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person · Reporting owner

REXFORD JOHN H

Disclosed activity across 2 companies

Tapewire entity
45623
SEC CIK
0001200475

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Exela Technologies, Inc.XELA · Entity 76832DirectorMay 31, 2022June 03, 2022
VERRA MOBILITY CorpVRRM · Entity 5301DirectorMay 18, 2026May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Exela Technologies, Inc.

Report date May 31, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect2 Reported balance After 2022-05-31 transaction · row 1
1 source row

Row 1 · 2022-05-31 · Other · Disposed 125,000 · Balance 2

F3: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect125,000 Reported balance After 2022-05-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-31 · Other · Acquired 125,000 · Balance 125,000

F2: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F3: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

F1: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

Filing footnotes · ownership attribution and instrument terms

F1: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F2: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F3: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

VERRA MOBILITY Corp

Report date May 18, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect55,453 Reported balance After 2026-05-18 transaction · row 1
1 source row

Row 1 · 2026-05-18 · Exercise / conversion · Acquired 7,949 · Balance 55,453

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-18 · Exercise / conversion · Disposed 7,949 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct14,683 Reported balance After 2026-05-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-19 · Grant · Acquired 14,683 · Balance 14,683

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3: On May 19, 2026, the Reporting Person was granted 14,683 restricted stock units, vesting in full on the earlier of (a) May 19, 2027, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F3: On May 19, 2026, the Reporting Person was granted 14,683 restricted stock units, vesting in full on the earlier of (a) May 19, 2027, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2018 Filed Aug 16, 2018 20:20 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionRestricted Stock Units · Derivative 9,242 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-052461 · a4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,816

Underlying: Common Stock · 9,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest in equal installments prior to each of the 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc.

F2 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest in equal installments prior to each of the 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 20:20 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionCommon Stock 29,574 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-052461 · a4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 23:23 UTC Exela Technologies, Inc. XELA · Entity 76832 GrantRestricted Stock Unit · Derivative 20,332 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-017219 · doc1.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,058

Underlying: Common Stock · 20,332 shares

Expires not disclosed

F3 · security: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2018 annual meetings of the stockholders of Exela Technologies, Inc.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2018 annual meetings of the stockholders of Exela Technologies, Inc.

F3 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2018 annual meetings of the stockholders of Exela Technologies, Inc.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 23:23 UTC Exela Technologies, Inc. XELA · Entity 76832 GrantRestricted Stock Unit · Derivative 27,726 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-017219 · doc1.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,726

Underlying: Common Stock · 27,726 shares

Expires not disclosed

F1 · security: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in three equal installments immediately prior to each of the 2018, 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F1 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in three equal installments immediately prior to each of the 2018, 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc.

F1 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in three equal installments immediately prior to each of the 2018, 2019 and 2020 annual meetings of the stockholders of Exela Technologies, Inc.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 22:18 UTC Exela Technologies, Inc. XELA · Entity 76832 PurchaseCommon Stock 7,000 $5.08 $35,560.00
Disclosure

SEC source: 0001140361-17-043701 · doc1.xml · nonDerivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Read SEC document
November 21, 2017 Filed Nov 22, 2017 22:18 UTC Exela Technologies, Inc. XELA · Entity 76832 PurchaseCommon Stock 20,000 $5.05 $101,000.00
Disclosure

SEC source: 0001140361-17-043701 · doc1.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The transaction was executed in four trades at prices ranging from $5.02 to $5.08. The price reported above reflects the weighted average purchase price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.