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person · Reporting owner

Hearne Michael S

Disclosed activity across 3 companies

Tapewire entity
45594
SEC CIK
0001759910

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aurinia Pharmaceuticals Inc.AUPH · Entity 4463Chief Financial OfficerMay 18, 2026May 20, 2026
Odonate Therapeutics, Inc.ODT · Entity 132524Chief Financial OfficerNovember 17, 2021November 19, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aurinia Pharmaceuticals Inc.

Report date May 18, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect116,144 Reported balance After 2026-05-18 transaction · row 1
1 source row

Row 1 · 2026-05-18 · Grant · Acquired 116,144 · Balance 116,144

F1: Each performance stock unit ("PSU") represents a contingent right to receive one common share of the Issuer. 46,820 PSUs vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement. 69,324 PSUs vest in two tranches at the three and five year anniversary date of grant if the Issuer's common shares achieve target prices that represent significant increases from the share price on date of grant before the respective vesting date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.28 · Expires 2036-05-18Direct70,230 Reported balance After 2026-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-18 · Grant · Acquired 70,230 · Balance 70,230

F2: 33% vest on the 1-year anniversary of the grant date, and the remaining 67% vest equally in monthly installments over the following 2 years.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance stock unit ("PSU") represents a contingent right to receive one common share of the Issuer. 46,820 PSUs vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement. 69,324 PSUs vest in two tranches at the three and five year anniversary date of grant if the Issuer's common shares achieve target prices that represent significant increases from the share price on date of grant before the respective vesting date.

F2: 33% vest on the 1-year anniversary of the grant date, and the remaining 67% vest equally in monthly installments over the following 2 years.

Odonate Therapeutics, Inc.

Report date November 17, 2021 · Filed November 19, 2021

Jointly reported with TANG KEVIN, TANG CAPITAL PARTNERS LP, TANG CAPITAL MANAGEMENT LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy LP12,767,435 Last balance in matching sequence After 2021-11-19 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rows

Row 1 · 2021-11-17 · Sale · Disposed 468,849 · Balance 15,045,717

F1: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.01 to $3.01. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 9 herein.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 2 · 2021-11-17 · Sale · Disposed 31,151 · Balance 15,014,566

F3: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.005.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 3 · 2021-11-17 · Sale · Disposed 500,000 · Balance 14,514,566

F4: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.07.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 4 · 2021-11-17 · Sale · Disposed 287,577 · Balance 14,226,989

F5: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.33.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 5 · 2021-11-18 · Sale · Disposed 212,423 · Balance 14,014,566

F6: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.16.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 6 · 2021-11-18 · Sale · Disposed 500,000 · Balance 13,514,566

F7: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 7 · 2021-11-18 · Sale · Disposed 381,842 · Balance 13,132,724

F8: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.001.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 8 · 2021-11-19 · Sale · Disposed 365,289 · Balance 12,767,435

F9: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.985.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Filing footnotes · ownership attribution and instrument terms

F1: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.01 to $3.01. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 9 herein.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F3: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.005.

F4: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.07.

F5: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.33.

F6: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.16.

F7: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99.

F8: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.001.

F9: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.985.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LA JOLLA PHARMACEUTICAL CO

Report date August 22, 2022 · Filed August 24, 2022

Section 16 reporting ended · disclosed 2022-08-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.63Direct0 Reported balance After 2022-08-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-08-22 · Disposition to issuer · Disposed 1,675 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.46Direct0 Reported balance After 2022-08-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-22 · Disposition to issuer · Disposed 169 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.09Direct0 Reported balance After 2022-08-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-08-22 · Disposition to issuer · Disposed 185 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27Direct0 Reported balance After 2022-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-08-22 · Disposition to issuer · Disposed 177 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.37Direct0 Reported balance After 2022-08-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-08-22 · Disposition to issuer · Disposed 173 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.08Direct0 Reported balance After 2022-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-08-22 · Disposition to issuer · Disposed 185 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.20Direct0 Reported balance After 2022-08-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-08-22 · Disposition to issuer · Disposed 236 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.19Direct0 Reported balance After 2022-08-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-08-22 · Disposition to issuer · Disposed 236 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Series C-1 (2) Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBY LP0 Reported balance After 2022-08-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-08-22 · Other · Disposed 3,519.315 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each share of Series C-12 Convertible Preferred Stock was converted into the right to receive an amount in cash equal to 1,724.04 times the Offer Price.

F3: The Shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Tang Capital Management, LLC ("TCM") is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as the Chief Financial Officer of TCM. Mr. Hearne has a pecuniary interest in the shares beneficially held by TCP.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

F3: The Shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Tang Capital Management, LLC ("TCM") is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as the Chief Financial Officer of TCM. Mr. Hearne has a pecuniary interest in the shares beneficially held by TCP.

F4: Pursuant to the Merger Agreement, at the Effective Time, each share of Series C-12 Convertible Preferred Stock was converted into the right to receive an amount in cash equal to 1,724.04 times the Offer Price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2021 Filed Aug 3, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 201 $3.07 $616.77
Disclosure

SEC source: 0001209191-21-049386 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646

F1 · kind: These shares were acquired on 7/30/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
July 15, 2021 Filed Jul 19, 2021 18:57 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 193 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001209191-21-047252 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193

Underlying: Common Stock · 193 shares

Expires 2031-07-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 18:57 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 193 $3.20 $616.83
Disclosure

SEC source: 0001209191-21-047252 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,445

F1 · kind: These shares were acquired on 7/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:35 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 170 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001209191-21-045200 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Stock · 170 shares

Expires 2031-06-30

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:35 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 170 $3.64 $618.46
Disclosure

SEC source: 0001209191-21-045200 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,252

F1 · kind: These shares were acquired on 6/30/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:34 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 148 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001209191-21-041585 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148

Underlying: Common Stock · 148 shares

Expires 2031-06-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:34 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 148 $4.17 $616.42
Disclosure

SEC source: 0001209191-21-041585 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,082

F1 · kind: These shares were acquired on 6/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
June 01, 2021 Filed Jun 1, 2021 18:42 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 43,734 $4.53 $198,014.43
Disclosure

SEC source: 0001209191-21-036939 · doc4.xml · nonDerivative · entry 4

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 10,049,224

F5 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $4.35 to $4.65.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 18:42 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 15,358 $4.29 $65,916.54
Disclosure

SEC source: 0001209191-21-036939 · doc4.xml · nonDerivative · entry 3

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 10,005,490

F4 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $4.22 to $4.37.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 17:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 169 $0.00 Strike: $4.30 $0.00
Disclosure

SEC source: 0001209191-21-037295 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169

Underlying: Common Stock · 169 shares

Expires 2031-05-28

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 17:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 169 $3.66 $617.70
Disclosure

SEC source: 0001209191-21-037295 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,934

F1 · kind: These shares were acquired on 5/28/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:42 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 184,642 $4.47 $825,977.52
Disclosure

SEC source: 0001209191-21-036939 · doc4.xml · nonDerivative · entry 2

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,990,132

F3 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $4.40 to $4.50.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:42 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 1,286 $4.50 $5,784.94
Disclosure

SEC source: 0001209191-21-036939 · doc4.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,805,490

F1 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $4.49 to $4.50. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in footnotes 1 and 3 through 5 herein.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
May 26, 2021 Filed May 26, 2021 16:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 166,932 $4.26 $710,763.07
Disclosure

SEC source: 0001209191-21-035962 · doc4.xml · nonDerivative · entry 4

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,804,204

F5 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $3.77 to $4.50.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
May 25, 2021 Filed May 26, 2021 16:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 31,782 $3.83 $121,874.44
Disclosure

SEC source: 0001209191-21-035962 · doc4.xml · nonDerivative · entry 3

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,637,272

F4 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $3.73 to $3.89.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
May 25, 2021 Filed May 26, 2021 16:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 95,597 $3.77 $360,859.56
Disclosure

SEC source: 0001209191-21-035962 · doc4.xml · nonDerivative · entry 2

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,605,490

F3 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $3.67 to $3.90.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
May 24, 2021 Filed May 26, 2021 16:56 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 PurchaseCommon Stock 104,403 $3.68 $384,234.36
Disclosure

SEC source: 0001209191-21-035962 · doc4.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,509,893

F1 · price: The prices reported in Column 4 are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $3.425 to $3.80. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in footnotes 1 and 3 through 5 herein.

F2 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F2 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:26 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 193 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001209191-21-033820 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193

Underlying: Common Stock · 193 shares

Expires 2031-05-14

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:26 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 193 $3.20 $616.83
Disclosure

SEC source: 0001209191-21-033820 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,765

F1 · kind: These shares were acquired on 5/14/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 30, 2021 Filed May 4, 2021 20:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 163 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-21-030127 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Common Stock · 163 shares

Expires 2031-04-30

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 163 $3.77 $615.16
Disclosure

SEC source: 0001209191-21-030127 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,572

F1 · kind: These shares were acquired on 4/30/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:38 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 173 $0.00 Strike: $4.18 $0.00
Disclosure

SEC source: 0001209191-21-027480 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

Underlying: Common Stock · 173 shares

Expires 2031-04-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:38 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 173 $3.55 $614.67
Disclosure

SEC source: 0001209191-21-027480 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

F1 · kind: These shares were acquired on 4/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:35 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 172 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001209191-21-024834 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172

Underlying: Common Stock · 172 shares

Expires 2031-03-31

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:35 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 172 $3.60 $619.89
Disclosure

SEC source: 0001209191-21-024834 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662

F1 · kind: These shares were acquired on 3/31/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:43 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 127 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001209191-21-021375 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Stock · 127 shares

Expires 2031-03-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:43 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 127 $4.85 $616.39
Disclosure

SEC source: 0001209191-21-021375 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,490

F1 · kind: These shares were acquired on 3/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:04 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantEmployee Stock Option (Right to Buy) · Derivative 37 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001209191-21-021302 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37

Underlying: Common Stock · 37 shares

Expires 2031-03-15

F3 · derivative.exercise_date: The stock options vest and become exercisable as follows: (i) 50% on the date of U.S. Food and Drug Administration ("FDA") approval of tesetaxel, Odonate's investigational product; (ii) 25% on the first anniversary of FDA approval of tesetaxel; and (iii) 25% on the second anniversary of FDA approval of tesetaxel. Vesting is subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 16:04 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantCommon Stock 37 $16.22 $600.14
Disclosure

SEC source: 0001209191-21-021302 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

F1 · kind: These shares were acquired on 03/15/2021 through the Odonate Therapeutics, Inc. 2017 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:36 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 139 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001209191-21-016030 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

Underlying: Common Stock · 139 shares

Expires 2031-02-26

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:36 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 139 $4.45 $619.11
Disclosure

SEC source: 0001209191-21-016030 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,363

F1 · kind: These shares were acquired on 2/26/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:03 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantEmployee Stock Option (Right to Buy) · Derivative 34 $0.00 Strike: $21.05 $0.00
Disclosure

SEC source: 0001209191-21-015827 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34

Underlying: Common Stock · 34 shares

Expires 2031-02-26

F3 · derivative.exercise_date: The stock options vest and become exercisable as follows: (i) 50% on the date of U.S. Food and Drug Administration ("FDA") approval of tesetaxel, Odonate's investigational product; (ii) 25% on the first anniversary of FDA approval of tesetaxel; and (iii) 25% on the second anniversary of FDA approval of tesetaxel. Vesting is subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 16:03 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantCommon Stock 34 $17.89 $608.26
Disclosure

SEC source: 0001209191-21-015827 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583

F1 · kind: These shares were acquired on 02/26/2021 through the Odonate Therapeutics, Inc. 2017 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:07 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantEmployee Stock Option (Right to Buy) · Derivative 28 $0.00 Strike: $24.93 $0.00
Disclosure

SEC source: 0001209191-21-011245 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28

Underlying: Common Stock · 28 shares

Expires 2031-02-12

F3 · derivative.exercise_date: The stock options vest and become exercisable as follows: (i) 50% on the date of U.S. Food and Drug Administration ("FDA") approval of tesetaxel, Odonate's investigational product; (ii) 25% on the first anniversary of FDA approval of tesetaxel; and (iii) 25% on the second anniversary of FDA approval of tesetaxel. Vesting is subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:07 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantCommon Stock 28 $21.19 $593.32
Disclosure

SEC source: 0001209191-21-011245 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549

F1 · kind: These shares were acquired on 02/12/2021 through the Odonate Therapeutics, Inc. 2017 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 12, 2021 Filed Feb 18, 2021 16:24 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 535 $0.00 Strike: $6.71 $0.00
Disclosure

SEC source: 0000920465-21-000008 · wf-form4_161368346317711.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Underlying: Common Stock · 535 shares

Expires 2031-02-12

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 12, 2021 Filed Feb 18, 2021 16:24 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 535 $5.70 $3,051.37
Disclosure

SEC source: 0000920465-21-000008 · wf-form4_161368346317711.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,224

F1 · kind: These shares were acquired on 2/12/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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January 29, 2021 Filed Feb 2, 2021 17:21 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 118 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000920465-21-000006 · wf-form4_161230444350212.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118

Underlying: Common Stock · 118 shares

Expires 2031-01-29

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

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January 29, 2021 Filed Feb 2, 2021 17:21 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 118 $5.20 $613.84
Disclosure

SEC source: 0000920465-21-000006 · wf-form4_161230444350212.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,689

F1 · kind: These shares were acquired on 1/29/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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January 29, 2021 Filed Feb 2, 2021 16:10 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantEmployee Stock Option (Right to Buy) · Derivative 31 $0.00 Strike: $23.11 $0.00
Disclosure

SEC source: 0001209191-21-006727 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31

Underlying: Common Stock · 31 shares

Expires 2031-01-29

F3 · derivative.exercise_date: The stock options vest and become exercisable as follows: (i) 50% on the date of U.S. Food and Drug Administration ("FDA") approval of tesetaxel, Odonate's investigational product; (ii) 25% on the first anniversary of FDA approval of tesetaxel; and (iii) 25% on the second anniversary of FDA approval of tesetaxel. Vesting is subject to the Reporting Person's continued service to the Issuer through each vesting date.

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January 29, 2021 Filed Feb 2, 2021 16:10 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantCommon Stock 31 $19.64 $608.84
Disclosure

SEC source: 0001209191-21-006727 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

F1 · kind: These shares were acquired on 01/29/2021 through the Odonate Therapeutics, Inc. 2017 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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January 15, 2021 Filed Jan 20, 2021 16:57 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 136 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0000920465-21-000002 · wf-form4_161117985734515.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136

Underlying: Common Stock · 136 shares

Expires 2031-01-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

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January 15, 2021 Filed Jan 20, 2021 16:57 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 136 $4.55 $618.46
Disclosure

SEC source: 0000920465-21-000002 · wf-form4_161117985734515.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094

F1 · kind: These shares were acquired on 1/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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January 15, 2021 Filed Jan 20, 2021 16:01 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantEmployee Stock Option (Right to Buy) · Derivative 35 $0.00 Strike: $19.99 $0.00
Disclosure

SEC source: 0001209191-21-004251 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

Underlying: Common Stock · 35 shares

Expires 2031-01-15

F3 · derivative.exercise_date: The stock options vest and become exercisable as follows: (i) 50% on the date of U.S. Food and Drug Administration ("FDA") approval of tesetaxel, Odonate's investigational product; (ii) 25% on the first anniversary of FDA approval of tesetaxel; and (iii) 25% on the second anniversary of FDA approval of tesetaxel. Vesting is subject to the Reporting Person's continued service to the Issuer through each vesting date.

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January 15, 2021 Filed Jan 20, 2021 16:01 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantCommon Stock 35 $16.99 $594.65
Disclosure

SEC source: 0001209191-21-004251 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490

F1 · kind: These shares were acquired on 01/15/2021 through the Odonate Therapeutics, Inc. 2017 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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January 15, 2021 Filed Feb 2, 2021 17:20 UTC Amendment LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 136 $4.55 $618.46
Disclosure

SEC source: 0000920465-21-000005 · wf-form4a_161230438355385.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,571

F1 · kind: These shares were acquired on 1/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · balance_after: This is adjusted to 2,571 from 1,094 in Form 4 filed on 1/20/21

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December 31, 2020 Filed Jan 5, 2021 16:32 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 171 $0.00 Strike: $3.88 $0.00
Disclosure

SEC source: 0000920465-21-000001 · wf-form4_160988231815243.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2030-12-31

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

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December 31, 2020 Filed Jan 5, 2021 16:32 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 171 $3.30 $563.96
Disclosure

SEC source: 0000920465-21-000001 · wf-form4_160988231815243.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958

F1 · kind: These shares were acquired on 12/31/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:06 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantEmployee Stock Option (Right to Buy) · Derivative 350 $0.00 Strike: $19.20 $0.00
Disclosure

SEC source: 0001209191-21-000943 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Underlying: Common Stock · 350 shares

Expires 2030-12-31

F3 · derivative.exercise_date: The stock options vest and become exercisable as follows: (i) 50% on the date of U.S. Food and Drug Administration ("FDA") approval of tesetaxel, Odonate's investigational product; (ii) 25% on the first anniversary of FDA approval of tesetaxel; and (iii) 25% on the second anniversary of FDA approval of tesetaxel. Vesting is subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:06 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 GrantCommon Stock 350 $16.32 $5,712.00
Disclosure

SEC source: 0001209191-21-000943 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,455

F1 · kind: These shares were acquired on 12/31/2020 through the Odonate Therapeutics, Inc. 2017 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.