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Hu Qichao

Disclosed activity across 1 company

Tapewire entity
45802
SEC CIK
0001907013

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SES AI CorpSES · Entity 2220Director · CEO & CHAIRMAN · 10% ownerMay 18, 2026May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SES AI Corp

Report date May 18, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect5,449,607 Reported balance After 2026-05-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-18 · Grant · Acquired 1,504,425 · Balance 5,449,607

F1: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 18, 2026 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2: Includes 3,497,664 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 18, 2026 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2: Includes 3,497,664 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2026 Filed May 20, 2026 21:30 UTC SES AI Corp SES · Entity 2220 GrantClass A Common Stock 1,504,425 $0.00 $0.00
Disclosure

SEC source: 0001907013-26-000008 · form4-05202026_050508.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,449,607

F1 · kind: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 18, 2026 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on May 18, 2026 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 3,497,664 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 21:30 UTC SES AI Corp SES · Entity 2220 Tax withholdingClass A Common Stock 133,303 $1.10 $146,633.30
Disclosure

SEC source: 0001907013-26-000006 · form4-04162026_050401.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,945,182

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 1,993,239 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 21:30 UTC SES AI Corp SES · Entity 2220 Tax withholdingClass A Common Stock 310,446 $0.99 $306,503.34
Disclosure

SEC source: 0001907013-26-000004 · form4-03312026_050301.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,078,485

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 2,272,184 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 09, 2026 Filed Feb 10, 2026 22:45 UTC SES AI Corp SES · Entity 2220 Tax withholdingClass A Common Stock 267,934 $1.99 $533,188.66
Disclosure

SEC source: 0001907013-26-000002 · form4-02102026_050205.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,388,931

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 2,972,177 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 18, 2025 Filed Apr 18, 2025 21:30 UTC SES AI Corp SES · Entity 2220 Tax withholdingClass A Common Stock 90,038 $0.69 $61,685.03
Disclosure

SEC source: 0001415889-25-011033 · form4-04182025_050410.xml · nonDerivative · entry 2

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,656,865

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F3 · balance_after: Includes 3,565,391 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 17, 2025 Filed Apr 18, 2025 21:30 UTC SES AI Corp SES · Entity 2220 Tax withholdingClass A Common Stock 134,866 $0.62 $83,819.22
Disclosure

SEC source: 0001415889-25-011033 · form4-04182025_050410.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,746,903

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 3,751,614 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 21:25 UTC SES AI Corp SES · Entity 2220 GrantClass A Common Stock 2,100,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-009405 · form4-04012025_050407.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,881,769

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on March 28, 2025 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 4,030,551 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 02:30 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 194,459 $1.17 $227,769.83
Disclosure

SEC source: 0001415889-25-003675 · form4-02112025_090204.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,781,769

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on February 9, 2024 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,930,551 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 18, 2024 Filed Apr 23, 2024 01:00 UTC SES AI Corp SES · Entity 2220 Tax withholdingClass A Common Stock 62,103 $1.34 $83,218.02
Disclosure

SEC source: 0001415889-24-011338 · form4-04222024_090404.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,976,228

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 2,523,766 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 15, 2024 Filed Apr 17, 2024 21:30 UTC SES AI Corp SES · Entity 2220 Tax withholdingClass A Common Stock 91,937 $1.49 $136,986.13
Disclosure

SEC source: 0001415889-24-011046 · form4-04172024_050402.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,038,331

F1 · kind: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F1 · shares: Represents shares withheld to cover the Reporting Person's withholding tax obligations in connection with the vesting of restricted stock units ("RSUs"). These shares were not sold by the Reporting Person.

F2 · balance_after: Includes 2,709,984 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 00:30 UTC SES AI Corp SES · Entity 2220 GrantPerformance Vesting Restricted Stock Units · Derivative 1,779,661 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003441 · form4-02122024_070201.xml · derivative · entry 2

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,661

Underlying: Class A Common Stock · 1,779,661 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F4 · derivative.exercise_price: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

F3 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F4 · derivative.exercise_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

F3 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F4 · derivative.expiration_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 00:30 UTC SES AI Corp SES · Entity 2220 GrantClass A Common Stock 1,779,661 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-003441 · form4-02122024_070201.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,130,268

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on February 9, 2024 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 2,988,922 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
April 28, 2023 Filed May 2, 2023 21:00 UTC SES AI Corp SES · Entity 2220 SaleClass A Common Stock 69,872 $1.65 $115,330.72
Disclosure

SEC source: 0001415889-23-007100 · form4-05022023_050501.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,350,607

F1 · kind: This transaction was effected pursuant to an automatic sell-to-cover instruction adopted by the Reporting Person on April 18, 2022 to cover applicable withholding taxes on the vesting of restricted stock units. The automatic sell-to-cover instructions were intended to comply with the requirements of Rule 10b5-1(c). The sale was not a discretionary trade by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.595 to $1.70, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 22:00 UTC SES AI Corp SES · Entity 2220 GrantPerformance Vesting Restricted Stock Units · Derivative 836,820 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006625 · form4-04182023_060413.xml · derivative · entry 2

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836,820

Underlying: Class A Common Stock · 836,820 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F4 · derivative.exercise_price: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

F3 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F4 · derivative.exercise_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

F3 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F4 · derivative.expiration_date: The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee. The share price thresholds for vesting of the PSUs are as follows: under $12.5, 0%; $12.5 or greater, 25%; $15 or greater, 50%; $17.5 or greater, 75%; and $20 or greater, 100%. A specified percentage of the PSUs will vest based on the average closing price of Class A Common Stock during any consecutive 100-calendar-day period during the Initial Performance Period, assuming that the average closing price during the last 30-calendar-day period in the Initial Performance also exceeds the highest share price threshold achieved. Otherwise, the number of PSUs that vest will be based on the average closing price during the last 30 calendar days of the Initial Performance Period using the same share price thresholds.

Read SEC document
April 14, 2023 Filed Apr 18, 2023 22:00 UTC SES AI Corp SES · Entity 2220 GrantClass A Common Stock 836,820 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006625 · form4-04182023_060413.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,420,479

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 14, 2023 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

F2 · balance_after: Includes 1,395,479 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 20:15 UTC SES AI Corp SES · Entity 2220 PurchaseClass A Common Stock 25,000 $3.83 $95,797.50
Disclosure

SEC source: 0001415889-22-006585 · form4-06152022_010626.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & CHAIRMAN · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,659

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.81 to $3.8798, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 558,659 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

Read SEC document
April 18, 2022 Filed Apr 21, 2022 00:12 UTC SES AI Corp SES · Entity 2220 GrantPerformance Vesting Restricted Stock Units · Derivative 558,659 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015230 · doc4.xml · derivative · entry 2

Hu Qichao · CIK 0001907013 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,659

Underlying: Class A Common Stock · 558,659 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F3 · derivative.exercise_price: (Continued from Footnote 2) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee.

F2 · derivative.exercise_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F3 · derivative.exercise_date: (Continued from Footnote 2) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee.

F2 · derivative.expiration_date: Represents shares of Class A Common Stock underlying performance vesting RSUs ("PSUs") granted to the reporting person on the Grant Date pursuant to the Issuer's 2021 Incentive Award Plan. The PSUs vest in one installment following the end of a three-year period (the "Initial Performance Period") commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date. If following the Initial Performance Period there are PSUs that have not vested, then such PSUs remain eligible to vest in an additional installment following the end of a five-year period commencing on the Grant Date, subject to the achievement of certain Class A Common Stock price milestones and the reporting person's continued employment or service through such date.

F3 · derivative.expiration_date: (Continued from Footnote 2) For more information on these terms, see "Item 11. Executive Compensation-Compensation Arrangements for Fiscal 2022-Executive Officer Compensation" of the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2021. The number of PSUs reported represents the maximum number of PSUs that may vest following certification by the Issuer's compensation committee.

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April 18, 2022 Filed Apr 21, 2022 00:12 UTC SES AI Corp SES · Entity 2220 GrantClass A Common Stock 558,659 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-015230 · doc4.xml · nonDerivative · entry 1

Hu Qichao · CIK 0001907013 · Director · CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,659

F1 · shares: Represents shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on April 18, 2022 (the "Grant Date") pursuant to the Issuer's 2021 Incentive Award Plan. The RSUs will vest, and an equal number of shares of Class A Common Stock will be deliverable to the reporting person, in three equal installments on the first, second and third anniversaries of the Grant Date, subject to continued employment or service through each applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.