Viessmann Maximilian

SEC source: 0000950142-26-001463 · es260782624_4-viessmann.xml · nonDerivative · entry 1

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 37,979,286

F1 · ownership.nature: Held by Viessmann Traeger HoldCo GmbH ("Viessmann HoldCo"), a direct wholly owned subsidiary of Viessmann Generations Group GmbH & Co. KG ("Viessmann Group KG"). The reporting person serves as the President and Chief Executive Officer and the controlling stockholder of the sole general partner and sole managing limited partner of Viessmann Group KG, and accordingly may be deemed to beneficially own the shares of Common Stock held by Viessmann HoldCo.

SEC source: 0001225208-26-004566 · doc4.xml · derivative · entry 1

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,855.5681

Underlying: Common Stock · 3,330.4868 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0000950142-25-001578 · es240637836_4-viessmann.xml · nonDerivative · entry 2

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 50,074,109

F2 · kind: This transaction was effected pursuant to a Block Trade Purchase Agreement entered into by Viessmann HoldCo and Carrier Global Corporation on June 5, 2025 and is exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Held by Viessmann Traeger HoldCo GmbH ("Viessmann HoldCo"), a direct wholly owned subsidiary of Viessmann Generations Group GmbH & Co. KG ("Viessmann Group KG"). The reporting person serves as the President and Chief Executive Officer and the controlling stockholder of the sole general partner and sole managing limited partner of Viessmann Group KG, and accordingly may be deemed to beneficially own the shares of Common Stock held by Viessmann HoldCo.

SEC source: 0000950142-25-001578 · es240637836_4-viessmann.xml · nonDerivative · entry 1

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 54,341,534

F1 · ownership.nature: Held by Viessmann Traeger HoldCo GmbH ("Viessmann HoldCo"), a direct wholly owned subsidiary of Viessmann Generations Group GmbH & Co. KG ("Viessmann Group KG"). The reporting person serves as the President and Chief Executive Officer and the controlling stockholder of the sole general partner and sole managing limited partner of Viessmann Group KG, and accordingly may be deemed to beneficially own the shares of Common Stock held by Viessmann HoldCo.

SEC source: 0001225208-25-004217 · doc4.xml · derivative · entry 1

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,402.2242

Underlying: Common Stock · 3,208.8201 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0001225208-24-005164 · doc4.xml · derivative · entry 1

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,131.9267

Underlying: Common Stock · 3,484.4511 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F1 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0000950142-24-000042 · es240434694_4-viessmann.xml · derivative · entry 2

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,647.4756

Underlying: Common Stock · 1,647.4756 shares

Expires not disclosed

F3 · derivative.exercise_price: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director of the Issuer. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the board of directors of the Issuer, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Common Stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F3 · derivative.exercise_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director of the Issuer. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the board of directors of the Issuer, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Common Stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F3 · derivative.expiration_date: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director of the Issuer. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the board of directors of the Issuer, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Common Stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

SEC source: 0000950142-24-000042 · es240434694_4-viessmann.xml · nonDerivative · entry 1

Viessmann Maximilian · CIK 0002004869 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 58,608,959

F1 · price: As previously disclosed, on January 2, 2024, Carrier Global Corporation (the "Issuer") completed its previously announced acquisition of the climate solutions business of Viessmann Group GmbH & Co. KG ("Viessmann Group KG"), pursuant to a Share Purchase Agreement (the "Share Purchase Agreement") by and between Viessmann Group KG, the Issuer, and Johann Purchaser GmbH ("Purchaser"), a wholly owned subsidiary of the Issuer. Pursuant to the Share Purchase Agreement, the purchase price paid by Purchaser to Viessmann Group KG consisted of (i) EUR 10.2 billion in cash, and (ii) 58,608,959 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), the acquisition of which is reported herein.

F2 · ownership.nature: Held by Viessmann Group KG. The reporting person serves as the President and Chief Executive Officer and the controlling stockholder of the sole general partner and sole managing limited partner of Viessmann Group KG, and accordingly may be deemed to beneficially own the shares of Common Stock held by Viessmann Group KG.