Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Morningstar, Inc.MORN · Entity 915 | Director | May 15, 2026 | May 19, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Morningstar, Inc.
Report date May 15, 2026 · Filed May 19, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Restricted Stock Units)SEC Table I · non-derivative | Direct | 43,080 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 1,144 · Balance 43,080 F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Zayo Group Holdings, Inc.
Report date March 09, 2020 · Filed March 09, 2020
Section 16 reporting ended · disclosed 2020-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 1
1 source rowRow 1 · 2020-03-09 · Disposition to issuer · Disposed 43,718 · Balance 0 F1: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-03-09 · Disposition to issuer · Disposed 1,612 · Balance 0 F2: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. F3: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes
F2: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes.
F3: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 19, 2026 23:44 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001324001-26-000002 · wk-form4_1779234263.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,080 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2027. Read SEC document |
| May 15, 2025 Filed May 20, 2025 00:41 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 620 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-25-000106 · wk-form4_1747701707.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,936 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2026. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 22:54 UTC | Morningstar, Inc. MORN · Entity 915 | Disposition to issuerCommon Stock (Restricted Stock Units) | 1,250 | $348.58 | $435,725.00 |
DisclosureSEC source: 0001289419-24-000123 · wk-form4_1731452083.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,316 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. Read SEC document |
| August 12, 2024 Filed Aug 13, 2024 20:54 UTC | Morningstar, Inc. MORN · Entity 915 | Disposition to issuerCommon Stock (Restricted Stock Units) | 1,250 | $305.47 | $381,837.50 |
DisclosureSEC source: 0001289419-24-000070 · wk-form4_1723582466.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,566 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:58 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 639 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010697 · form4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,816 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2025. Read SEC document |
| May 10, 2024 Filed May 13, 2024 21:12 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,250 | $298.13 | $372,662.50 |
DisclosureSEC source: 0001062993-24-010061 · form4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 43,177 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. Read SEC document |
| March 11, 2024 Filed Mar 12, 2024 21:16 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,250 | $306.81 | $383,516.50 |
DisclosureSEC source: 0001062993-24-006288 · form4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 44,427 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2023. F2 · price: The transaction was executed in multiple trades at prices ranging from $305.6400 to $307.7500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2023 Filed May 18, 2023 00:12 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011467 · form4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,677 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2024. Read SEC document |
| May 15, 2022 Filed May 17, 2022 18:55 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-012707 · form4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,809 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2023. Read SEC document |
| November 11, 2021 Filed Nov 12, 2021 17:05 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,000 | $312.87 | $312,870.00 |
DisclosureSEC source: 0001289419-21-000269 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,130 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2021. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:42 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 1,000 | $261.94 | $261,940.00 |
DisclosureSEC source: 0001289419-21-000210 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,130 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2021. Read SEC document |
| May 15, 2021 Filed May 18, 2021 23:16 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000110 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,812 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2022. Read SEC document |
| May 15, 2021 Filed Aug 12, 2021 20:38 UTC Amendment | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-21-000208 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,130 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2022. F2 · balance_after: Due to administrative error, this total is adjusted to include 2,316 shares incorrectly deducted from the total shown on the reporting persons Form 4 filed on February 27, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 21:53 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-20-000108 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,200 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2021. Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 15:43 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Disposition to issuerRestricted Stock Units · Derivative | 1,612 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-017146 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,612 shares Expires not disclosed F2 · derivative.exercise_price: Each unvested Part C RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. F3 · price: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. F3 · derivative.exercise_date: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. F3 · derivative.expiration_date: On January 6, 2020, the Reporting Person was granted the reported number of Part C RSUs that were unvested as of the closing of the Merger. Each such RSU held by the Reporting Person was converted into the right to receive the Merger Consideration for each such RSU, to be paid in full to the Reporting Person on March 31, 2020, without interest and not including any required withholding of taxes. Read SEC document |
| March 09, 2020 Filed Mar 9, 2020 15:43 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Disposition to issuerCommon Stock | 43,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-017146 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes F1 · price: On May 8, 2019, Zayo Group Holdings, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among Front Range TopCo, Inc. ("Parent") and Front Range BidCo, Inc. ("Merger Sub"). On March 9, 2020, Merger Sub merged with any into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $35 (the "Merger Consideration"), without interest and not including any required withholding of taxes Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 17:00 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 2,316 | $150.69 | $348,998.04 |
DisclosureSEC source: 0001289419-20-000034 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,168 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2019. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 23:45 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-002384 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612 Underlying: Common Stock · 1,612 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on March 31, 2020. F2 · derivative.expiration_date: The restricted stock units vest in full on March 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 21:41 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001874 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,643 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On October 4, 2019 the reporting person was granted Part C restricted stock units, which vested in full on December 31, 2019. F2 · derivative.expiration_date: On October 4, 2019 the reporting person was granted Part C restricted stock units, which vested in full on December 31, 2019. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 21:41 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,643 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-001874 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| October 04, 2019 Filed Oct 7, 2019 20:37 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-052679 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,643 Underlying: Common Stock · 1,643 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on December 31, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on December 31, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 22:06 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051897 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On July 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on September 30, 2019. F2 · derivative.expiration_date: On July 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on September 30, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 22:06 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-051897 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| July 05, 2019 Filed Jul 8, 2019 21:57 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-041465 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691 Underlying: Common Stock · 1,691 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on September 30, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on September 30, 2019. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 22:44 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039850 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,970 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On April 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on June 28, 2019. F2 · derivative.expiration_date: On April 5, 2019 the reporting person was granted Part C restricted stock units, which vested in full on June 28, 2019. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 22:44 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,970 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-039850 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| May 15, 2019 Filed May 17, 2019 14:45 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000116 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,484 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2020. Read SEC document |
| April 05, 2019 Filed Apr 9, 2019 22:35 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024169 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,970 Underlying: Common Stock · 1,970 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 30, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on June 30, 2019. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:16 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022415 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on March 31, 2019. F2 · derivative.expiration_date: The restricted stock units vest in full on March 31, 2019. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 00:27 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 2,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001443 · doc4.xml · derivative · entry 3 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523 Underlying: Common Stock · 2,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in full on March 31, 2019. F3 · derivative.expiration_date: The restricted stock units vest in full on March 31, 2019. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:27 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001443 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On October 9, 2018 the reporting person was granted Part C restricted stock units, which vested in full on December 31, 2018. F2 · derivative.expiration_date: On October 9, 2018 the reporting person was granted Part C restricted stock units, which vested in full on December 31, 2018. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:27 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001443 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:25 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054810 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on December 31, 2018. F2 · derivative.expiration_date: The restricted stock units vest in full on December 31, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 21:41 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-053352 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On July 5, 2018 the reporting person was granted Part C restricted stock units, which vested in full on September 28, 2018. F2 · derivative.expiration_date: On July 5, 2018 the reporting person was granted Part C restricted stock units, which vested in full on September 28, 2018. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 21:41 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-053352 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| July 05, 2018 Filed Aug 10, 2018 21:34 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046280 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,529 Underlying: Common Stock · 1,529 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on September 30, 2018. F2 · derivative.expiration_date: The restricted stock units vest in full on September 30, 2018. Read SEC document |
| June 29, 2018 Filed Jul 5, 2018 19:31 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-041503 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On April 5, 2018 the reporting person was granted Part C restricted stock units, which vested in full on June 29, 2018. F2 · derivative.expiration_date: On April 5, 2018 the reporting person was granted Part C restricted stock units, which vested in full on June 29, 2018. Read SEC document |
| June 29, 2018 Filed Jul 5, 2018 19:31 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,614 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-041503 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| May 15, 2018 Filed May 17, 2018 15:50 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000039 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,357 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in three equal annual installments beginning May 15, 2019. Read SEC document |
| April 05, 2018 Filed Apr 9, 2018 22:52 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-024427 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,614 Underlying: Common Stock · 1,614 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 29, 2018. F2 · derivative.expiration_date: The restricted stock units vest in full on June 29, 2018. Read SEC document |
| March 31, 2018 Filed Apr 4, 2018 00:22 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-023355 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On January 5, 2018 the reporting person was granted Part C restricted stock units, which vested in full on March 31, 2018. F2 · derivative.expiration_date: On January 5, 2018 the reporting person was granted Part C restricted stock units, which vested in full on March 31, 2018. Read SEC document |
| March 31, 2018 Filed Apr 4, 2018 00:22 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,528 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-023355 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| March 29, 2018 Filed Apr 2, 2019 20:16 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 2,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022415 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 23:32 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | GrantRestricted Stock Units · Derivative | 1,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003017 · doc4.xml · derivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,528 Underlying: Common Stock · 1,528 shares Expires not disclosed F1 · derivative.exercise_price: Each Part C restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in full on March 31, 2018. F2 · derivative.expiration_date: The restricted stock units vest in full on March 31, 2018. Read SEC document |
| December 29, 2017 Filed Jan 4, 2018 00:12 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionRestricted Stock units · Derivative | 1,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001420 · doc4.xml · derivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. F2 · derivative.exercise_date: On October 4, 2017 the reporting person was granted Part C restricted stock units, which vested in full on December 29, 2017. F2 · derivative.expiration_date: On October 4, 2017 the reporting person was granted Part C restricted stock units, which vested in full on December 29, 2017. Read SEC document |
| December 29, 2017 Filed Jan 4, 2018 00:12 UTC | Zayo Group Holdings, Inc. ZAYO · Entity 150849 | Exercise / conversionCommon Stock | 1,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-001420 · doc4.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Part C restricted stock unit converted into one share of Zayo Group Holdings, Inc. common stock. Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 15:40 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 2,500 | $96.91 | $242,275.00 |
DisclosureSEC source: 0001289419-17-000102 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,021 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017. F2 · price: The transaction was executed in multiple trades at prices ranging from $96.53 to $97.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:21 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 300 | $90.75 | $27,225.00 |
DisclosureSEC source: 0001289419-17-000098 · edgar.xml · nonDerivative · entry 2 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,521 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017. F3 · price: The transaction was executed in multiple trades at prices ranging from $90.24 to $91.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:21 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 2,200 | $92.00 | $202,400.00 |
DisclosureSEC source: 0001289419-17-000098 · edgar.xml · nonDerivative · entry 1 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,821 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017. F2 · price: The transaction was executed in multiple trades at prices ranging from $91.57 to $92.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2017 Filed Oct 26, 2017 19:57 UTC | Morningstar, Inc. MORN · Entity 915 | SaleCommon Stock | 300 | $86.59 | $25,977.00 |
DisclosureSEC source: 0001289419-17-000072 · edgar.xml · nonDerivative · entry 4 Kaplan Steven N · CIK 0001324001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,021 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 25, 2017. F5 · price: The transaction was executed in multiple trades at prices ranging from $86.55 to $86.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.