Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIM INCOME NAV, INC.NONE · Entity 132294 | Director | February 01, 2018 | June 11, 2018 |
| Cole Credit Property Trust V, Inc.NONE · Entity 144400 | Director | February 01, 2018 | June 11, 2018 |
| Cole Office & Industrial REIT (CCIT II), Inc.NONE · Entity 142087 | Director | February 01, 2018 | June 11, 2018 |
| Goldman Sachs Real Estate Finance Trust IncNONE · Entity 49142 | Director | January 02, 2026 | January 06, 2026 |
| Healthcare Realty Trust IncHR · Entity 3726 | Director | May 19, 2026 | May 20, 2026 |
| Ventas, Inc.VTR · Entity 3044 | Director | April 12, 2018 | April 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIM INCOME NAV, INC.
Report date February 01, 2018 · Filed June 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Wrap Class Shares)SEC Table I · non-derivative | IndirectBy VEREIT Operating Partnerhsip, L.P. | 0 |
Reported balance
After 2018-02-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-01 · Disposition to issuer · Disposed 13,333 · Balance 0 F1: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of all 13,333 shares of common stock (Wrap Class Shares) of the Issuer to Cole Real Estate Income Strategy (Daily NAV) Advisors, LLC. A value of $15.00 per share was attributed to these shares in the transaction. F2: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of all 13,333 shares of common stock (Wrap Class Shares) of the Issuer to Cole Real Estate Income Strategy (Daily NAV) Advisors, LLC. A value of $15.00 per share was attributed to these shares in the transaction.
F2: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
Cole Credit Property Trust V, Inc.
Report date February 01, 2018 · Filed June 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Class A)SEC Table I · non-derivative | IndirectBy VEREIT Operating Partnership, L.P. | 109,890 |
Reported balance
After 2018-02-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-01 · Disposition to issuer · Disposed 8,000 · Balance 109,890 F1: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of 8,000 shares of common stock (Class A) of the Issuer to Cole REIT Advisors V, LLC. A value of $25.00 per share was attributed to these shares in the transaction. F2: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of 8,000 shares of common stock (Class A) of the Issuer to Cole REIT Advisors V, LLC. A value of $25.00 per share was attributed to these shares in the transaction.
F2: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
Cole Office & Industrial REIT (CCIT II), Inc.
Report date February 01, 2018 · Filed June 11, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Class A)SEC Table I · non-derivative | IndirectBy VEREIT Operating Partnership, L.P. | 274,725 |
Reported balance
After 2018-02-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-01 · Disposition to issuer · Disposed 20,000 · Balance 274,725 F1: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of 20,000 shares of common stock (Class A) of the Issuer to Cole Corporate Income Advisors II, LLC. A value of $10.00 per share was attributed to these shares in the transaction. F2: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of 20,000 shares of common stock (Class A) of the Issuer to Cole Corporate Income Advisors II, LLC. A value of $10.00 per share was attributed to these shares in the transaction.
F2: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
Goldman Sachs Real Estate Finance Trust Inc
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series I Shares, par value $0.01 per shareSEC Table I · non-derivative | Direct | 7,558.08 |
Reported balance
After 2026-01-02 transaction · row 1
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 4,489.23 · Balance 7,558.08 F1: Reflects a grant of restricted stock pursuant to the Issuer's independent director compensation plan (the "Plan") which remains subject to vesting as described in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock pursuant to the Issuer's independent director compensation plan (the "Plan") which remains subject to vesting as described in the Plan.
Healthcare Realty Trust Inc
Report date May 19, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,701 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 6,683 · Balance 25,701 |
Ventas, Inc.
Report date April 12, 2018 · Filed April 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,814.954 |
Reported balance
After 2018-04-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-12 · Grant · Acquired 290.454 · Balance 34,814.954 F1: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on April 12, 2018. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2: As of April 12, 2018, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on April 12, 2018. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.
F2: As of April 12, 2018, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VEREIT, Inc.
Report date November 01, 2021 · Filed November 01, 2021
Section 16 reporting ended · disclosed 2021-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-11-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-11-01 · Grant · Acquired 49,019 · Balance 857,523 F1: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 20, 2019 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 160% of the target shares. Row 2 · 2021-11-01 · Grant · Acquired 33,354 · Balance 890,877 F2: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 25, 2020 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 148.23% of the target shares. Row 3 · 2021-11-01 · Grant · Acquired 57,396 · Balance 948,273 F3: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 23, 2021 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 160% of the target shares. Row 4 · 2021-11-01 · Disposition to issuer · Disposed 408,472 · Balance 539,801 F4: Represents shares of VEREIT, Inc. ("VEREIT") common stock disposed in connection with the Agreement and Plan of Merger by and among Realty Income Corporation ("Realty Income"), Rams MD Subsidiary I, Inc., Rams Acquisition Sub II, LLC, VEREIT and VEREIT Operating Partnership, L.P., dated as of April 29, 2021 (as amended or supplemented from time to time, the "Merger Agreement"). In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of VEREIT common stock was converted into the right to receive 0.705 shares of common stock of Realty Income (the "Exchange Ratio"). Row 5 · 2021-11-01 · Disposition to issuer · Disposed 153,517 · Balance 386,284 F5: As of the Effective Time, time-based restricted stock units awarded to the Reporting Person were converted into a Realty Income restricted stock unit award with respect to a number of whole shares of Realty Income common stock equal to the product obtained by multiplying the number of shares of VEREIT common stock subject to such time-based restricted stock unit award as of immediately prior to the Effective Time by the Exchange Ratio. The converted time-based restricted stock units otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Row 6 · 2021-11-01 · Disposition to issuer · Disposed 386,284 · Balance 0 F6: As of the Effective Time, performance-based restricted stock units awarded to the Reporting Person were converted into a Realty Income restricted stock unit award with respect to a number of whole shares of Realty Income common stock equal to the product obtained by multiplying the number of shares of VEREIT common stock subject to such performance-based restricted stock unit award determined based on the actual level of achievement of the applicable performance goals as of immediately prior to the Effective Time and otherwise in accordance with the applicable award agreement by the Exchange Ratio. The converted performance-based restricted stock units otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.30 · Expires 2029-02-20 | Direct | 0 |
Reported balance
After 2021-11-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-11-01 · Disposition to issuer · Disposed 81,081 · Balance 0 F7: As of the Effective Time, these options were converted into the right to acquire (i) that number of shares of Realty Income common stock equal to the product obtained by multiplying (A) the number of shares of VEREIT common stock subject to such option as of immediately prior to the Effective Time by (B) the Exchange Ratio, (ii) at an exercise price per share of Realty Income Common Stock equal to the quotient obtained by dividing (A) the exercise price per share of VEREIT common stock of such option by (B) the Exchange Ratio. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.20 · Expires 2028-02-21 | Direct | 0 |
Reported balance
After 2021-11-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-11-01 · Disposition to issuer · Disposed 78,947 · Balance 0 F7: As of the Effective Time, these options were converted into the right to acquire (i) that number of shares of Realty Income common stock equal to the product obtained by multiplying (A) the number of shares of VEREIT common stock subject to such option as of immediately prior to the Effective Time by (B) the Exchange Ratio, (ii) at an exercise price per share of Realty Income Common Stock equal to the quotient obtained by dividing (A) the exercise price per share of VEREIT common stock of such option by (B) the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 20, 2019 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 160% of the target shares.
F2: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 25, 2020 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 148.23% of the target shares.
F3: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 23, 2021 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 160% of the target shares.
F4: Represents shares of VEREIT, Inc. ("VEREIT") common stock disposed in connection with the Agreement and Plan of Merger by and among Realty Income Corporation ("Realty Income"), Rams MD Subsidiary I, Inc., Rams Acquisition Sub II, LLC, VEREIT and VEREIT Operating Partnership, L.P., dated as of April 29, 2021 (as amended or supplemented from time to time, the "Merger Agreement"). In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of VEREIT common stock was converted into the right to receive 0.705 shares of common stock of Realty Income (the "Exchange Ratio").
F5: As of the Effective Time, time-based restricted stock units awarded to the Reporting Person were converted into a Realty Income restricted stock unit award with respect to a number of whole shares of Realty Income common stock equal to the product obtained by multiplying the number of shares of VEREIT common stock subject to such time-based restricted stock unit award as of immediately prior to the Effective Time by the Exchange Ratio. The converted time-based restricted stock units otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F6: As of the Effective Time, performance-based restricted stock units awarded to the Reporting Person were converted into a Realty Income restricted stock unit award with respect to a number of whole shares of Realty Income common stock equal to the product obtained by multiplying the number of shares of VEREIT common stock subject to such performance-based restricted stock unit award determined based on the actual level of achievement of the applicable performance goals as of immediately prior to the Effective Time and otherwise in accordance with the applicable award agreement by the Exchange Ratio. The converted performance-based restricted stock units otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
F7: As of the Effective Time, these options were converted into the right to acquire (i) that number of shares of Realty Income common stock equal to the product obtained by multiplying (A) the number of shares of VEREIT common stock subject to such option as of immediately prior to the Effective Time by (B) the Exchange Ratio, (ii) at an exercise price per share of Realty Income Common Stock equal to the quotient obtained by dividing (A) the exercise price per share of VEREIT common stock of such option by (B) the Exchange Ratio.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2026 Filed May 20, 2026 21:12 UTC | Healthcare Realty Trust Inc HR · Entity 3726 | GrantCommon Stock | 6,683 | $20.20 | $134,996.60 |
DisclosureSEC source: 0001360604-26-000056 · wk-form4_1779311529.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,701 Read SEC document |
| January 02, 2026 Filed Jan 6, 2026 18:12 UTC | Goldman Sachs Real Estate Finance Trust Inc NONE · Entity 49142 | GrantSeries I Shares, par value $0.01 per share | 4,489.23 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-003966 · ownership.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,558.08 F1 · kind: Reflects a grant of restricted stock pursuant to the Issuer's independent director compensation plan (the "Plan") which remains subject to vesting as described in the Plan. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:20 UTC | Healthcare Realty Trust Inc HR · Entity 3726 | GrantCommon Stock | 9,018 | $14.97 | $134,999.46 |
DisclosureSEC source: 0001360604-25-000070 · wk-form4_1747945243.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,018 Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:04 UTC | Goldman Sachs Real Estate Finance Trust Inc NONE · Entity 49142 | GrantSeries I Shares, par value $0.01 per share | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-003626 · ownership.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,068.85 F2 · kind: Reflects a grant of restricted stock pursuant to the Plan which remains subject to vesting as described in the Plan. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 01:04 UTC | Goldman Sachs Real Estate Finance Trust Inc NONE · Entity 49142 | GrantSeries I Shares, par value $0.01 per share | 368.85 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-003626 · ownership.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 368.85 F1 · kind: Reflects a grant of restricted stock pursuant to the Issuer's independent director compensation plan (the "Plan") which vests on January 6, 2025. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerStock Option (right to buy) · Derivative | 78,947 | $0.00 Strike: $34.20 | $0.00 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · derivative · entry 8 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,947 shares Expires 2028-02-21 F7 · derivative.exercise_date: As of the Effective Time, these options were converted into the right to acquire (i) that number of shares of Realty Income common stock equal to the product obtained by multiplying (A) the number of shares of VEREIT common stock subject to such option as of immediately prior to the Effective Time by (B) the Exchange Ratio, (ii) at an exercise price per share of Realty Income Common Stock equal to the quotient obtained by dividing (A) the exercise price per share of VEREIT common stock of such option by (B) the Exchange Ratio. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerStock Option (right to buy) · Derivative | 81,081 | $0.00 Strike: $41.30 | $0.00 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · derivative · entry 7 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,081 shares Expires 2029-02-20 F7 · derivative.exercise_date: As of the Effective Time, these options were converted into the right to acquire (i) that number of shares of Realty Income common stock equal to the product obtained by multiplying (A) the number of shares of VEREIT common stock subject to such option as of immediately prior to the Effective Time by (B) the Exchange Ratio, (ii) at an exercise price per share of Realty Income Common Stock equal to the quotient obtained by dividing (A) the exercise price per share of VEREIT common stock of such option by (B) the Exchange Ratio. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerCommon Stock | 386,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · nonDerivative · entry 6 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F6 · shares: As of the Effective Time, performance-based restricted stock units awarded to the Reporting Person were converted into a Realty Income restricted stock unit award with respect to a number of whole shares of Realty Income common stock equal to the product obtained by multiplying the number of shares of VEREIT common stock subject to such performance-based restricted stock unit award determined based on the actual level of achievement of the applicable performance goals as of immediately prior to the Effective Time and otherwise in accordance with the applicable award agreement by the Exchange Ratio. The converted performance-based restricted stock units otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerCommon Stock | 153,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · nonDerivative · entry 5 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,284 F5 · shares: As of the Effective Time, time-based restricted stock units awarded to the Reporting Person were converted into a Realty Income restricted stock unit award with respect to a number of whole shares of Realty Income common stock equal to the product obtained by multiplying the number of shares of VEREIT common stock subject to such time-based restricted stock unit award as of immediately prior to the Effective Time by the Exchange Ratio. The converted time-based restricted stock units otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerCommon Stock | 408,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · nonDerivative · entry 4 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,801 F4 · shares: Represents shares of VEREIT, Inc. ("VEREIT") common stock disposed in connection with the Agreement and Plan of Merger by and among Realty Income Corporation ("Realty Income"), Rams MD Subsidiary I, Inc., Rams Acquisition Sub II, LLC, VEREIT and VEREIT Operating Partnership, L.P., dated as of April 29, 2021 (as amended or supplemented from time to time, the "Merger Agreement"). In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of VEREIT common stock was converted into the right to receive 0.705 shares of common stock of Realty Income (the "Exchange Ratio"). Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 57,396 | $38.33 | $2,199,988.68 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · nonDerivative · entry 3 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,273 F3 · shares: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 23, 2021 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 160% of the target shares. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 33,354 | $48.20 | $1,607,662.80 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,877 F2 · shares: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 25, 2020 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 148.23% of the target shares. Read SEC document |
| November 01, 2021 Filed Nov 1, 2021 22:30 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 49,019 | $40.80 | $1,999,975.20 |
DisclosureSEC source: 0001507385-21-000249 · wf-form4_163580581992713.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,523 F1 · shares: Represents additional performance-based restricted stock units awarded to the Reporting Person in connection with the performance-based restricted stock units awarded on February 20, 2019 pursuant to the Issuer's Equity Plan. On November 1, 2021, the Issuer determined that the pre-established performance goals had been achieved at a level resulting in a grant of performance-based restricted stock units at 160% of the target shares. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:10 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 33,655 | $38.33 | $1,289,996.15 |
DisclosureSEC source: 0001507385-21-000069 · wf-form4_161429458282360.xml · nonDerivative · entry 3 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,504 F4 · shares: Reflects restricted stock units awarded February 23, 2021 to the Reporting Person pursuant to the Issuer's Equity Plan as payment for the Reporting Person's 2020 performance-based annual incentive bonus. Such restricted stock units vest ratably on each of the first, second, third and fourth anniversaries of February 23, 2021. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:10 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 95,660 | $38.33 | $3,666,647.80 |
DisclosureSEC source: 0001507385-21-000069 · wf-form4_161429458282360.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,849 F3 · shares: Reflects performance-based restricted stock units awarded February 23, 2021 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units will vest on February 23, 2025 subject tothe achievement of certain performance conditions, which are based on the Issuer's total stockholder return relative to its peers and FTSE Nareit All Equity REITs Index. The performance period began January 1, 2021 andends December 31, 2023. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 23:10 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 47,831 | $38.33 | $1,833,362.23 |
DisclosureSEC source: 0001507385-21-000069 · wf-form4_161429458282360.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,189 F1 · shares: Reflects restricted stock units awarded February 23, 2021 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units vest ratably on each of the first, second, third and fourth anniversaries of February 23, 2021. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 23, 2021. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 21:42 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerCommon Stock | 24,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001507385-21-000026 · wf-form4_161126531282862.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,358 F1 · shares: Represents performance-based restricted stock units awarded to the Reporting Person on February 21, 2018 pursuant to the Issuer's Equity Plan. On January 19, 2021, the Issuer determined that the vesting criteria related to these performance-based restricted stock units had not been satisfied. F2 · balance_after: Shares are reflected on a post-split basis in accordance with the one-for-five reverse stock split of VEREIT, Inc.'s issued and outstanding shares of common stock completed on December 17, 2020. Read SEC document |
| September 23, 2020 Filed Sep 23, 2020 20:29 UTC | VEREIT, Inc. VER · Entity 134043 | PurchaseCommon Stock | 40,000 | $6.33 | $253,152.00 |
DisclosureSEC source: 0001507385-20-000153 · wf-form4_160089296643477.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,279,252 F1 · price: This transaction was executed in multiple trades. The price above reflects the weighted-average purchase price of trades ranging from $6.325 per share to $6.33 per share. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:52 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 171,162 | $9.64 | $1,650,001.68 |
DisclosureSEC source: 0001507385-20-000049 · wf-form4_158284031099434.xml · nonDerivative · entry 3 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,239,252 F4 · shares: Reflects restricted stock units awarded for payment of the 2019 performance-based annual incentive bonus on February 25, 2020 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units vest ratably on each of the first, second, third and fourth anniversaries of February 23, 2020. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 25, 2020. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:52 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 345,781 | $9.64 | $3,333,328.84 |
DisclosureSEC source: 0001507385-20-000049 · wf-form4_158284031099434.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,068,090 F3 · shares: Reflects performance-based restricted stock units awarded February 25, 2020 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units will vest on February 23, 2024 subject to the achievement of certain performance conditions, which are based on the Issuer's total stockholder return relative to its peers and Nareit equity market index. The performance period began January 1, 2020 and ends December 31, 2022. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 25, 2020. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 21:52 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 172,891 | $9.64 | $1,666,669.24 |
DisclosureSEC source: 0001507385-20-000049 · wf-form4_158284031099434.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,722,309 F1 · shares: Reflects restricted stock units awarded February 25, 2020 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units vest ratably on each of the first, second, third and fourth anniversaries of February 23, 2020. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 25, 2020. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 22:29 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerCommon Stock | 74,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001507385-20-000020 · wf-form4_157964577727309.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,549,418 F1 · shares: Represents performance-based restricted stock units awarded to the Reporting Person on February 22, 2017 pursuant to the Issuer's Equity Plan. On January 16, 2020, the Issuer determined that the vesting criteria related to these performance-based restricted stock units had not been satisfied. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:35 UTC | VEREIT, Inc. VER · Entity 134043 | GrantStock Option (right to buy) · Derivative | 405,405 | $0.00 Strike: $8.26 | $0.00 |
DisclosureSEC source: 0001507385-19-000040 · wf-form4_155087133095843.xml · derivative · entry 3 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,142 Underlying: Common Stock · 405,405 shares Expires 2029-02-20 F4 · derivative.exercise_date: The stock option vests and becomes exercisable on February 20, 2022. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:35 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 408,496 | $8.16 | $3,333,327.36 |
DisclosureSEC source: 0001507385-19-000040 · wf-form4_155087133095843.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,624,324 F3 · shares: Reflects performance-based restricted stock units awarded February 20, 2019 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units will vest subject to the achievement of certain performance conditions, which are based on the Issuer's total stockholder return relative to its peers and Nareit equity market index. The performance period began January 1, 2019 and ends December 31, 2021. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:35 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 204,249 | $8.16 | $1,666,671.84 |
DisclosureSEC source: 0001507385-19-000040 · wf-form4_155087133095843.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,215,828 F1 · shares: Reflects restricted stock units awarded February 20, 2019 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units vest ratably on each of the first, second, third and fourth anniversaries of February 23, 2019. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 20, 2019. Read SEC document |
| January 17, 2019 Filed Jan 22, 2019 21:40 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerCommon Stock | 313,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001507385-19-000018 · wf-form4_154819322082909.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,011,579 F1 · shares: Represents performance-based restricted stock units awarded to the Reporting Person on February 23, 2016 pursuant to the Issuer's Equity Plan. On January 17, 2019, the Issuer determined that the vesting criteria related to these performance-based restricted stock units had not been satisfied. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 21:40 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 290.454 | $48.35 | $14,043.45 |
DisclosureSEC source: 0000740260-18-000084 · wf-form4_152391479815855.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,814.954 F1 · shares: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on April 12, 2018. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2 · balance_after: As of April 12, 2018, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 20:58 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 311.999 | $49.53 | $15,453.31 |
DisclosureSEC source: 0000740260-18-000070 · wf-form4_152278906801392.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,524.5 F1 · shares: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2 · balance_after: As of April 1, 2018, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 21:01 UTC | VEREIT, Inc. VER · Entity 134043 | Tax withholdingCommon Stock | 55,721 | $6.96 | $387,818.16 |
DisclosureSEC source: 0001507385-18-000074 · wf-form4_152278926302437.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,325,177 F1 · shares: Reflects the product of the applicable withholding rate and the 113,785 restricted stock units that vested pursuant to the terms of the Reporting Person's restricted stock unit award agreement. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on March 29, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:43 UTC | VEREIT, Inc. VER · Entity 134043 | Tax withholdingCommon Stock | 21,612 | $6.89 | $148,906.68 |
DisclosureSEC source: 0001507385-18-000053 · wf-form4_151976782395314.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,380,898 F3 · shares: Reflects the product of the applicable withholding rate and the 62,422 restricted stock units that vested pursuant to the terms of the Reporting Person's restricted stock unit award agreement. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 21:43 UTC | VEREIT, Inc. VER · Entity 134043 | Tax withholdingCommon Stock | 28,902 | $6.89 | $199,134.78 |
DisclosureSEC source: 0001507385-18-000053 · wf-form4_151976782395314.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402,510 F1 · shares: Reflects the product of the applicable withholding rate and the 85,361 restricted stock units that vested pursuant to the terms of the Reporting Person's restricted stock unit award agreement. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 23, 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:38 UTC | VEREIT, Inc. VER · Entity 134043 | GrantStock Option (right to buy) · Derivative | 394,737 | $0.00 Strike: $6.84 | $0.00 |
DisclosureSEC source: 0001507385-18-000039 · wf-form4_151942187543370.xml · derivative · entry 3 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394,737 Underlying: Common Stock · 394,737 shares Expires 2028-02-21 F4 · derivative.exercise_date: The stock option vests and becomes exercisable on February 21, 2021. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:38 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 494,560 | $6.74 | $3,333,334.40 |
DisclosureSEC source: 0001507385-18-000039 · wf-form4_151942187543370.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431,412 F3 · shares: Reflects performance-based restricted stock units awarded February 21, 2018 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units will vest subject to the achievement of certain performance conditions, which are based on the Issuer's total stockholder return relative to its peers and NAREIT equity market index. The performance period began January 1, 2018 and ends December 31, 2020. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 21, 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:38 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 247,280 | $6.74 | $1,666,667.20 |
DisclosureSEC source: 0001507385-18-000039 · wf-form4_151942187543370.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,936,852 F1 · shares: Reflects restricted stock units awarded February 21, 2018 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units vest ratably on each of the first, second and third anniversaries of February 23, 2018. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 21, 2018. Read SEC document |
| February 01, 2018 Filed Jun 11, 2018 16:51 UTC | Cole Office & Industrial REIT (CCIT II), Inc. NONE · Entity 142087 | Disposition to issuerCommon Stock (Class A) | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001572758-18-000032 · wf-form4_152873587873090.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By VEREIT Operating Partnership, L.P. Disclosed balance after: 274,725 F1 · price: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of 20,000 shares of common stock (Class A) of the Issuer to Cole Corporate Income Advisors II, LLC. A value of $10.00 per share was attributed to these shares in the transaction. F2 · ownership.nature: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| February 01, 2018 Filed Jun 11, 2018 16:42 UTC | Cole Credit Property Trust V, Inc. NONE · Entity 144400 | Disposition to issuerCommon Stock (Class A) | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580988-18-000059 · wf-form4_152873532031293.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By VEREIT Operating Partnership, L.P. Disclosed balance after: 109,890 F1 · price: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of 8,000 shares of common stock (Class A) of the Issuer to Cole REIT Advisors V, LLC. A value of $25.00 per share was attributed to these shares in the transaction. F2 · ownership.nature: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| February 01, 2018 Filed Jun 11, 2018 16:36 UTC | CIM INCOME NAV, INC. NONE · Entity 132294 | Disposition to issuerCommon Stock (Wrap Class Shares) | 13,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001498542-18-000058 · wf-form4_152873496438634.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By VEREIT Operating Partnerhsip, L.P. Disclosed balance after: 0 F1 · price: On February 1, 2018, CCA Acquisition, LLC acquired all of the issued and outstanding shares of common stock of Cole Capital Advisors, Inc. held by VEREIT Operating Partnership, L.P. (formerly ARC Properties Operating Partnership, L.P.). Pursuant to this transaction, VEREIT Operating Partnership, L.P. also disposed of all 13,333 shares of common stock (Wrap Class Shares) of the Issuer to Cole Real Estate Income Strategy (Daily NAV) Advisors, LLC. A value of $15.00 per share was attributed to these shares in the transaction. F2 · ownership.nature: The reported shares are owned directly by VEREIT Operating Partnership, L.P. The reporting person serves as Chief Executive Officer and a Director of VEREIT, Inc., the general partner of VEREIT Operating Partnership, L.P. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his indirect pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 21:59 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 248.057 | $54.83 | $13,600.97 |
DisclosureSEC source: 0000740260-18-000019 · wf-form4_151613998015924.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,212.501 F1 · shares: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on January 12, 2018. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2 · balance_after: As of January 12, 2018, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 22:22 UTC | VEREIT, Inc. VER · Entity 134043 | Disposition to issuerCommon Stock | 273,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001507385-18-000013 · wf-form4_151553654897526.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689,572 F1 · shares: Represents performance-based restricted stock units awarded to the Reporting Person on May 11, 2015. On January 5, 2018, the Issuer determined that the vesting criteria had not been satisfied. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 21:30 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 458.257 | $60.01 | $27,500.00 |
DisclosureSEC source: 0000740260-18-000010 · wf-form4_151501504244225.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,964.444 F1 · shares: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2 · balance_after: As of January 1, 2018, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 21:31 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 422.232 | $65.13 | $27,499.97 |
DisclosureSEC source: 0000740260-17-000130 · wf-form4_150697986802308.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,506.187 F1 · shares: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2 · balance_after: Includes 192.100 units acquired on September 29, 2017 under the Plan as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on September 29, 2017. F3 · balance_after: As of October 1, 2017, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 20:30 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 395.797 | $69.48 | $27,499.98 |
DisclosureSEC source: 0000740260-17-000117 · wf-form4_149928664327627.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,891.855 F1 · shares: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2 · balance_after: Includes 173.721 units acquired on June 30, 2017 under the Plan as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on June 30, 2017. F3 · balance_after: As of July 1, 2017, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:20 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000740260-17-000103 · wf-form4_149522521703344.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,322.337 F1 · shares: Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan. This restricted stock vests in two equal annual installments on the date of the Issuer's 2018 Annual Meeting of Stockholders and the date of the Issuer's 2019 Annual Meeting of Stockholders. F2 · balance_after: As of May 18, 2017, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| May 08, 2017 Filed May 8, 2017 21:08 UTC | VEREIT, Inc. VER · Entity 134043 | PurchaseCommon Stock | 32,000 | $7.81 | $249,920.00 |
DisclosureSEC source: 0001507385-17-000068 · wf-form4_149427769303184.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,962,657 F1 · price: This transaction was executed in multiple trades. The price above reflects the weighted-average purchase price of trades ranging from $7.785 per share to $7.820 per share. Detailed information regarding the number of shares purchased at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:38 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 422.817 | $65.04 | $27,500.02 |
DisclosureSEC source: 0000740260-17-000078 · wf-form4_149133830002745.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,098.337 F1 · shares: Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. F2 · balance_after: Includes 178.416 units acquired on March 31, 2017 under the Plan as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on March 31, 2017. F3 · balance_after: As of April 1, 2017, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 20:57 UTC | VEREIT, Inc. VER · Entity 134043 | Tax withholdingCommon Stock | 58,679 | $8.49 | $498,184.71 |
DisclosureSEC source: 0001507385-17-000050 · wf-form4_149133942150926.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930,657 F1 · shares: Reflects the product of the applicable withholding rate and the 113,785 restricted stock units that vested pursuant to the terms of the Reporting Person's restricted stock unit award agreement. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on March 31, 2017. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:53 UTC | VEREIT, Inc. VER · Entity 134043 | Tax withholdingCommon Stock | 31,466 | $8.93 | $280,991.38 |
DisclosureSEC source: 0001507385-17-000025 · wf-form4_148797319492813.xml · nonDerivative · entry 3 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,989,336 F4 · shares: Reflects the product of the applicable withholding rate and the 85,361 shares of common stock that vested pursuant to the terms of the Reporting Person's restricted stock unit award agreement. F5 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 23, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:53 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 374,532 | $8.90 | $3,333,334.80 |
DisclosureSEC source: 0001507385-17-000025 · wf-form4_148797319492813.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020,802 F3 · shares: Reflects performance-based restricted stock units awarded February 22, 2017 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units will vest subject to the achievement of certain performance conditions, which are based on the Issuer's total stockholder return relative to its peers and NAREIT equity market index. The performance period began January 1, 2017 and ends December 31, 2019. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:53 UTC | VEREIT, Inc. VER · Entity 134043 | GrantCommon Stock | 187,266 | $8.90 | $1,666,667.40 |
DisclosureSEC source: 0001507385-17-000025 · wf-form4_148797319492813.xml · nonDerivative · entry 1 RUFRANO GLENN J · CIK 0001167958 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646,270 F1 · shares: Reflects restricted stock units awarded February 22, 2017 to the Reporting Person pursuant to the Issuer's Equity Plan. Such restricted stock units vest ratably on each of the first, second and third anniversaries of February 23, 2017. F2 · price: Reflects the closing sale price of the Issuer's common stock as reported on the New York Stock Exchange on February 22, 2017. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 21:48 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000740260-17-000018 · wf-form4_148356650404397.xml · nonDerivative · entry 2 RUFRANO GLENN J · CIK 0001167958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,497.104 F3 · shares: Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan. This restricted stock vests in two equal annual installments beginning on the first anniversary of the date of the grant. F4 · balance_after: As of January 1, 2017, Reporting Person owns options to purchase an aggregate of 15,265 shares of Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.