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person · Reporting owner

REXFORD JOHN H

Disclosed activity across 2 companies

Tapewire entity
45623
SEC CIK
0001200475

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Exela Technologies, Inc.XELA · Entity 76832DirectorMay 31, 2022June 03, 2022
VERRA MOBILITY CorpVRRM · Entity 5301DirectorMay 18, 2026May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Exela Technologies, Inc.

Report date May 31, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect2 Reported balance After 2022-05-31 transaction · row 1
1 source row

Row 1 · 2022-05-31 · Other · Disposed 125,000 · Balance 2

F3: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect125,000 Reported balance After 2022-05-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-05-31 · Other · Acquired 125,000 · Balance 125,000

F2: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F3: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

F1: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

Filing footnotes · ownership attribution and instrument terms

F1: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F2: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F3: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

VERRA MOBILITY Corp

Report date May 18, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect55,453 Reported balance After 2026-05-18 transaction · row 1
1 source row

Row 1 · 2026-05-18 · Exercise / conversion · Acquired 7,949 · Balance 55,453

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-18 · Exercise / conversion · Disposed 7,949 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct14,683 Reported balance After 2026-05-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-19 · Grant · Acquired 14,683 · Balance 14,683

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3: On May 19, 2026, the Reporting Person was granted 14,683 restricted stock units, vesting in full on the earlier of (a) May 19, 2027, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F3: On May 19, 2026, the Reporting Person was granted 14,683 restricted stock units, vesting in full on the earlier of (a) May 19, 2027, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 20, 2026 21:05 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 14,683 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000701 · form4.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,683

Underlying: Class A Common Stock · 14,683 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3 · derivative.exercise_date: On May 19, 2026, the Reporting Person was granted 14,683 restricted stock units, vesting in full on the earlier of (a) May 19, 2027, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F3 · derivative.expiration_date: On May 19, 2026, the Reporting Person was granted 14,683 restricted stock units, vesting in full on the earlier of (a) May 19, 2027, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:05 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 7,949 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000701 · form4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,949 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 18, 2026 Filed May 20, 2026 21:05 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 7,949 $0.00 $0.00
Disclosure

SEC source: 0001123292-26-000701 · form4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Read SEC document
May 20, 2025 Filed May 21, 2025 20:22 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 7,949 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009991 · form4.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,949

Underlying: Class A Common Stock · 7,949 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3 · derivative.exercise_date: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F3 · derivative.expiration_date: On May 20, 2025, the Reporting Person was granted 7,949 restricted stock units, vesting in full on the earlier of (a) May 20, 2026, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:22 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 6,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009991 · form4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,229 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On May 21, 2024, the Reporting Person was granted 6,229 restricted stock units, vesting in full on the earlier of (a) May 21, 2025, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On May 21, 2024, the Reporting Person was granted 6,229 restricted stock units, vesting in full on the earlier of (a) May 21, 2025, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 19, 2025 Filed May 21, 2025 20:22 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 6,229 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009991 · form4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 21:22 UTC VERRA MOBILITY Corp VRRM · Entity 5301 SaleClass A Common Stock 9,005 $26.37 $237,437.54
Disclosure

SEC source: 0000950170-24-073812 · ownership.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,275

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.25 to $26.475, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 00:06 UTC VERRA MOBILITY Corp VRRM · Entity 5301 SaleClass A Common Stock 540 $26.21 $14,152.54
Disclosure

SEC source: 0000950170-24-069011 · ownership.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,280

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.20 to $26.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 21, 2024 Filed May 22, 2024 21:07 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 6,229 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063577 · ownership.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,229

Underlying: Class A Common Stock · 6,229 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3 · derivative.exercise_date: On May 21, 2024, the Reporting Person was granted 6,229 restricted stock units, vesting in full on the earlier of (a) May 21, 2025, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F3 · derivative.expiration_date: On May 21, 2024, the Reporting Person was granted 6,229 restricted stock units, vesting in full on the earlier of (a) May 21, 2025, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:07 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 9,545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063577 · ownership.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On May 23, 2023, the Reporting Person was granted 9,545 restricted stock units, vesting in full on the earlier of (a) May 23, 2024, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On May 23, 2023, the Reporting Person was granted 9,545 restricted stock units, vesting in full on the earlier of (a) May 23, 2024, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 20, 2024 Filed May 22, 2024 21:07 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 9,545 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-063577 · ownership.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Read SEC document
March 12, 2024 Filed Mar 13, 2024 20:54 UTC VERRA MOBILITY Corp VRRM · Entity 5301 SaleClass A Common Stock 10,000 $22.82 $228,190.00
Disclosure

SEC source: 0000950170-24-030866 · ownership.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,275

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.735 to $22.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 23, 2023 Filed May 24, 2023 00:41 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 9,545 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031795 · doc4.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,545

Underlying: Class A Common Stock · 9,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3 · derivative.exercise_date: On May 23, 2023, the Reporting Person was granted 9,545 restricted stock units, vesting in full on the earlier of (a) May 23, 2024, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F3 · derivative.expiration_date: On May 23, 2023, the Reporting Person was granted 9,545 restricted stock units, vesting in full on the earlier of (a) May 23, 2024, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 22, 2023 Filed May 24, 2023 00:41 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 8,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031795 · doc4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On August 5, 2022, the Reporting Person was granted 8,480 restricted stock units, vesting in full on the earlier of (a) August 5, 2023, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On August 5, 2022, the Reporting Person was granted 8,480 restricted stock units, vesting in full on the earlier of (a) August 5, 2023, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 22, 2023 Filed May 24, 2023 00:41 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 8,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031795 · doc4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 22:34 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 8,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-044883 · doc4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,480

Underlying: Class A Common Stock · 8,480 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On August 5, 2022, the Reporting Person was granted 8,480 restricted stock units, vesting in full on the earlier of (a) August 5, 2023, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On August 5, 2022, the Reporting Person was granted 8,480 restricted stock units, vesting in full on the earlier of (a) August 5, 2023, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 01:46 UTC Exela Technologies, Inc. XELA · Entity 76832 OtherRestricted Stock Units · Derivative 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-067784 · tm2217555-2_4seq1.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F3 · kind: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4 · kind: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

F2 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F1 · derivative.exercise_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F1 · derivative.expiration_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

Read SEC document
May 31, 2022 Filed Jun 3, 2022 01:46 UTC Exela Technologies, Inc. XELA · Entity 76832 OtherCommon Stock, par value $0.0001 per share 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-067784 · tm2217555-2_4seq1.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

F3 · kind: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4 · kind: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

F3 · price: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4 · price: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

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May 25, 2022 Filed May 26, 2022 21:01 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 8,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032245 · doc4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On May 25, 2021, the Reporting Person was granted restricted stock units vesting on the earlier of (a) May 25, 2022, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On May 25, 2021, the Reporting Person was granted restricted stock units vesting on the earlier of (a) May 25, 2022, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

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May 25, 2022 Filed May 26, 2022 21:01 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 8,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032245 · doc4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Read SEC document
May 17, 2022 Filed May 20, 2022 01:28 UTC Exela Technologies, Inc. XELA · Entity 76832 Grant6.00% Series B Cumulative Convertible Perpetual Pref. Stock · Derivative 1,984 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001104659-22-063035 · tm2216055-1_4seq1.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234

Underlying: Common Stock · 39,680 shares

Expires not disclosed

F4 · security: On May, 17, 2022, the Issuer declared a dividend of one share of Tandem Preferred Stock for each share of outstanding Series B Preferred Stock as of May 17, 2022. Each share of Tandem Preferred Stock initially has 20 votes (representing the number of votes of the Common Stock surrendered in exchange for one share of Series B Preferred Stock).

F1 · derivative.exercise_price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_price: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · kind: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F3 · price: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer.

F1 · derivative.exercise_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · derivative.expiration_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.expiration_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

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May 17, 2022 Filed May 20, 2022 01:28 UTC Exela Technologies, Inc. XELA · Entity 76832 Disposition to issuerCommon Stock 39,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-063035 · tm2216055-1_4seq1.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,002

F1 · price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

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March 11, 2022 Filed Mar 16, 2022 23:02 UTC Exela Technologies, Inc. XELA · Entity 76832 Grant6.00% Series B Cumulative Convertible Perpetual Pref. Stock · Derivative 1,250 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001104659-22-034634 · tm228645-14_4seq1.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_price: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · kind: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F3 · price: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer.

F1 · derivative.exercise_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · derivative.expiration_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.expiration_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

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March 11, 2022 Filed Mar 16, 2022 23:02 UTC Exela Technologies, Inc. XELA · Entity 76832 Disposition to issuerCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-034634 · tm228645-14_4seq1.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,564

F1 · price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

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January 03, 2022 Filed Jan 5, 2022 02:43 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-001185 · tm221435-5_4seq1.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

F3 · derivative.exercise_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F3 · derivative.expiration_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

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January 03, 2022 Filed Jan 5, 2022 02:43 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionCommon Stock, par value $0.0001 per share 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-001185 · tm221435-5_4seq1.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock issued upon vesting of restricted stock units will be settled following filing by Exela Technologies Inc. of a Registration Statement on Form S-8 with respect thereto.

F2 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

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December 31, 2021 Filed Jan 5, 2022 02:43 UTC Exela Technologies, Inc. XELA · Entity 76832 GrantRestricted Stock Units · Derivative 125,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-001185 · tm221435-5_4seq1.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

F2 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

F3 · derivative.exercise_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F3 · derivative.expiration_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

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December 09, 2021 Filed Dec 13, 2021 13:16 UTC Exela Technologies, Inc. XELA · Entity 76832 GrantCommon Stock, par value $0.0001 per share 39,682 $1.26 $49,999.32
Disclosure

SEC source: 0001104659-21-148888 · tm2135129-5_4seq1.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,564

F1 · price: On December 9, pursuant to the Subscription Agreement by and between John Rexford and Exela Technologies, Inc., John Rexford purchased 39,682 shares of Common Stock for an aggregate purchase price of $50,000. The amount of purchased shares was calculated based on the share price at the close of business on December 8, 2021.

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May 25, 2021 Filed May 27, 2021 00:00 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 8,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036075 · doc4.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,690

Underlying: Class A Common Stock · 8,690 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3 · derivative.exercise_date: On May 25, 2021, the Reporting Person was granted 8,690 restricted stock units, vesting in full on the earlier of (a) May 25, 2022, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F3 · derivative.expiration_date: On May 25, 2021, the Reporting Person was granted 8,690 restricted stock units, vesting in full on the earlier of (a) May 25, 2022, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 24, 2021 Filed May 27, 2021 00:00 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 8,696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036075 · doc4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On May 26, 2020, the Reporting Person was granted 8,696 restricted stock units, vesting in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On May 26, 2020, the Reporting Person was granted 8,696 restricted stock units, vesting in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of the Issuer's stockholders occurring after the date of grant.

Read SEC document
May 24, 2021 Filed May 27, 2021 00:00 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 8,696 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036075 · doc4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 23:07 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionRestricted Stock Units · Derivative 46,808 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-141058 · tm2039685-2_4seq1.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award has vested in fulland such vested restricted stock units settled for shares of Common Stock.

F3 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award has vested in fulland such vested restricted stock units settled for shares of Common Stock.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 23:07 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionRestricted Stock Units · Derivative 9,242 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-141058 · tm2039685-2_4seq1.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested at each of the 2018, 2019, and 2020 annual meetings, and has now vested in full. Such vested restricted stock units settled for shares of Common Stock.

F2 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested at each of the 2018, 2019, and 2020 annual meetings, and has now vested in full. Such vested restricted stock units settled for shares of Common Stock.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 23:07 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionCommon Stock 56,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-141058 · tm2039685-2_4seq1.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

Read SEC document
May 26, 2020 Filed May 28, 2020 00:11 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 8,696 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032462 · doc4.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,696

Underlying: Class A Common Stock · 8,696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

F3 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of (a) May 26, 2021, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

Read SEC document
May 25, 2020 Filed May 28, 2020 00:11 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 6,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032462 · doc4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On August 21, 2019, the Reporting Person was granted 6,475 shares of restricted stock units, vesting in full on the earlier of (a) August 21, 2020, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: On August 21, 2019, the Reporting Person was granted 6,475 shares of restricted stock units, vesting in full on the earlier of (a) August 21, 2020, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

Read SEC document
May 25, 2020 Filed May 28, 2020 00:11 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032462 · doc4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

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August 21, 2019 Filed Aug 23, 2019 20:49 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 6,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047315 · doc4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Class A Common Stock · 6,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of (a) August 21, 2020, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of (a) August 21, 2020, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

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August 21, 2019 Filed Aug 27, 2019 19:44 UTC Amendment VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 6,475 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047476 · doc4a.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Class A Common Stock · 6,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of (a) August 21, 2020, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of (a) August 21, 2020, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

F3 · derivative.underlying_shares: This filing is made solely to correct a clerical error in the total number of shares reported in Item 7 of Table II.

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June 24, 2019 Filed Jun 26, 2019 16:38 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionRestricted Stock Units · Derivative 8,884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039059 · doc4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: On October 23, 2018, the reporting person was granted 8,884 restricted stock units, vesting in full on the earlier of (a) October 23, 2019, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant (June 25, 2019).

F2 · derivative.expiration_date: On October 23, 2018, the reporting person was granted 8,884 restricted stock units, vesting in full on the earlier of (a) October 23, 2019, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant (June 25, 2019).

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June 24, 2019 Filed Jun 26, 2019 16:38 UTC VERRA MOBILITY Corp VRRM · Entity 5301 Exercise / conversionClass A Common Stock 8,884 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039059 · doc4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

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June 03, 2019 Filed Jun 4, 2019 21:00 UTC Exela Technologies, Inc. XELA · Entity 76832 GrantRestricted Stock Units · Derivative 46,808 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-033838 · a4.xml · derivative · entry 4

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,808

Underlying: Common Stock · 46,808 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc.

F4 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc.

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May 31, 2019 Filed Jun 4, 2019 21:00 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionRestricted Stock Units · Derivative 21,782 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-033838 · a4.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: On August 14, 2018, the reporting person was granted 21,782 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock.

F3 · derivative.expiration_date: On August 14, 2018, the reporting person was granted 21,782 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock.

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May 31, 2019 Filed Jun 4, 2019 21:00 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionRestricted Stock Units · Derivative 9,242 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-033838 · a4.xml · derivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,242

Underlying: Common Stock · 9,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc.

F2 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 27,726 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest prior to the 2020 annual meeting of the stockholders of Exela Technologies, Inc.

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May 31, 2019 Filed Jun 4, 2019 21:00 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionCommon Stock 31,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-033838 · a4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 17:28 UTC VERRA MOBILITY Corp VRRM · Entity 5301 PurchaseClass A Common Stock 7,550 $9.95 $75,122.50
Disclosure

SEC source: 0001209191-18-060335 · doc4.xml · nonDerivative · entry 2

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

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November 28, 2018 Filed Nov 30, 2018 17:28 UTC VERRA MOBILITY Corp VRRM · Entity 5301 PurchaseClass A Common Stock 2,500 $9.94 $24,846.00
Disclosure

SEC source: 0001209191-18-060335 · doc4.xml · nonDerivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
October 23, 2018 Filed Oct 26, 2018 00:50 UTC VERRA MOBILITY Corp VRRM · Entity 5301 GrantRestricted Stock Units · Derivative 8,884 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056257 · doc4.xml · derivative · entry 1

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,884

Underlying: Class A Common Stock · 8,884 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Verra Mobility Corporation Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units will vest in full on the earlier of (a) October 23, 2019, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

F2 · derivative.expiration_date: The restricted stock units will vest in full on the earlier of (a) October 23, 2019, or (b) the date immediately prior to the next annual meeting of Verra Mobility Corporation's stockholders occurring after the date of grant.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 20:20 UTC Exela Technologies, Inc. XELA · Entity 76832 GrantRestricted Stock Units · Derivative 21,782 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-052461 · a4.xml · derivative · entry 4

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,266

Underlying: Common Stock · 21,782 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2019 annual meeting of the stockholders of Exela Technologies, Inc.

F4 · derivative.expiration_date: Non-employee director equity compensation pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award will vest in full immediately prior to the 2019 annual meeting of the stockholders of Exela Technologies, Inc.

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August 14, 2018 Filed Aug 16, 2018 20:20 UTC Exela Technologies, Inc. XELA · Entity 76832 Exercise / conversionRestricted Stock Units · Derivative 20,332 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-052461 · a4.xml · derivative · entry 3

REXFORD JOHN H · CIK 0001200475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,484

Underlying: Common Stock · 20,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F3 · derivative.exercise_date: On April 2, 2018, the reporting person was granted 20,332 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock.

F3 · derivative.expiration_date: On April 2, 2018, the reporting person was granted 20,332 restricted stock units pursuant to the terms and conditions of the Director Compensation Policy and 2018 Stock Incentive Plan. This award vested in full and such vested restricted stock units settled for shares of Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.