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person · Reporting owner

SHERMAN JEFFREY W

Disclosed activity across 5 companies

Tapewire entity
45619
SEC CIK
0001230482

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Larimar Therapeutics, Inc.LRMR · Entity 5634DirectorMay 19, 2026May 20, 2026
Strongbridge Biopharma plcSBBP · Entity 131608DirectorOctober 05, 2021October 06, 2021
XERIS PHARMACEUTICALS INCXERS · Entity 134906DirectorOctober 05, 2021October 05, 2021
Xeris Biopharma Holdings, Inc.XERS · Entity 4670DirectorAugust 28, 2025August 29, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Larimar Therapeutics, Inc.

Report date May 19, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.33 · Expires 2036-05-19Direct55,150 Reported balance After 2026-05-19 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 55,150 · Balance 55,150

F1: The options vest on the earlier of (a) May 19, 2027 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest on the earlier of (a) May 19, 2027 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Strongbridge Biopharma plc

Report date October 05, 2021 · Filed October 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-10-05 transaction · row 1
1 source row

Row 1 · 2021-10-05 · Disposition to issuer · Disposed 64,258 · Balance 0

F1: Ordinary shares of Issuer were converted into shares of common stock of Xeris Biopharma Holdings, Inc. ("HoldCo") pursuant to the Transaction Agreement (the "Agreement"), dated May 24, 2021, among the Issuer, Xeris Pharmaceuticals, Inc., HoldCo and Wells MergerSub, Inc. Under the Agreement, each ordinary share of Issuer was exchanged for 0.784 of a share of HoldCo common stock, and cash in lieu of fractional shares, plus one contingent value right (a "CVR") worth up to an additional $1.00, payable in cash, HoldCo common stock or a combination thereof at HoldCo's sole election.

Stock Option (Right to Buy)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-10-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-10-05 · Disposition to issuer · Disposed 140,000 · Balance 0

F2: Under the Agreement, each option to purchase ordinary shares of Issuer was automatically converted into an option to acquire a number of shares of HoldCo common stock determined by multiplying the number of ordinary shares of Issuer subject to such option by 0.784 (rounded down to the nearest whole share), at an exercise price per share (rounded up to the nearest whole cent) determined by dividing the per-share exercise price of Issuer option by 0.784, with the same terms and conditions as applied to the applicable option prior to closing of the transaction. HoldCo issued one CVR with respect to each ordinary share of Issuer subject to each option prior to the adjustment described herein, subject to the same vesting and forfeiture conditions applicable to the corresponding option.

Filing footnotes · ownership attribution and instrument terms

F1: Ordinary shares of Issuer were converted into shares of common stock of Xeris Biopharma Holdings, Inc. ("HoldCo") pursuant to the Transaction Agreement (the "Agreement"), dated May 24, 2021, among the Issuer, Xeris Pharmaceuticals, Inc., HoldCo and Wells MergerSub, Inc. Under the Agreement, each ordinary share of Issuer was exchanged for 0.784 of a share of HoldCo common stock, and cash in lieu of fractional shares, plus one contingent value right (a "CVR") worth up to an additional $1.00, payable in cash, HoldCo common stock or a combination thereof at HoldCo's sole election.

F2: Under the Agreement, each option to purchase ordinary shares of Issuer was automatically converted into an option to acquire a number of shares of HoldCo common stock determined by multiplying the number of ordinary shares of Issuer subject to such option by 0.784 (rounded down to the nearest whole share), at an exercise price per share (rounded up to the nearest whole cent) determined by dividing the per-share exercise price of Issuer option by 0.784, with the same terms and conditions as applied to the applicable option prior to closing of the transaction. HoldCo issued one CVR with respect to each ordinary share of Issuer subject to each option prior to the adjustment described herein, subject to the same vesting and forfeiture conditions applicable to the corresponding option.

XERIS PHARMACEUTICALS INC

Report date October 05, 2021 · Filed October 05, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2028-05-15Direct0 Reported balance After 2021-10-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-10-05 · Disposition to issuer · Disposed 19,650 · Balance 0

F1: On October 5, 2021, pursuant to the transaction agreement dated as of May 24, 2021 ("Transaction Agreement") by and among the Issuer ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), Xeris Biopharma Holdings, Inc. ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge (the "Acquisition"), and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger", and together with the Acquisition, the "Transaction").

F2: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each option to purchase shares of Xeris common stock (the "Xeris Option") that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an option to purchase shares of HoldCo common stock (the "HoldCo Option"), on the same terms and conditions including any applicable vesting and exercisability requirements) as were applicable to such Xeris Option immediately prior to the Effective Time, including that the number of shares of HoldCo common stock subject to the HoldCo Option is equal to the number of shares that were subject to the Xeris Option and the exercise price applicable to the HoldCo Option is the same as applied to the Xeris Option.

F3: These options are fully vested as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2029-02-27Direct0 Reported balance After 2021-10-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-10-05 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: On October 5, 2021, pursuant to the transaction agreement dated as of May 24, 2021 ("Transaction Agreement") by and among the Issuer ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), Xeris Biopharma Holdings, Inc. ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge (the "Acquisition"), and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger", and together with the Acquisition, the "Transaction").

F2: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each option to purchase shares of Xeris common stock (the "Xeris Option") that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an option to purchase shares of HoldCo common stock (the "HoldCo Option"), on the same terms and conditions including any applicable vesting and exercisability requirements) as were applicable to such Xeris Option immediately prior to the Effective Time, including that the number of shares of HoldCo common stock subject to the HoldCo Option is equal to the number of shares that were subject to the Xeris Option and the exercise price applicable to the HoldCo Option is the same as applied to the Xeris Option.

F3: These options are fully vested as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.68 · Expires 2030-06-04Direct0 Reported balance After 2021-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-10-05 · Disposition to issuer · Disposed 11,228 · Balance 0

F1: On October 5, 2021, pursuant to the transaction agreement dated as of May 24, 2021 ("Transaction Agreement") by and among the Issuer ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), Xeris Biopharma Holdings, Inc. ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge (the "Acquisition"), and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger", and together with the Acquisition, the "Transaction").

F2: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each option to purchase shares of Xeris common stock (the "Xeris Option") that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an option to purchase shares of HoldCo common stock (the "HoldCo Option"), on the same terms and conditions including any applicable vesting and exercisability requirements) as were applicable to such Xeris Option immediately prior to the Effective Time, including that the number of shares of HoldCo common stock subject to the HoldCo Option is equal to the number of shares that were subject to the Xeris Option and the exercise price applicable to the HoldCo Option is the same as applied to the Xeris Option.

F3: These options are fully vested as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2031-06-08Direct0 Reported balance After 2021-10-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-05 · Disposition to issuer · Disposed 11,228 · Balance 0

F1: On October 5, 2021, pursuant to the transaction agreement dated as of May 24, 2021 ("Transaction Agreement") by and among the Issuer ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), Xeris Biopharma Holdings, Inc. ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge (the "Acquisition"), and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger", and together with the Acquisition, the "Transaction").

F2: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each option to purchase shares of Xeris common stock (the "Xeris Option") that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an option to purchase shares of HoldCo common stock (the "HoldCo Option"), on the same terms and conditions including any applicable vesting and exercisability requirements) as were applicable to such Xeris Option immediately prior to the Effective Time, including that the number of shares of HoldCo common stock subject to the HoldCo Option is equal to the number of shares that were subject to the Xeris Option and the exercise price applicable to the HoldCo Option is the same as applied to the Xeris Option.

F4: Such options will vest in full upon the earlier to occur of June 8, 2022 or the date of the Company's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: On October 5, 2021, pursuant to the transaction agreement dated as of May 24, 2021 ("Transaction Agreement") by and among the Issuer ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), Xeris Biopharma Holdings, Inc. ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge (the "Acquisition"), and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger", and together with the Acquisition, the "Transaction").

F2: (Continued from Footnote 1) At the effective time of the Merger (the "Effective Time"), each option to purchase shares of Xeris common stock (the "Xeris Option") that was outstanding immediately prior to the Effective Time, whether vested or unvested, was automatically converted into an option to purchase shares of HoldCo common stock (the "HoldCo Option"), on the same terms and conditions including any applicable vesting and exercisability requirements) as were applicable to such Xeris Option immediately prior to the Effective Time, including that the number of shares of HoldCo common stock subject to the HoldCo Option is equal to the number of shares that were subject to the Xeris Option and the exercise price applicable to the HoldCo Option is the same as applied to the Xeris Option.

F3: These options are fully vested as of the date hereof.

F4: Such options will vest in full upon the earlier to occur of June 8, 2022 or the date of the Company's next annual meeting of stockholders.

Xeris Biopharma Holdings, Inc.

Report date August 28, 2025 · Filed August 29, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect219,188 Ending reported balance After 2025-08-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-08-28 · Exercise / conversion · Acquired 47,040 · Balance 261,420

Row 2 · 2025-08-28 · Sale · Disposed 42,232 · Balance 219,188

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.920 to $7.935, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.66 · Expires 2026-10-01Direct0 Reported balance After 2025-08-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-08-28 · Exercise / conversion · Disposed 47,040 · Balance 0

F3: On October 1, 2016, the reporting person was granted an option to purchase shares of Strongbridge Biopharma plc ("Strongbridge") which were assumed by Issuer in connection with the acquisition of Strongbridge. The options vested in full on October 5, 2021.

Common StockSEC Table I · non-derivativeIndirectBy: JEFFREY W SHERMAN LIVING TRUST U/A DTD 03/21/20015,400 Reported balance Holding disclosure · report date 2025-08-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,400

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.920 to $7.935, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: On October 1, 2016, the reporting person was granted an option to purchase shares of Strongbridge Biopharma plc ("Strongbridge") which were assumed by Issuer in connection with the acquisition of Strongbridge. The options vested in full on October 5, 2021.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Horizon Therapeutics Public Ltd Co

Report date October 06, 2023 · Filed October 06, 2023

Section 16 reporting ended · disclosed 2023-10-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2023-10-06 transaction · row 1
1 source row

Row 1 · 2023-10-06 · Disposition to issuer · Disposed 2,655 · Balance 0

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2023-10-06 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2023-10-06 · Disposition to issuer · Disposed 105,808 · Balance 0

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F2: The Ordinary Shares are held in the name of the Jeffrey W. Sherman 2020 Gift Trust, of which the reporting person's spouse is the Trustee.

Ordinary SharesSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2023-10-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2023-10-06 · Disposition to issuer · Disposed 80,944 · Balance 0

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F3: The Ordinary Shares are held in the Jeffrey W. Sherman Living Trust.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2023-10-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2023-10-06 · Disposition to issuer · Disposed 45,352 · Balance 0

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.14 · Expires 2025-03-23Direct0 Reported balance After 2023-10-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-10-06 · Disposition to issuer · Disposed 164,469 · Balance 0

F5: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F4: The Option (as defined in footnote 5 to this Form 4) is fully vested.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-10-06 · Disposition to issuer · Disposed 9,314 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs, (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F7: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-10-06 · Disposition to issuer · Disposed 12,696 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs, (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F9: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-10-06 · Disposition to issuer · Disposed 18,397 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs, (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F10: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-10-06 · Disposition to issuer · Disposed 12,226 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-10-06 · Disposition to issuer · Disposed 4,654 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-10-06 · Disposition to issuer · Disposed 27,942 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-10-06 · Disposition to issuer · Disposed 3,809 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F13: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2023-10-06 · Disposition to issuer · Disposed 11,426 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F14: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2023-10-06 · Disposition to issuer · Disposed 19,044 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F14: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2023-10-06 · Disposition to issuer · Disposed 4,599 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2023-10-06 · Disposition to issuer · Disposed 4,599 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Performance Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-10-06 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2023-10-06 · Disposition to issuer · Disposed 9,200 · Balance 0

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F16: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F2: The Ordinary Shares are held in the name of the Jeffrey W. Sherman 2020 Gift Trust, of which the reporting person's spouse is the Trustee.

F3: The Ordinary Shares are held in the Jeffrey W. Sherman Living Trust.

F4: The Option (as defined in footnote 5 to this Form 4) is fully vested.

F5: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F6: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F7: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

F8: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs, (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F9: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

F10: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

F11: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

F12: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F13: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

F14: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

F15: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

F16: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 20, 2026 20:30 UTC Larimar Therapeutics, Inc. LRMR · Entity 5634 GrantStock Option (Right to Buy) · Derivative 55,150 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001193125-26-232705 · ownership.xml · derivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,150

Underlying: Common Stock · 55,150 shares

Expires 2036-05-19

F1 · derivative.exercise_date: The options vest on the earlier of (a) May 19, 2027 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Read SEC document
February 27, 2026 Filed Mar 2, 2026 21:30 UTC Larimar Therapeutics, Inc. LRMR · Entity 5634 PurchaseCommon Stock 5,000 $5.00 $25,000.00
Disclosure

SEC source: 0001193125-26-085510 · ownership.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Represents shares of common stock purchased in the underwritten offering of Larimar Therapeutics, Inc. at the offering price, which closed on February 27, 2026.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 21:21 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 Exercise / conversionStock Option (Right to Buy) · Derivative 47,040 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001867096-25-000145 · wk-form4_1756502494.xml · derivative · entry 4

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,040 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On October 1, 2016, the reporting person was granted an option to purchase shares of Strongbridge Biopharma plc ("Strongbridge") which were assumed by Issuer in connection with the acquisition of Strongbridge. The options vested in full on October 5, 2021.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 21:21 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 SaleCommon Stock 42,232 $7.92 $334,515.45
Disclosure

SEC source: 0001867096-25-000145 · wk-form4_1756502494.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,188

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.920 to $7.935, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 21:21 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 Exercise / conversionCommon Stock 47,040 $6.66 $313,286.40
Disclosure

SEC source: 0001867096-25-000145 · wk-form4_1756502494.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2025 Filed Jun 4, 2025 23:02 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-25-000110 · wk-form4_1749078146.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,380

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 4, 2026 or the date of the Company's next annual meeting of stockholders.

Read SEC document
May 13, 2025 Filed May 14, 2025 20:34 UTC Larimar Therapeutics, Inc. LRMR · Entity 5634 GrantStock Option (Right to Buy) · Derivative 19,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001062993-25-009380 · form4.xml · derivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2035-05-13

F1 · derivative.exercise_date: The options vest on the earlier of (a) May 13, 2026 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Read SEC document
June 05, 2024 Filed Jun 5, 2024 20:19 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001867096-24-000108 · wk-form4_1717618752.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,380

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 5, 2025 or the date of the Company's next annual meeting of stockholders.

Read SEC document
May 29, 2024 Filed May 31, 2024 20:57 UTC Larimar Therapeutics, Inc. LRMR · Entity 5634 GrantStock Option (Right to Buy) · Derivative 19,000 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001062993-24-011570 · form4.xml · derivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2034-05-29

F1 · derivative.exercise_date: The options vest on the earlier of (a) May 29, 2025 or (b) the date of the Company's next annual meeting of stockholders, in each case subject to the Reporting Person's continued service on the Board of Directors of the Company.

Read SEC document
March 15, 2024 Filed Apr 11, 2024 20:05 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 OtherCommon Stock 6,502 Not disclosed Not disclosed
Disclosure

SEC source: 0001867096-24-000043 · wk-form4_1712865937.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,380

F1 · kind: Keveyis Sales 2023 Milestone achieved resulting in the settlement of the related Contingent Value Right ("CVR") in shares of Xeris Biopharma Holdings, Inc. (the "Company")'s Common Stock.

F2 · shares: The reporting person's right to receive additional shares pursuant to this earn-out right became fixed and irrevocable on October 5, 2021, the effective time of the Merger (as defined below), pursuant to the transaction agreement dated as of May 24, 2021 by and among Xeris Pharmaceuticals, Inc. ("Xeris"), Strongbridge Biopharma plc ("Strongbridge"), the Issuer ("HoldCo") and Wells MergerSub, Inc., a wholly owned subsidiary of HoldCo ("MergerSub"), where HoldCo acquired the entire issued and to be issued ordinary share capital of Strongbridge, and MergerSub merged with and into Xeris, with Xeris continuing as the surviving corporation and wholly owned subsidiary of HoldCo (the "Merger").

F3 · price: The number of shares of Common Stock for the CVR is equal to the product (A) $0.25 divided by the volume weighted average price for the Company's Common Stock as reported by Nasdaq for the ten (10) Trading Days immediately prior to October 5, 2021 and (B) the number of CVRs held by the holder as reflected on the CVR Register.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 21:09 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 PurchaseCommon Stock 5,400 $1.87 $10,098.00
Disclosure

SEC source: 0001867096-23-000154 · wk-form4_1701292127.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JEFFREY W SHERMAN LIVING TRUST U/A DTD 03/21/2001

Disclosed balance after: 5,400

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 9,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 17

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,200 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F16 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

F16 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2026.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 4,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 16

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,599 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

F15 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 4,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 15

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,599 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F15 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

F15 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2025 and the remaining shares vest on January 5, 2026.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 19,044 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 14

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 19,044 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F14 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

F14 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 11,426 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 13

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,426 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F14 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

F14 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2025.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 3,809 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 12

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,809 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F13 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

F13 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest 2/3rd on January 5, 2024 and the remaining shares vest on January 5, 2025.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 27,942 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 11

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 27,942 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

F11 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 4,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 10

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,654 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

F11 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerPerformance Restricted Stock Units · Derivative 12,226 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 9

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,226 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F12 · price: Reflects the disposition of Issuer's restricted stock unit awards with performance-based vesting or delivery requirements (each, a "PSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding PSU (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (i) the total number of Ordinary Shares issuable in settlement of such PSU (as determined in accordance with the Transaction Agreement) multiplied by (ii) the Consideration.

F11 · derivative.exercise_date: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

F11 · derivative.expiration_date: The Ordinary Shares subject to the PSUs vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerRestricted Stock Units · Derivative 18,397 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 8

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 18,397 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs, (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F10 · derivative.exercise_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

F10 · derivative.expiration_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerRestricted Stock Units · Derivative 12,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 7

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,696 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs, (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F9 · derivative.exercise_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

F9 · derivative.expiration_date: The Ordinary Shares subject to the RSUs vest 1/3rd annually on each anniversary of January 5, 2022.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerRestricted Stock Units · Derivative 9,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 6

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,314 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU (as defined in footnote 8 to this Form 4) and PSU (as defined in footnote 12 to this Form 4) represents a contingent right to receive one Ordinary Share of the Issuer.

F8 · price: Reflects the disposition of Issuer's restricted stock unit awards, excluding PSUs, (each, a "RSU") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding RSU (whether or not vested) was assumed and converted into a restricted stock unit (each, a "Parent RSU") denominated in shares of Parent's common stock. The number of shares of Parent's common stock subject to each such Parent RSU was equal to the product (rounded down to the nearest whole number) of (y) the number of shares of Ordinary Shares subject to the RSU immediately prior to the Effective Time multiplied by (z) the ratio equal to (1) the Consideration divided by (2) the volume weighted average of the per share closing price of Parent's common stock on the Nasdaq for five (5) trading days ending on the second business day prior to the completion of the Scheme.

F7 · derivative.exercise_date: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

F7 · derivative.expiration_date: The Ordinary Shares subject to the RSUs vest on January 5, 2024.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerStock Option (Right to Buy) · Derivative 164,469 Not disclosed Strike: $22.14 Not disclosed
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · derivative · entry 5

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 164,469 shares

Expires 2025-03-23

F5 · price: Reflects the disposition of Issuer's options to purchase Ordinary Shares (each, an "Option") as contemplated by the Transaction Agreement. Pursuant to the Transaction Agreement, at the Effective Time, each outstanding Option (whether or not vested) was canceled and converted into the right to receive cash, without interest, in an amount equal to (a) the total number of Ordinary Shares subject to such Option, multiplied by (b) the excess of (i) the Consideration over (ii) the exercise price payable per Ordinary Share under such Option.

F4 · derivative.exercise_date: The Option (as defined in footnote 5 to this Form 4) is fully vested.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerOrdinary Shares 45,352 $116.50 $5,283,508.00
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · nonDerivative · entry 4

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerOrdinary Shares 80,944 $116.50 $9,429,976.00
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · nonDerivative · entry 3

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F3 · ownership.nature: The Ordinary Shares are held in the Jeffrey W. Sherman Living Trust.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerOrdinary Shares 105,808 $116.50 $12,326,632.00
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

F2 · ownership.nature: The Ordinary Shares are held in the name of the Jeffrey W. Sherman 2020 Gift Trust, of which the reporting person's spouse is the Trustee.

Read SEC document
October 06, 2023 Filed Oct 6, 2023 17:48 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Disposition to issuerOrdinary Shares 2,655 $116.50 $309,307.50
Disclosure

SEC source: 0001209191-23-052358 · doc4.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects the disposition of ordinary shares of Horizon Therapeutics plc ("Issuer"), nominal value $0.0001 per share ("Ordinary Shares"), in connection with the consummation of the transactions contemplated by the Transaction Agreement (the "Transaction Agreement"), dated as of December 11, 2022, by and among Issuer, Amgen Inc. ("Parent"), and Pillartree Limited, a wholly owned subsidiary of Parent ("Acquirer Sub"), including the consummation of a scheme of arrangement under Chapter 1 of Part 9 of the Companies Act 2014 of Ireland (the "Scheme") pursuant to which Acquirer Sub acquired Issuer. Pursuant to the Transaction Agreement, on October 6, 2023, the effective time of the Scheme (the "Effective Time"), each outstanding Ordinary Share was converted into $116.50 in cash (the "Consideration").

Read SEC document
October 03, 2023 Filed Oct 5, 2023 20:33 UTC Larimar Therapeutics, Inc. LRMR · Entity 5634 GrantStock Option (Right to Buy) · Derivative 16,600 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001062993-23-019067 · form4.xml · derivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2033-10-03

F1 · derivative.exercise_date: The option vests in equal monthly installments over 36 months commencing on November 3, 2023, subject to the Reporting Person's continued service on the Board of Directors of the Company through each applicable vesting date.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 16:15 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GiftOrdinary Shares 2,165 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048609 · doc4.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 80,944

F1 · ownership.nature: The shares are held in the Jeffrey W. Sherman Living Trust.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 20:52 UTC Xeris Biopharma Holdings, Inc. XERS · Entity 4670 GrantCommon Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001867096-23-000091 · wk-form4_1686171118.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,878

F1 · shares: These shares were acquired pursuant to a restricted stock unit award under the Company's 2018 Stock Option and Incentive Plan. Each restricted stock represents a contingent right to receive one share of the Company's common stock. These shares shall vest in full upon the earlier to occur of June 7, 2024 or the date of the Company's next annual meeting of stockholders.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:21 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GiftOrdinary Shares 33,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003738 · doc4.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 83,109

F1 · ownership.nature: The shares are held in the Jeffrey W. Sherman Living Trust.

Read SEC document
January 17, 2023 Filed Jan 18, 2023 16:21 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GiftOrdinary Shares 33,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003738 · doc4.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,376

Read SEC document
January 11, 2023 Filed Jan 12, 2023 16:29 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 3,368 $113.10 $380,920.80
Disclosure

SEC source: 0001209191-23-003146 · doc4.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,171

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:29 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 3,368 $113.05 $380,752.40
Disclosure

SEC source: 0001209191-23-003146 · doc4.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,539

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.

Read SEC document
January 06, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 SaleOrdinary Shares 5,187 $113.29 $587,635.23
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · nonDerivative · entry 3

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 49,314

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.

F3 · ownership.nature: The shares are held in the Jeffrey W. Sherman Living Trust.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSUs) · Derivative 9,318 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 13

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

Underlying: Ordinary Shares · 9,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F10 · derivative.exercise_date: The remaining ordinary shares subject to the PSU vest on January 5, 2024.

F10 · derivative.expiration_date: The remaining ordinary shares subject to the PSU vest on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSUs) · Derivative 4,834 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 12

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F9 · derivative.exercise_date: The ordinary shares subject to the PSUs vested on January 5, 2023.

F9 · derivative.expiration_date: The ordinary shares subject to the PSUs vested on January 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSUs) · Derivative 1,966 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 11

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F9 · derivative.exercise_date: The ordinary shares subject to the PSUs vested on January 5, 2023.

F9 · derivative.expiration_date: The ordinary shares subject to the PSUs vested on January 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSUs) · Derivative 7,257 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 10

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F9 · derivative.exercise_date: The ordinary shares subject to the PSUs vested on January 5, 2023.

F9 · derivative.expiration_date: The ordinary shares subject to the PSUs vested on January 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 6,348 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 9

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,696

Underlying: Ordinary Shares · 6,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F8 · derivative.exercise_date: The remaining ordinary shares subject to the RSU vest ratably on January 5, 2024 and January 5, 2025.

F8 · derivative.expiration_date: The remaining ordinary shares subject to the RSU vest ratably on January 5, 2024 and January 5, 2025.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 9,314 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 8

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,314

Underlying: Ordinary Shares · 9,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F7 · derivative.exercise_date: The remaining ordinary shares subject to the RSU vest on January 5, 2024.

F7 · derivative.expiration_date: The remaining ordinary shares subject to the RSU vest on January 5, 2024.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionRestricted Stock Units (RSUs) · Derivative 12,095 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 7

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 12,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F6 · derivative.exercise_date: The final tranche of ordinary shares subject to the RSU vested on January 5, 2023.

F6 · derivative.expiration_date: The final tranche of ordinary shares subject to the RSU vested on January 5, 2023.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 22,655 $113.24 $2,565,452.20
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,907

Read SEC document
January 05, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 51,132 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 17:54 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantRestricted Stock Units (RSUs) · Derivative 18,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002439 · doc4.xml · derivative · entry 6

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,397

Underlying: Ordinary Shares · 18,397 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.

F5 · derivative.exercise_date: The RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

F5 · derivative.expiration_date: The RSUs vest 1/3rd annually on each anniversary of January 5, 2023.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:27 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionPerformance Restricted Stock Units (PSUs) · Derivative 21,772 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000939 · doc4.xml · derivative · entry 6

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 21,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The ordinary shares subject to the PSUs vested on January 1, 2023.

F4 · derivative.expiration_date: The ordinary shares subject to the PSUs vested on January 1, 2023.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:27 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Tax withholdingOrdinary Shares 9,717 $113.80 $1,105,794.60
Disclosure

SEC source: 0001209191-23-000939 · doc4.xml · nonDerivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,430

Read SEC document
January 01, 2023 Filed Jan 4, 2023 16:27 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 Exercise / conversionOrdinary Shares 21,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-000939 · doc4.xml · nonDerivative · entry 1

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 16:31 UTC Horizon Therapeutics Public Ltd Co HZNP · Entity 109157 GrantPerformance Restricted Stock Units (PSUs) · Derivative 13,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-062917 · doc4.xml · derivative · entry 2

SHERMAN JEFFREY W · CIK 0001230482 · EVP and Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,972

Underlying: Ordinary Shares · 13,972 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one ordinary share of the Issuer.

F3 · kind: On January 4, 2021, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. Two-thirds of the ordinary shares subject to the PSUs vest on January 5, 2023 and the remaining one-third of the ordinary shares vest on January 5, 2024.

F3 · derivative.exercise_date: On January 4, 2021, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. Two-thirds of the ordinary shares subject to the PSUs vest on January 5, 2023 and the remaining one-third of the ordinary shares vest on January 5, 2024.

F3 · derivative.expiration_date: On January 4, 2021, the reporting person was granted performance-based restricted stock units (PSUs) of the Issuer, which vest upon the satisfaction of certain performance criteria. On December 27, 2022, such performance criteria were met. Two-thirds of the ordinary shares subject to the PSUs vest on January 5, 2023 and the remaining one-third of the ordinary shares vest on January 5, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.