AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP

SEC source: 0001104659-26-064499 · tm2615153d1_4seq1.xml · derivative · entry 4

AE RED HOLDINGS, LLC · CIK 0001880796 · Director

GREENE MICHAEL ROBERT · CIK 0001881294 · Director · 10% owner

ROWE DAVID H. · CIK 0001880788 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · Director · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 per share · 15,247,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The number of shares of Series A Convertible Preferred Stock includes 6,505.13 shares received as paid-in-kind dividends since the Reporting Person's most recent filing in transactions exempt under Rule 16a9(a). The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Issuer, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind, subject to certain adjustments. The number of shares of Series A Convertible Preferred Stock held by the Reporting Person and the shares of Common Stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Issuer elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind.

F6 · derivative.exercise_price: The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F7 · derivative.exercise_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Issuer must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Issuer's common stock upon the satisfaction of certain conditions.

F7 · derivative.expiration_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Issuer must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Issuer's common stock upon the satisfaction of certain conditions.

F1 · ownership.nature: Voting and dispositive power with respect to the securities held by AE Red Holdings, LLC ("AE Red"), the AE Funds (as defined below) and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds (as defined below) and AE Structured LP, respectively. AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of AE Red.

F2 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-26-064499 · tm2615153d1_4seq1.xml · nonDerivative · entry 3

AE RED HOLDINGS, LLC · CIK 0001880796 · Director

GREENE MICHAEL ROBERT · CIK 0001881294 · Director · 10% owner

ROWE DAVID H. · CIK 0001880788 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · Director · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 128,440

F4 · price: These shares were sold in a single transaction at a price of $13.30.

F1 · ownership.nature: Voting and dispositive power with respect to the securities held by AE Red Holdings, LLC ("AE Red"), the AE Funds (as defined below) and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds (as defined below) and AE Structured LP, respectively. AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of AE Red.

F2 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-26-064499 · tm2615153d1_4seq1.xml · nonDerivative · entry 2

AE RED HOLDINGS, LLC · CIK 0001880796 · Director

GREENE MICHAEL ROBERT · CIK 0001881294 · Director · 10% owner

ROWE DAVID H. · CIK 0001880788 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · Director · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 9,716,517

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.01 to $15.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.

F1 · ownership.nature: Voting and dispositive power with respect to the securities held by AE Red Holdings, LLC ("AE Red"), the AE Funds (as defined below) and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds (as defined below) and AE Structured LP, respectively. AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of AE Red.

F2 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-26-064499 · tm2615153d1_4seq1.xml · nonDerivative · entry 1

AE RED HOLDINGS, LLC · CIK 0001880796 · Director

GREENE MICHAEL ROBERT · CIK 0001881294 · Director · 10% owner

ROWE DAVID H. · CIK 0001880788 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-B, LP · CIK 0001732535 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II, LP · CIK 0001732533 · Director · 10% owner

AE INDUSTRIAL PARTNERS FUND II-A, LP · CIK 0001732534 · Director · 10% owner

AEROEQUITY GP, LLC · CIK 0001880792 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 15,376,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Voting and dispositive power with respect to the securities held by AE Red Holdings, LLC ("AE Red"), the AE Funds (as defined below) and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds (as defined below) and AE Structured LP, respectively. AE Industrial Partners Fund II-B, LP ("AE Fund II-B"), AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Fund II-A, LP ("AE Fund II-A" and together with AE Fund II-B and AE Fund II LP, the "AE Funds") are the controlling equityholders of AE Red.

F2 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0000950170-25-106030 · ownership.xml · nonDerivative · entry 1

AEROEQUITY GP, LLC · CIK 0001880792 · 10% owner

Glow B Holdings, LLC · CIK 0002078852 · 10% owner

Glow C Holdings, LLC · CIK 0002078853 · 10% owner

Glow D Holdings, LLC · CIK 0002079131 · 10% owner

Glow NS Holdings, LLC · CIK 0002079112 · 10% owner

AE CO-INVESTMENT PARTNERS FUND III-F, LP · CIK 0002043111 · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · 10% owner

GREENE MICHAEL ROBERT · CIK 0001881294 · 10% owner

ROWE DAVID H. · CIK 0001880788 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 11,111

F1 · ownership.nature: Glow NS Holdings, LLC is controlled by Glow NS Intermediate Holdings, LLC, its sole member. Glow B Holdings, LLC and Glow NS Intermediate Holdings LLC are controlled by Glow Aggregator, LLC as each entity's sole member. Glow Aggregator, LLC is controlled by AE Industrial Partners Fund II, L.P. as managing member. AE Industrial Partners Fund II, L.P. is controlled by AE Industrial Partners Fund II GP, LP ("AE Fund II GP"), its general partner. Glow C Holdings, LLC, and Glow D Holdings, LLC are controlled by AE Industrial Partners Fund III, LP as managing member. AE Co-Investment Partners Fund III-F, LP and AE Industrial Partners Fund III, LP are controlled by AE Industrial Partners Fund III GP, LP ("AE Fund III GP"), as each entity's general partner. AE Industrial Partners Structured Solutions I, LP is controlled by AE Industrial Partners Structured Solutions I GP, LP ("AE Solutions GP"), its general partner.

F2 · ownership.nature: (Continued from footnote 1) AE Fund II GP, AE Fund III GP, and AE Solutions GP are each managed by each entity's respective general partner, AeroEquity GP, LLC. AeroEquity GP, LLC is controlled by its managing members, Michael Greene and David Rowe. Messrs. Greene and Rowe make all voting and investment decisions with respect to the securities held by AE Industrial Partners. Each of the entities and individuals named above disclaims beneficial ownership of the securities held by AE Industrial Partners, except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Held by David Rowe.

SEC source: 0001104659-22-113640 · tm2229371-3_4seq1.xml · derivative · entry 1

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I GP, LP · CIK 0001952933 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,000

Underlying: Common Stock, par value $0.0001 per share · 13,114,755 shares

Expires not disclosed

F1 · security: Pursuant to the Investment Agreement, dated as of October 28, 2022, Redwire Corporation (the "Company") sold AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") 30,000 and 10,000 shares of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Convertible Preferred Stock"), respectively, for an aggregate purchase price of $40 million. The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Company, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind ("PIK Payment"), subject to certain adjustments.

F2 · derivative.exercise_price: The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F3 · shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F4 · derivative.exercise_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F4 · derivative.expiration_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F3 · balance_after: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · ownership.nature: AE Fund II LP and AE Structured LP directly own 30,000 and 10,000 shares of the Series A Convertible Preferred Stock, respectively. Voting and dispositive power with respect to the shares of Series A Convertible Preferred Stock held by AE Fund II LP and AE Structured LP is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of AE Fund II LP and AE Structured LP, respectively.

F6 · ownership.nature: Each of the foregoing entities and individuals disclaims beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-22-117347 · tm2229371-7_4seq1.xml · derivative · entry 1

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I, LP · CIK 0001804072 · Director · 10% owner

AE INDUSTRIAL PARTNERS STRUCTURED SOLUTIONS I GP, LP · CIK 0001952933 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,000

Underlying: Common Stock, par value $0.0001 per share · 9,836,066 shares

Expires not disclosed

F1 · security: Pursuant to the Investment Agreement, dated as of October 28, 2022, Redwire Corporation (the "Company") sold AE Industrial Partners Fund II, LP ("AE Fund II LP") and AE Industrial Partners Structured Solutions I, LP ("AE Structured LP") 30,000 (of which 10,000 shares were subject to a transfer obligation pursuant to a transfer agreement (the "Transfer Agreement"), dated October 28, 2022 among BCC Redwire Aggregator, L.P. ("Bain"), AE Fund II LP, AE Structured LP and the Company) and 10,000 shares of Series A Convertible Preferred Stock, par value $0.0001 per share (the "Series A Convertible Preferred Stock"), respectively, for an aggregate purchase price of $40 million.

F2 · security: The Series A Convertible Preferred Stock accrues dividends, payable in cash or, at the option of the Company, paid in kind, at a rate of 13% per annum if paid in cash or 15% per annum if paid in kind ("PIK Payment"), subject to certain adjustments. AE Fund II LP assigned 7,795 shares of its purchased Series A Convertible Preferred Stock to AE Industrial Partners Fund II-A, LP ("AE Fund II-A") and 30 shares of its purchased Series A Convertible Preferred Stock to AE Industrial Partners Fund II-B, LP ("AE Fund II-B" and, together with AE Fund II-A and AE Fund II LP, the "AE Funds").

F3 · derivative.exercise_price: The conversion price is subject to customary anti-dilution adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events.

F4 · shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · shares: This Amendment to the Form 4 filed by the Reporting Persons on November 1, 2022 (the "Original Form 4") is being filed to correct the amount of securities acquired on October 28, 2022, which inadvertently included 10,000 shares of the Series A Convertible Preferred Stock (the "Bain Shares") which were acquired by the Reporting Persons subject to an obligation to transfer the Bain Shares to Bain, pursuant to the Transfer Agreement. The transfer of the Bain Shares occurred on November 3, 2022 pursuant to the terms of the Transfer Agreement, which obligated Bain to pay the same $1,000 per share price as was paid by the Reporting Persons. As such, the Reporting Persons never held a pecuniary interest in, and so were not obligated to report beneficial ownership of, the Bain Shares. In addition, this amendment reflects the assignment of certain purchased shares of Series A Convertible Preferred Stock by AE Fund II to AE Fund II-A and AE Fund II-B.

F6 · derivative.exercise_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F6 · derivative.expiration_date: The Series A Convertible Preferred Stock is convertible at any time, at the holder's election. The Series A Convertible Preferred Stock has no expiration date; however, the Company must offer to repurchase each outstanding share of Series A Convertible Preferred Stock in the event of a fundamental change and each share of Series A Convertible Preferred Stock will mandatorily convert into shares of the Company's common stock upon the satisfaction of certain conditions.

F4 · derivative.underlying_shares: The number of shares of Series A Convertible Preferred Stock held by the reporting person and the shares of Company common stock underlying such Series A Convertible Preferred Stock will increase for each dividend period in which the Company elects to pay dividends payable with respect to the Series A Convertible Preferred Stock as dividends paid in kind (or, in the event the Company elects to accrue for dividends in lieu of a cash or PIK Payment, will increase the number of shares of common stock underlying each share of Series A Convertible Preferred Stock).

F5 · derivative.underlying_shares: This Amendment to the Form 4 filed by the Reporting Persons on November 1, 2022 (the "Original Form 4") is being filed to correct the amount of securities acquired on October 28, 2022, which inadvertently included 10,000 shares of the Series A Convertible Preferred Stock (the "Bain Shares") which were acquired by the Reporting Persons subject to an obligation to transfer the Bain Shares to Bain, pursuant to the Transfer Agreement. The transfer of the Bain Shares occurred on November 3, 2022 pursuant to the terms of the Transfer Agreement, which obligated Bain to pay the same $1,000 per share price as was paid by the Reporting Persons. As such, the Reporting Persons never held a pecuniary interest in, and so were not obligated to report beneficial ownership of, the Bain Shares. In addition, this amendment reflects the assignment of certain purchased shares of Series A Convertible Preferred Stock by AE Fund II to AE Fund II-A and AE Fund II-B.

F7 · ownership.nature: AE Fund II-AE Fund II-B, AE Fund II LP and AE Structured LP directly own 7,795, 30, 12,175 and 10,000 shares of the Series A Convertible Preferred Stock, respectively. Voting and dispositive power with respect to the shares of Series A Convertible Preferred Stock held by the AE Funds and AE Structured LP is exercised by Michael Greene and David H. Rowe, the managing members of AeroEquity GP, LLC, which is the general partner of AE Industrial Partners Fund II GP, LP ("AE Fund II GP") and AE Industrial Partners Structured Solutions I GP, LP ("AE Structured GP"). AE Fund II GP and AE Structured GP are the general partners of the AE Funds and AE Structured LP, respectively.

F8 · ownership.nature: Each of the entities and individuals named in the preceding footnote disclaim beneficial ownership of the shares reported hereby, except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any such entity or individual is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.