock option to purchase 16,615 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 22,506 |
Reported balance
Holding disclosure · report date 2018-02-20 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 22,506 F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC.
F2: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F3: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F4: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 9,002 restricted stock units and 2,403 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: This nonstatutory stock option to purchase 2,523 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued service through each date.
F7: This nonstatutory stock option to purchase 16,881 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's continued service through each date.
F8: This nonstatutory stock option to purchase 16,481 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F9: This nonstatutory stock option to purchase 16,615 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 210,625 |
Reported balance
After 2026-05-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-15 · Sale · Disposed 2,925 · Balance 210,625 F1: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025. |
| Common StockSEC Table I · non-derivative | Direct | 15,701 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,701 F2: The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2025.
F2: The reported amount consists of 10,409 restricted stock units and 5,292 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
PennyMac Mortgage Investment Trust
Report date March 12, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 53,277 |
Reported balance
After 2026-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-12 · Tax withholding · Disposed 2,658 · Balance 53,277 F1: Represents shares withheld for taxes upon vesting of restricted share units. F2: The reported amount consists of 34,372 restricted share units and 18,905 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | IndirectThe Perotti Family Trust | 99,654 |
Reported balance
Holding disclosure · report date 2026-03-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 99,654 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes upon vesting of restricted share units.
F2: The reported amount consists of 34,372 restricted share units and 18,905 Common Shares of beneficial interest. The restricted share units are to be settled in an equal number of Common Shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2021 Filed Mar 4, 2021 22:43 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 692 | $18.86 | $13,051.12 |
DisclosureSEC source: 0001127602-21-009450 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,970 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 13,031 restricted share units and 52,939 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 759 | $58.85 | $44,667.15 |
DisclosureSEC source: 0001127602-21-008534 · form4.xml · nonDerivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,526 F7 · shares: Represents shares withheld for taxes upon vesting of restricted stock units. F8 · balance_after: The reported amount consists of 14,256 restricted stock units and 48,270 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 17,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008534 · form4.xml · derivative · entry 8 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 17,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008534 · form4.xml · derivative · entry 7 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,891 Underlying: Common Stock · 17,891 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 12,935 | $0.00 Strike: $58.85 | $0.00 |
DisclosureSEC source: 0001127602-21-008534 · form4.xml · derivative · entry 6 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,935 Underlying: Common Stock · 12,935 shares Expires 2031-02-24 F9 · derivative.underlying_shares: This nonstatutory stock option to purchase 12,935 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 6,824 | $62.33 | $425,339.92 |
DisclosureSEC source: 0001127602-21-008534 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,285 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 16,337 restricted stock units and 46,948 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 17,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008534 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on March 9, 2018 and vested on February 25, 2021, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on PNMAC pre-tax return on equity (ROE) of 39.4% for the period of January 1, 2018 through December 31, 2020 as measured against the ROE target established at the time of grant. The payout percentage for the award based on ROE achievement was 130%. F4 · balance_after: The reported amount consists of 16,337 restricted stock units and 53,772 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:10 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008534 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,218 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 16,337 restricted stock units and 35,881 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:10 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 7,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-006833 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,662 F1 · shares: The Reporting Person was granted 7,090 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 14,419 restricted share units and 52,243 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 00:48 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Tax withholdingCommon Shares of Beneficial Interest | 601 | $18.55 | $11,148.55 |
DisclosureSEC source: 0001127602-21-006049 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,572 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 7,329 restricted share units and 52,243 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionPerformance-Based Restricted Share Units · Derivative | 1,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011601 · form4.xml · derivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares of Beneficial Interest · 1,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.underlying_shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantPerformance-Based Restricted Share Units · Derivative | 1,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011601 · form4.xml · derivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,462 Underlying: Common Shares of Beneficial Interest · 1,462 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.exercise_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F3 · derivative.expiration_date: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | Exercise / conversionCommon Shares of Beneficial Interest | 1,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011601 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F4 · balance_after: The reported amount consists of 19,081 restricted share units and 30,383 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:57 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-011601 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,002 F1 · shares: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 19,081 restricted share units and 28,921 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 23:29 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,144 | $17.29 | $19,783.88 |
DisclosureSEC source: 0001127602-18-009206 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,898 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.35. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 13,977 restricted share units and 28,921 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 23:29 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,845 | $17.30 | $31,915.73 |
DisclosureSEC source: 0001127602-18-009206 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,042 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $17.26 to $17.40. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 13,977 restricted share units and 30,065 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 23:29 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 2,009 | $17.29 | $34,740.83 |
DisclosureSEC source: 0001127602-18-009206 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,887 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.25 to $17.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 13,977 restricted share units and 31,910 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · derivative · entry 10 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 293,855 Underlying: Class A Common Stock · 5,441 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · derivative · entry 9 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 299,296 Underlying: Class A Common Stock · 5,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · derivative · entry 8 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 304,738 Underlying: Class A Common Stock · 5,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F2 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,441 | $24.39 | $132,687.49 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · nonDerivative · entry 6 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · nonDerivative · entry 5 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 5,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,442 | $24.40 | $132,759.77 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · nonDerivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 5,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,442 | $24.39 | $132,742.35 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $24.10 to $25.00. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 18:23 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007610 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 5,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 18:30 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000795 · form4.xml · derivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 310,180 Underlying: Class A Common Stock · 5,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F5 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F5 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 18:30 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,442 | $23.00 | $125,166.00 |
DisclosureSEC source: 0001127602-18-000795 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 18:30 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000795 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 5,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 3,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033393 · form4.xml · derivative · entry 7 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 315,622 Underlying: Class A Common Stock · 3,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F6 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F6 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 3,042 | $20.00 | $60,850.04 |
DisclosureSEC source: 0001127602-17-033393 · form4.xml · nonDerivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $20.00 to $20.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| November 28, 2017 Filed Nov 28, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 3,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033393 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 3,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033393 · form4.xml · derivative · entry 6 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 318,664 Underlying: Class A Common Stock · 2,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F6 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F6 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 2,400 | $20.00 | $48,005.04 |
DisclosureSEC source: 0001127602-17-033393 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $20.00 to $20.05. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 18:28 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033393 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 2,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 17:25 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionCl A Units of Private Nat'l Mortgage Acceptance Company, LLC · Derivative | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033059 · form4.xml · derivative · entry 4 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 321,064 Underlying: Class A Common Stock · 5,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F6 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F6 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments, from and after the closing of PennyMac Financial, Inc,'s initial public offering, and after the expiration of a lock-up agreement. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 17:25 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 5,442 | $19.42 | $105,671.12 |
DisclosureSEC source: 0001127602-17-033059 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 0 F3 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $19.30 to $19.55. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 17:25 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 5,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033059 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Indirect · The Perotti Family Trust Disclosed balance after: 5,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of Class A Common Stock received upon the exchange of Class A Units of Private National Mortgage Acceptance Company, LLC. F2 · price: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 20:49 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,676 | $17.65 | $29,573.19 |
DisclosureSEC source: 0001127602-17-020807 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,896 F1 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $17.59 to $17.73. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 22,466 restricted share units and 25,430 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:04 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | SaleClass A Common Stock | 4,559 | $16.16 | $73,664.32 |
DisclosureSEC source: 0001127602-17-014525 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,405 F1 · shares: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2 · price: The price reported is the weighted average price of multiple transactions ranging from $15.975 to $16.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3 · balance_after: The reported amount consists of 9,002 restricted stock units and 2,403 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:41 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 6,079 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-014366 · form4.xml · derivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F1 · derivative.underlying_shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:41 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantPerformance-Based Restricted Stock Units · Derivative | 6,079 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014366 · form4.xml · derivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,079 Underlying: Class A Common Stock · 6,079 shares Expires not disclosed F3 · derivative.exercise_price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · price: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.exercise_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. F3 · derivative.expiration_date: This award vested on April 3, 2017 and the payout of shares of Class A Common Stock pursuant to the award was determined based on the Issuer's total stockholder return (TSR) (50% of the award) and earnings per share (EPS) (50% of the award) for the period of January 1, 2014 through December 31, 2016 as measured against the target performance goals set by the Compensation Committee of the Board of Directors when the award was granted in 2014. The payout percentages for the TSR and EPS portions of the award were 0% and 89.9%, respectively. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 18:41 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | Exercise / conversionClass A Common Stock | 6,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014366 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares of Class A Common Stock acquired pursuant to the payout of a performance-based restricted stock unit granted to the Reporting Person on February 26, 2014. F2 · balance_after: The reported amount consists of 9,002 restricted stock units and 6,962 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 22,506 | $0.00 Strike: $18.05 | $0.00 |
DisclosureSEC source: 0001127602-17-010930 · form4.xml · derivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,506 Underlying: Class A Common Stock · 22,506 shares Expires 2027-03-06 F3 · derivative.underlying_shares: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 18:13 UTC | PNMAC Holdings, Inc. PFSI · Entity 162615 | GrantClass A Common Stock | 9,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-010930 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,885 F1 · shares: The Reporting Person was granted 9,002 restricted stock units in connection with his service as an officer of the Issuer. The restricted stock units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of shares of Class A Common Stock upon vesting. F2 · balance_after: The reported amount consists of 9,002 restricted share units and 883 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:43 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 2,009 | $16.87 | $33,898.46 |
DisclosureSEC source: 0001127602-17-008757 · form4.xml · nonDerivative · entry 3 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,572 F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F6 · price: The price reported is the weighted average price of multiple transactions ranging from $16.83 to $16.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F7 · balance_after: The reported amount consists of 26,191 restricted share units and 23,381 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 23:43 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | SaleCommon Shares of Beneficial Interest | 1,845 | $16.88 | $31,137.33 |
DisclosureSEC source: 0001127602-17-008757 · form4.xml · nonDerivative · entry 2 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,581 F3 · shares: The common shares of beneficial interest were sold pursuant to a 10b5-1 plan. F4 · price: The price reported is the weighted average price of multiple transactions ranging from $16.84 to $16.96. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of common shares of beneficial interest and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 26,191 restricted share units and 25,390 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:43 UTC | PennyMac Mortgage Investment Trust PMT · Entity 899 | GrantCommon Shares of Beneficial Interest | 5,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008757 · form4.xml · nonDerivative · entry 1 Perotti Daniel Stanley · CIK 0001591994 · Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,426 F1 · shares: The Reporting Person was granted 5,281 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2 · balance_after: The reported amount consists of 26,191 restricted share units and 27,235 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.