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person · Reporting owner

MALONE PETER GERALD

Disclosed activity across 10 companies

Tapewire entity
46162
SEC CIK
0001209225

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABRDN ASIA-PACIFIC INCOME FUND, INC.FAX · Entity 5334DirectorMay 15, 2026May 19, 2026
ABRDN AUSTRALIA EQUITY FUND, INC.IAF · Entity 6618DirectorSeptember 26, 2025September 30, 2025
ABRDN GLOBAL INCOME FUND, INC.FCO · Entity 46158DirectorMay 15, 2026May 19, 2026
ABRDN JAPAN EQUITY FUND, INC.JEQ · Entity 74343DirectorAugust 12, 2021August 13, 2021
Bionik Laboratories Corp.BNKL · Entity 112055DirectorMarch 29, 2021March 31, 2021
abrdn Global Dynamic Dividend FundAGD · Entity 8940DirectorNovember 29, 2018December 03, 2018
abrdn Global Infrastructure Income FundASGI · Entity 5219DirectorSeptember 15, 2020September 17, 2020
abrdn Global Premier Properties FundAWP · Entity 5771DirectorSeptember 26, 2025September 30, 2025
abrdn Income Credit Strategies FundACP · Entity 5307DirectorSeptember 26, 2025September 30, 2025
abrdn Total Dynamic Dividend FundAOD · Entity 4883DirectorSeptember 26, 2025September 30, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABRDN ASIA-PACIFIC INCOME FUND, INC.

Report date May 15, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,272 Reported balance After 2026-05-15 transaction · row 1
1 source row

Row 1 · 2026-05-15 · Other · Acquired 322 · Balance 1,272

F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

ABRDN AUSTRALIA EQUITY FUND, INC.

Report date September 26, 2025 · Filed September 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,750 Reported balance After 2025-09-26 transaction · row 1
1 source row

Row 1 · 2025-09-26 · Purchase · Acquired 1,500 · Balance 2,750

ABRDN GLOBAL INCOME FUND, INC.

Report date May 15, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-15 transaction · row 1
1 source row

Row 1 · 2026-05-15 · Other · Disposed 1,822 · Balance 0

F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

Filing footnotes · ownership attribution and instrument terms

F1: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

ABRDN JAPAN EQUITY FUND, INC.

Report date August 12, 2021 · Filed August 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,000 Reported balance After 2021-08-12 transaction · row 1
1 source row

Row 1 · 2021-08-12 · Purchase · Acquired 1,000 · Balance 1,000

Bionik Laboratories Corp.

Report date March 29, 2021 · Filed March 31, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect26,430 Reported balance After 2021-03-29 transaction · row 1
1 source row

Row 1 · 2021-03-29 · Purchase · Acquired 26,430 · Balance 26,430

F1: The reporting person acquired the shares of common stock in lieu of cash payment for an aggregate of $70,833.41 in accrued and unpaid fees relating to reporting person's services as a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired the shares of common stock in lieu of cash payment for an aggregate of $70,833.41 in accrued and unpaid fees relating to reporting person's services as a director of the Issuer.

abrdn Global Dynamic Dividend Fund

Report date November 29, 2018 · Filed December 03, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,000 Reported balance After 2018-11-29 transaction · row 1
1 source row

Row 1 · 2018-11-29 · Purchase · Acquired 1,000 · Balance 1,000

abrdn Global Infrastructure Income Fund

Report date September 15, 2020 · Filed September 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,000 Reported balance After 2020-09-15 transaction · row 1
1 source row

Row 1 · 2020-09-15 · Purchase · Acquired 900 · Balance 1,000

abrdn Global Premier Properties Fund

Report date September 26, 2025 · Filed September 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,000 Reported balance After 2025-09-26 transaction · row 1
1 source row

Row 1 · 2025-09-26 · Purchase · Acquired 2,000 · Balance 3,000

abrdn Income Credit Strategies Fund

Report date September 26, 2025 · Filed September 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,277 Reported balance After 2025-09-26 transaction · row 1
1 source row

Row 1 · 2025-09-26 · Purchase · Acquired 500 · Balance 2,277

abrdn Total Dynamic Dividend Fund

Report date September 26, 2025 · Filed September 30, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,500 Reported balance After 2025-09-26 transaction · row 1
1 source row

Row 1 · 2025-09-26 · Purchase · Acquired 500 · Balance 1,500

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2026 Filed May 19, 2026 16:31 UTC ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334 OtherCommon Stock 322 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-063676 · tm2614972d8_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,272

F1 · kind: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

F1 · price: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

Read SEC document
May 15, 2026 Filed May 19, 2026 16:15 UTC ABRDN GLOBAL INCOME FUND, INC. FCO · Entity 46158 OtherCommon Stock 1,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-063670 · tm2614972-4_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

F1 · price: Effective as of May 15, 2026, abrdn Global Income Fund, Inc. (the "Target Fund") was reorganized into the abrdn Asia-Pacific Income Fund, Inc. (the "Acquiring Fund," and such reorganization, the "Reorganization"). In the Reorganization, common shareholders of the Target Fund received common shares of the Acquiring Fund having a value equal to the aggregate NAV of the Target Fund common shares surrendered as determined at the close of business on May 15, 2026, less the costs of the Reorganization (although cash was distributed for any fractional shares). As of May 15, 2026, the Target Fund reported a NAV per share of $2.7423 and the Acquiring Fund reported a NAV per share of $15.509. The conversion ratio for the Target Fund's common shares was 0.176821. In the Reorganization, the Reporting Person received 322 common shares of the Acquiring Fund in exchange for their 1,822 common shares of the Target Fund.

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:27 UTC ABRDN AUSTRALIA EQUITY FUND, INC. IAF · Entity 6618 PurchaseCommon Stock 1,500 $4.66 $6,990.00
Disclosure

SEC source: 0001104659-25-095047 · tm2527465-3_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:25 UTC ABRDN ASIA-PACIFIC INCOME FUND, INC. FAX · Entity 5334 PurchaseCommon Stock 600 $16.78 $10,068.00
Disclosure

SEC source: 0001104659-25-095042 · tm2527465-1_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 766

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:29 UTC abrdn Income Credit Strategies Fund ACP · Entity 5307 PurchaseCommon Stock 500 $5.93 $2,965.00
Disclosure

SEC source: 0001104659-25-095052 · tm2527465-5_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,277

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:28 UTC abrdn Global Premier Properties Fund AWP · Entity 5771 PurchaseCommon Stock 2,000 $4.00 $8,000.00
Disclosure

SEC source: 0001104659-25-095049 · tm2527465-4_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
September 26, 2025 Filed Sep 30, 2025 20:26 UTC abrdn Total Dynamic Dividend Fund AOD · Entity 4883 PurchaseCommon Stock 500 $9.48 $4,740.00
Disclosure

SEC source: 0001104659-25-095043 · tm2527465-2_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
August 12, 2021 Filed Aug 13, 2021 12:09 UTC ABRDN JAPAN EQUITY FUND, INC. JEQ · Entity 74343 PurchaseCommon Stock 1,000 $9.11 $9,110.00
Disclosure

SEC source: 0000866095-21-000003 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
June 16, 2021 Filed Jun 21, 2021 16:11 UTC abrdn Income Credit Strategies Fund ACP · Entity 5307 OtherTransferable Subscription Right (right to buy) · Derivative 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001503290-21-000001 · primary_doc.xml · derivative · entry 2

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 444 shares

Expires 2021-06-16

F1 · security: On May 10, 2021, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of May 20, 2021 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 5,812,247 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.20 and was fixed as of the close of the subscription period on June 16, 2021 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · security: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.20 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on June 16, 2021 at 5:00 p.m. Eastern time.

F1 · derivative.exercise_price: On May 10, 2021, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of May 20, 2021 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 5,812,247 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.20 and was fixed as of the close of the subscription period on June 16, 2021 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · derivative.exercise_price: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.20 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on June 16, 2021 at 5:00 p.m. Eastern time.

F1 · price: On May 10, 2021, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of May 20, 2021 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 5,812,247 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.20 and was fixed as of the close of the subscription period on June 16, 2021 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · price: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.20 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on June 16, 2021 at 5:00 p.m. Eastern time.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 16:11 UTC abrdn Income Credit Strategies Fund ACP · Entity 5307 OtherCommon Stock 444 Not disclosed Not disclosed
Disclosure

SEC source: 0001503290-21-000001 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

F1 · price: On May 10, 2021, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of May 20, 2021 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 5,812,247 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.20 and was fixed as of the close of the subscription period on June 16, 2021 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · price: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.20 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on June 16, 2021 at 5:00 p.m. Eastern time.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 15:50 UTC Bionik Laboratories Corp. BNKL · Entity 112055 PurchaseCommon Stock, par value $0.001 per share 26,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-044710 · tm2111532-3_4seq1.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,430

F1 · price: The reporting person acquired the shares of common stock in lieu of cash payment for an aggregate of $70,833.41 in accrued and unpaid fees relating to reporting person's services as a director of the Issuer.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 18:30 UTC abrdn Global Infrastructure Income Fund ASGI · Entity 5219 PurchaseCommon Stock 900 $19.49 $17,541.00
Disclosure

SEC source: 0001793855-20-000039 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
July 31, 2020 Filed Aug 3, 2020 21:07 UTC abrdn Global Infrastructure Income Fund ASGI · Entity 5219 PurchaseCommon Stock 100 $19.02 $1,901.50
Disclosure

SEC source: 0001793855-20-000038 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
November 13, 2019 Filed Nov 15, 2019 16:09 UTC abrdn Income Credit Strategies Fund ACP · Entity 5307 OtherTransferable Subscription Right (right to buy) · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001503290-19-000007 · primary_doc.xml · derivative · entry 2

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 333 shares

Expires 2019-11-13

F1 · security: On October 2, 2019, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of October 16, 2019 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 4,358,024 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.17 and was fixed as of the close of the subscription period on November 13, 2019 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · security: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.17 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on November 13, 2019 at 5:00 p.m. Eastern time.

F1 · derivative.exercise_price: On October 2, 2019, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of October 16, 2019 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 4,358,024 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.17 and was fixed as of the close of the subscription period on November 13, 2019 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · derivative.exercise_price: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.17 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on November 13, 2019 at 5:00 p.m. Eastern time.

F1 · price: On October 2, 2019, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of October 16, 2019 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 4,358,024 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.17 and was fixed as of the close of the subscription period on November 13, 2019 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · price: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.17 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on November 13, 2019 at 5:00 p.m. Eastern time.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 16:09 UTC abrdn Income Credit Strategies Fund ACP · Entity 5307 OtherCommon Stock 333 Not disclosed Not disclosed
Disclosure

SEC source: 0001503290-19-000007 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

F1 · price: On October 2, 2019, Aberdeen Income Credit Strategies Fund (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of October 16, 2019 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 4,358,024 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $10.17 and was fixed as of the close of the subscription period on November 13, 2019 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)

F2 · price: which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $10.17 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on November 13, 2019 at 5:00 p.m. Eastern time.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 12:04 UTC Bionik Laboratories Corp. BNKL · Entity 112055 GrantEmployee Stock Option (right to buy) · Derivative 19,293 $0.00 Strike: $3.59 $0.00
Disclosure

SEC source: 0001144204-19-036588 · tv526208_4.xml · derivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,293

Underlying: Common Stock, par value $0.001 · 19,293 shares

Expires 2026-07-26

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May 31, 2019 Filed Jun 4, 2019 15:57 UTC Bionik Laboratories Corp. BNKL · Entity 112055 GrantEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $3.16 $0.00
Disclosure

SEC source: 0001144204-19-029708 · tv523058_4.xml · derivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.001 · 5,000 shares

Expires 2026-05-31

F1 · derivative.exercise_date: The options vest 1,666 on May 31, 2019, 1,666 on November 30, 2019 and 1,668 on May 31, 2020.

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November 29, 2018 Filed Dec 3, 2018 15:27 UTC abrdn Global Premier Properties Fund AWP · Entity 5771 PurchaseCommon Stock 1,000 $5.55 $5,549.90
Disclosure

SEC source: 0001309613-18-000059 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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November 29, 2018 Filed Dec 3, 2018 15:24 UTC abrdn Total Dynamic Dividend Fund AOD · Entity 4883 PurchaseCommon Stock 1,000 $8.08 $8,079.90
Disclosure

SEC source: 0001309613-18-000058 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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November 29, 2018 Filed Dec 3, 2018 15:16 UTC abrdn Global Dynamic Dividend Fund AGD · Entity 8940 PurchaseCommon Stock 1,000 $9.32 $9,320.00
Disclosure

SEC source: 0001309613-18-000057 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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June 13, 2018 Filed Jun 14, 2018 14:30 UTC abrdn Income Credit Strategies Fund ACP · Entity 5307 PurchaseCommon Stock 1,000 $14.11 $14,108.80
Disclosure

SEC source: 0001309613-18-000053 · primary_doc.xml · nonDerivative · entry 1

MALONE PETER GERALD · CIK 0001209225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.