Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Morningstar, Inc.MORN · Entity 915 | Director | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Morningstar, Inc.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Restricted Stock Units)SEC Table I · non-derivative | Direct | 43,080 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 1,144 · Balance 43,080 F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Zayo Group Holdings, Inc.
Report date March 09, 2020 · Filed March 09, 2020
Section 16 reporting ended · disclosed 2020-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 1
1 source rowRow 1 · 2020-03-09 · Disposition to issuer · Disposed 43,718 · Balance 0 F1: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-09 · Disposition to issuer · Disposed 1,612 · Balance 0 F2: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. F3: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes
F2: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes.
F3: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2017 Filed Oct 26, 2017 19:57 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 300 | $85.37 | $25,611.00 |
DisclosureSEC source: 0001289419-17-000072 · edgar.xml · nonDerivative · entry 3 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,321 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017. F4 · price: The transaction was executed in multiple trades at prices ranging from $85.11 to $85.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:57 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 300 | $84.42 | $25,326.00 |
DisclosureSEC source: 0001289419-17-000072 · edgar.xml · nonDerivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,621 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017. F3 · price: The transaction was executed in multiple trades at prices ranging from $84.07 to $84.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:57 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,600 | $82.97 | $132,752.00 |
DisclosureSEC source: 0001289419-17-000072 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,921 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017. F2 · price: The transaction was executed in multiple trades at prices ranging from $82.64 to $83.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 04, 2017 Filed Oct 6, 2017 21:25 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056315 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 Underlying: Common Stock · 1,607 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on December 31, 2017. F2 · derivative.expiration_date: The restricted stock units vest in full on December 31, 2017. Read SEC document |
| September 30, 2017 Filed Oct 4, 2017 00:35 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055532 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On July 6, 2017 the reporting person was granted Part C restricted stock units, which vested in full on September 30, 2017. F2 · derivative.expiration_date: On July 6, 2017 the reporting person was granted Part C restricted stock units, which vested in full on September 30, 2017. Read SEC document |
| September 30, 2017 Filed Oct 4, 2017 00:35 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-055532 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 23:53 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-044698 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,768 Underlying: Common Stock · 1,768 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on September 30, 2017. F2 · derivative.expiration_date: The restricted stock units vest in full on September 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 6, 2017 01:34 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043856 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,245 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F3 · derivative.exercise_date: On April 4, 2017, the reporting person was granted Part C restricted stock units, which vested in full on June 30, 2017. F3 · derivative.expiration_date: On April 4, 2017, the reporting person was granted Part C restricted stock units, which vested in full on June 30, 2017. Read SEC document |
| June 30, 2017 Filed Jul 6, 2017 01:34 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,245 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-043856 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| May 15, 2017 Filed May 16, 2017 19:02 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000029 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,521 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2018. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 21:28 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock units · Derivative | 1,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025769 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245 Underlying: Common Stock · 1,245 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 30, 2017. F2 · derivative.expiration_date: The restricted stock units vest in full on June 30, 2017. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 16:06 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 2,000 | $74.09 | $148,172.20 |
DisclosureSEC source: 0001289419-16-000320 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,793 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 4/28/16. F2 · price: The transaction was executed in multiple trades at prices ranging from $73.84 to $74.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 15:21 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 2,000 | $73.34 | $146,672.00 |
DisclosureSEC source: 0001289419-16-000311 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,793 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 4/28/16. F2 · price: The transaction was executed in multiple trades at prices ranging from $72.93 to $73.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 15:19 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 2,000 | $70.64 | $141,277.20 |
DisclosureSEC source: 0001289419-16-000286 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,793 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 4/28/16. F2 · price: The transaction was executed in multiple trades at prices ranging from $70.41 to $71.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.