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person · Reporting owner

Hearne Michael S

Disclosed activity across 3 companies

Tapewire entity
45594
SEC CIK
0001759910

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aurinia Pharmaceuticals Inc.AUPH · Entity 4463Chief Financial OfficerMay 18, 2026May 20, 2026
Odonate Therapeutics, Inc.ODT · Entity 132524Chief Financial OfficerNovember 17, 2021November 19, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aurinia Pharmaceuticals Inc.

Report date May 18, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect116,144 Reported balance After 2026-05-18 transaction · row 1
1 source row

Row 1 · 2026-05-18 · Grant · Acquired 116,144 · Balance 116,144

F1: Each performance stock unit ("PSU") represents a contingent right to receive one common share of the Issuer. 46,820 PSUs vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement. 69,324 PSUs vest in two tranches at the three and five year anniversary date of grant if the Issuer's common shares achieve target prices that represent significant increases from the share price on date of grant before the respective vesting date.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.28 · Expires 2036-05-18Direct70,230 Reported balance After 2026-05-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-18 · Grant · Acquired 70,230 · Balance 70,230

F2: 33% vest on the 1-year anniversary of the grant date, and the remaining 67% vest equally in monthly installments over the following 2 years.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance stock unit ("PSU") represents a contingent right to receive one common share of the Issuer. 46,820 PSUs vest in four tranches upon the Issuer's common shares achieving four progressively higher target prices, with respective one year retention periods per tranche achievement. 69,324 PSUs vest in two tranches at the three and five year anniversary date of grant if the Issuer's common shares achieve target prices that represent significant increases from the share price on date of grant before the respective vesting date.

F2: 33% vest on the 1-year anniversary of the grant date, and the remaining 67% vest equally in monthly installments over the following 2 years.

Odonate Therapeutics, Inc.

Report date November 17, 2021 · Filed November 19, 2021

Jointly reported with TANG KEVIN, TANG CAPITAL PARTNERS LP, TANG CAPITAL MANAGEMENT LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy LP12,767,435 Last balance in matching sequence After 2021-11-19 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rows

Row 1 · 2021-11-17 · Sale · Disposed 468,849 · Balance 15,045,717

F1: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.01 to $3.01. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 9 herein.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 2 · 2021-11-17 · Sale · Disposed 31,151 · Balance 15,014,566

F3: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.005.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 3 · 2021-11-17 · Sale · Disposed 500,000 · Balance 14,514,566

F4: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.07.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 4 · 2021-11-17 · Sale · Disposed 287,577 · Balance 14,226,989

F5: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.33.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 5 · 2021-11-18 · Sale · Disposed 212,423 · Balance 14,014,566

F6: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.16.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 6 · 2021-11-18 · Sale · Disposed 500,000 · Balance 13,514,566

F7: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 7 · 2021-11-18 · Sale · Disposed 381,842 · Balance 13,132,724

F8: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.001.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Row 8 · 2021-11-19 · Sale · Disposed 365,289 · Balance 12,767,435

F9: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.985.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Filing footnotes · ownership attribution and instrument terms

F1: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.01 to $3.01. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 9 herein.

F2: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F3: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.005.

F4: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.07.

F5: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.33.

F6: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.16.

F7: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99.

F8: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.001.

F9: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.985.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LA JOLLA PHARMACEUTICAL CO

Report date August 22, 2022 · Filed August 24, 2022

Section 16 reporting ended · disclosed 2022-08-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.63Direct0 Reported balance After 2022-08-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-08-22 · Disposition to issuer · Disposed 1,675 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.46Direct0 Reported balance After 2022-08-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-08-22 · Disposition to issuer · Disposed 169 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.09Direct0 Reported balance After 2022-08-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-08-22 · Disposition to issuer · Disposed 185 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.27Direct0 Reported balance After 2022-08-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-08-22 · Disposition to issuer · Disposed 177 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.37Direct0 Reported balance After 2022-08-22 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-08-22 · Disposition to issuer · Disposed 173 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.08Direct0 Reported balance After 2022-08-22 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-08-22 · Disposition to issuer · Disposed 185 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.20Direct0 Reported balance After 2022-08-22 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-08-22 · Disposition to issuer · Disposed 236 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.19Direct0 Reported balance After 2022-08-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-08-22 · Disposition to issuer · Disposed 236 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

Series C-1 (2) Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectBY LP0 Reported balance After 2022-08-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-08-22 · Other · Disposed 3,519.315 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each share of Series C-12 Convertible Preferred Stock was converted into the right to receive an amount in cash equal to 1,724.04 times the Offer Price.

F3: The Shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Tang Capital Management, LLC ("TCM") is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as the Chief Financial Officer of TCM. Mr. Hearne has a pecuniary interest in the shares beneficially held by TCP.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 10, 2022, by and among the Issuer, Innoviva, Inc., a Delaware corporation ("Parent"), and Innoviva Acquisition Sub, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent ("Purchaser"), to which Purchaser completed a tender offer for shares of common stock of the Issuer, $0.0001 par value per share (each, a "Share"), and thereafter merged with and into the Issuer (the "Merger") effective as of August 22, 2022 (the "Effective Time").

F2: (Continued from Footnote 1) Pursuant to the terms of the Merger Agreement, immediately prior to the Effective Time, each option to purchase Shares granted under an Issuer equity plan (each, an "Issuer Stock Option") that was outstanding and unexercised was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Offer Price over the exercise price payable per Share with respect to such Issuer Stock Option.

F3: The Shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Tang Capital Management, LLC ("TCM") is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as the Chief Financial Officer of TCM. Mr. Hearne has a pecuniary interest in the shares beneficially held by TCP.

F4: Pursuant to the Merger Agreement, at the Effective Time, each share of Series C-12 Convertible Preferred Stock was converted into the right to receive an amount in cash equal to 1,724.04 times the Offer Price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2022 Filed Jun 2, 2022 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 189 $3.41 $644.21
Disclosure

SEC source: 0001209191-22-033597 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,714

F1 · kind: These shares were acquired on 5/31/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 13, 2022 Filed May 17, 2022 17:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 188 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001209191-22-029751 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188

Underlying: Common Stock · 188 shares

Expires 2032-05-13

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 13, 2022 Filed May 17, 2022 17:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 188 $3.41 $640.80
Disclosure

SEC source: 0001209191-22-029751 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,525

F1 · kind: These shares were acquired on 5/13/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 29, 2022 Filed May 3, 2022 17:00 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 185 $0.00 Strike: $4.08 $0.00
Disclosure

SEC source: 0001209191-22-026783 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

Underlying: Common Stock · 185 shares

Expires 2032-04-29

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 29, 2022 Filed May 3, 2022 17:00 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 185 $3.47 $641.58
Disclosure

SEC source: 0001209191-22-026783 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,337

F1 · kind: These shares were acquired on 4/29/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 14, 2022 Filed Apr 18, 2022 18:31 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 173 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0001209191-22-024634 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

Underlying: Common Stock · 173 shares

Expires 2032-04-14

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 14, 2022 Filed Apr 18, 2022 18:31 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 173 $3.71 $642.61
Disclosure

SEC source: 0001209191-22-024634 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,152

F1 · kind: These shares were acquired on 4/14/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 31, 2022 Filed Apr 4, 2022 17:38 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 177 $0.00 Strike: $4.27 $0.00
Disclosure

SEC source: 0001209191-22-022587 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Stock · 177 shares

Expires 2032-03-31

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 17:38 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 177 $3.63 $642.42
Disclosure

SEC source: 0001209191-22-022587 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,979

F1 · kind: These shares were acquired on 3/31/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:04 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 190 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-22-019899 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190

Underlying: Common Stock · 190 shares

Expires 2032-03-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:04 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 190 $3.37 $639.54
Disclosure

SEC source: 0001209191-22-019899 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,802

F1 · kind: These shares were acquired on 3/15/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 28, 2022 Filed Mar 2, 2022 17:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 185 $0.00 Strike: $4.09 $0.00
Disclosure

SEC source: 0001209191-22-014875 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

Underlying: Common Stock · 185 shares

Expires 2032-02-28

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 17:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 185 $3.48 $643.15
Disclosure

SEC source: 0001209191-22-014875 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,612

F1 · kind: These shares were acquired on 2/28/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 169 $0.00 Strike: $4.46 $0.00
Disclosure

SEC source: 0001209191-22-010852 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169

Underlying: Common Stock · 169 shares

Expires 2032-02-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 169 $3.79 $640.68
Disclosure

SEC source: 0001209191-22-010852 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,427

F1 · kind: These shares were acquired on 2/15/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 19:19 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 1,675 $0.00 Strike: $4.63 $0.00
Disclosure

SEC source: 0001209191-22-006559 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 1,675 shares

Expires 2032-01-31

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 19:19 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 1,675 $3.94 $6,591.96
Disclosure

SEC source: 0001209191-22-006559 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,258

F1 · kind: These shares were acquired on 1/31/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:26 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 148 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001209191-22-003889 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148

Underlying: Common Stock · 148 shares

Expires 2032-01-14

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 20:26 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 148 $4.18 $618.94
Disclosure

SEC source: 0001209191-22-003889 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,583

F1 · kind: These shares were acquired on 1/14/2022 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 12, 2022 Filed Jan 14, 2022 18:27 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 78,552 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001209191-22-003385 · doc4.xml · derivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,552

Underlying: Common Stock · 78,552 shares

Expires 2032-01-12

F1 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 157 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0001209191-22-000956 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157

Underlying: Common Stock · 157 shares

Expires 2031-12-30

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 157 $3.92 $615.20
Disclosure

SEC source: 0001209191-22-000956 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,435

F1 · kind: These shares were acquired on 12/30/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:58 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 173 $0.00 Strike: $4.21 $0.00
Disclosure

SEC source: 0001209191-21-070378 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173

Underlying: Common Stock · 173 shares

Expires 2031-12-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:58 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 173 $3.58 $619.08
Disclosure

SEC source: 0001209191-21-070378 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,278

F1 · kind: These shares were acquired on 12/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 01, 2021 Filed Dec 1, 2021 19:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 SaleCommon Stock 41,290 $3.66 $151,303.08
Disclosure

SEC source: 0001209191-21-067347 · doc4.xml · nonDerivative · entry 5

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,607,934

F7 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $3.60 to $3.75

F3 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F3 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 19:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 SaleCommon Stock 136,255 $3.76 $512,128.04
Disclosure

SEC source: 0001209191-21-067347 · doc4.xml · nonDerivative · entry 4

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,649,224

F6 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.89.

F3 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F3 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 19:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 SaleCommon Stock 63,745 $3.95 $251,544.14
Disclosure

SEC source: 0001209191-21-067347 · doc4.xml · nonDerivative · entry 3

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,785,479

F5 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.051.

F3 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F3 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 19:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 SaleCommon Stock 6,597 $3.95 $26,067.39
Disclosure

SEC source: 0001209191-21-067347 · doc4.xml · nonDerivative · entry 2

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,849,224

F4 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $3.95 to $3.96.

F3 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F3 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 186 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-21-067643 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186

Underlying: Common Stock · 186 shares

Expires 2031-11-30

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 186 $3.32 $616.59
Disclosure

SEC source: 0001209191-21-067643 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,105

F1 · kind: These shares were acquired on 11/30/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 29, 2021 Filed Dec 1, 2021 19:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 SaleCommon Stock 193,403 $4.10 $793,107.02
Disclosure

SEC source: 0001209191-21-067347 · doc4.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 9,855,821

F1 · kind: The Reporting Person has delivered to the Issuer the full amount of the disgorgeable profit arising the sale reported herein, in the amount of $4,380.25.

F2 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.74. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 and 4 through 7 herein.

F3 · ownership.direct: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

F3 · ownership.nature: The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Michael Hearne is the Chief Financial Officer of La Jolla Pharmaceutical Company, as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in the shares beneficially held by TCP.

Read SEC document
November 19, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 365,289 $1.92 $699,930.25
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 8

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 12,767,435

F9 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.985.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 381,842 $1.89 $722,635.99
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 7

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 13,132,724

F8 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $2.001.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 500,000 $1.88 $940,600.00
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 6

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 13,514,566

F7 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.99.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 212,423 $1.97 $418,643.25
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 5

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 14,014,566

F6 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.16.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

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November 17, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 287,577 $2.20 $632,238.03
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 4

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 14,226,989

F5 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.10 to $2.33.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 500,000 $2.02 $1,008,050.00
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 3

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 14,514,566

F4 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.07.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 31,151 $1.99 $62,118.21
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 2

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 15,014,566

F3 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.005.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 21:38 UTC Odonate Therapeutics, Inc. ODT · Entity 132524 SaleCommon Stock 468,849 $2.66 $1,246,341.30
Disclosure

SEC source: 0001209191-21-065826 · doc4.xml · nonDerivative · entry 1

TANG KEVIN C · CIK 0001178579 · Director · Chief Executive Officer · 10% owner

TANG CAPITAL PARTNERS LP · CIK 0001191935 · 10% owner

TANG CAPITAL MANAGEMENT LLC · CIK 0001232621 · 10% owner

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LP

Disclosed balance after: 15,045,717

F1 · price: The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $2.01 to $3.01. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 9 herein.

F2 · ownership.direct: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

F2 · ownership.nature: The securities are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. The shares reported as beneficially owned by TCP include a total of 154,285 shares of common stock that are held of record by Odonate Holdings, LLC ("Holdings"). Holdings has granted a proxy to TCP giving TCP the sole authority to vote such shares. Michael Hearne is the Chief Financial Officer of Odonate Therapeutics, Inc., as well as Chief Financial Officer of TCM. Mr. Tang and Mr. Hearne each have a pecuniary interest in a portion of the shares beneficially held by TCP.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 181 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001209191-21-065155 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181

Underlying: Common Stock · 181 shares

Expires 2031-11-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 181 $3.41 $616.94
Disclosure

SEC source: 0001209191-21-065155 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919

F1 · kind: These shares were acquired on 11/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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October 29, 2021 Filed Nov 2, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 181 $0.00 Strike: $4.02 $0.00
Disclosure

SEC source: 0001209191-21-062451 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181

Underlying: Common Stock · 181 shares

Expires 2031-10-29

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 181 $3.42 $618.48
Disclosure

SEC source: 0001209191-21-062451 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,738

F1 · kind: These shares were acquired on 10/29/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 15, 2021 Filed Oct 19, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 183 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-21-060947 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183

Underlying: Common Stock · 183 shares

Expires 2031-10-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 183 $3.37 $615.98
Disclosure

SEC source: 0001209191-21-060947 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557

F1 · kind: These shares were acquired on 10/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 182 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-21-059054 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182

Underlying: Common Stock · 182 shares

Expires 2031-09-30

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 182 $3.39 $617.25
Disclosure

SEC source: 0001209191-21-059054 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,374

F1 · kind: These shares were acquired on 9/30/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 15, 2021 Filed Sep 17, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 546 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-21-056669 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

Underlying: Common Stock · 546 shares

Expires 2031-09-15

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 546 $3.39 $1,851.76
Disclosure

SEC source: 0001209191-21-056669 · doc4.xml · nonDerivative · entry 1

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,192

F1 · kind: These shares were acquired on 9/15/2021 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
July 30, 2021 Filed Aug 3, 2021 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantEmployee Stock Option (Right to Buy) · Derivative 201 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001209191-21-049386 · doc4.xml · derivative · entry 3

Hearne Michael S · CIK 0001759910 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201

Underlying: Common Stock · 201 shares

Expires 2031-07-30

F3 · derivative.exercise_date: The stock options vest and become exercisable with respect to 25% of the underlying shares on the one-year anniversary of the grant date and then vest and become exercisable ratably on a monthly basis over the next three years.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.