Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DAVEY TREE EXPERT CONONE · Entity 27904 | Director | May 20, 2026 | May 21, 2026 |
| FreightCar America, Inc.RAIL · Entity 6251 | Director · President and CEO | January 12, 2017 | January 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DAVEY TREE EXPERT CO
Report date May 20, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,342 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 1,558 · Balance 3,342 F1: Grant of restricted stock unit, each of which represents the right to receive one share of common stock of The Davey Tree Expert Company. The units vest as to one-third on each of the first, second and third anniversary of the date of the grant subject to continued service through the vesting date or upon occurrence of a change in control. Any units that do not vest will be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock unit, each of which represents the right to receive one share of common stock of The Davey Tree Expert Company. The units vest as to one-third on each of the first, second and third anniversary of the date of the grant subject to continued service through the vesting date or upon occurrence of a change in control. Any units that do not vest will be forfeited.
FreightCar America, Inc.
Report date January 12, 2017 · Filed January 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,119 |
Reported balance
After 2017-01-12 transaction · row 1
1 source rowRow 1 · 2017-01-12 · Grant · Acquired 13,333 · Balance 48,119 F1: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2017 and will vest on January 12, 2020. The restricted shares are subject to certain restrictions (including possible forfeiture). F2: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient. |
| Performance sharesSEC Table II · derivative / convertible security | Direct | 13,333 |
Reported balance
After 2017-01-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-01-12 · Grant · Acquired 13,333 · Balance 13,333 F3: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals. F4: Exempt issuance of performance shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. F5: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance. F6: Performance shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recepient. |
| Performance sharesSEC Table II · derivative / convertible security | Direct | 8,368 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 8,368 F13: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals. F14: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance. |
| Performance sharesSEC Table II · derivative / convertible security | Direct | 11,351 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 11,351 F15: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals. F16: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.55 · Expires 2024-01-15 | Direct | 31,750 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 31,750 F7: On January 15, 2014, the recipient was granted 31,750 options. 21,166 stock options are fully vested and currently exercisable, 10,584 stock options will vest on January 15, 2017. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.39 · Expires 2023-10-04 | Direct | 75,000 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 75,000 F8: On October 4, 2013, the recipient was granted 75,000 options which are fully vested and currently exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.39 · Expires 2023-05-01 | Direct | 1,660 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,660 F9: On May 1, 2013, the recipient was granted 1,660 options which are fully vested and currently exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.56 · Expires 2023-01-18 | Direct | 8,500 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 8,500 F10: On January 18, 2013, the recipient was granted 8,500 options which are fully vested and currently exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.40 · Expires 2022-01-12 | Direct | 16,900 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 16,900 F11: On January 12, 2012, the recipient was granted 16,900 options which are fully vested and currently exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.88 · Expires 2021-01-13 | Direct | 12,600 |
Reported balance
Holding disclosure · report date 2017-01-12 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 12,600 F12: On January 13, 2011, the recipient was granted 12,600 options which are fully vested and currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 12, 2017 and will vest on January 12, 2020. The restricted shares are subject to certain restrictions (including possible forfeiture).
F2: The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
F3: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
F4: Exempt issuance of performance shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.
F5: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2017 through December 31, 2019. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2019, with the vesting percentage determined based on actual performance.
F6: Performance shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recepient.
F7: On January 15, 2014, the recipient was granted 31,750 options. 21,166 stock options are fully vested and currently exercisable, 10,584 stock options will vest on January 15, 2017.
F8: On October 4, 2013, the recipient was granted 75,000 options which are fully vested and currently exercisable.
F9: On May 1, 2013, the recipient was granted 1,660 options which are fully vested and currently exercisable.
F10: On January 18, 2013, the recipient was granted 8,500 options which are fully vested and currently exercisable.
F11: On January 12, 2012, the recipient was granted 16,900 options which are fully vested and currently exercisable.
F12: On January 13, 2011, the recipient was granted 12,600 options which are fully vested and currently exercisable.
F13: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
F14: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2017, with the vesting percentage determined based on actual performance.
F15: Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
F16: Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2016 through December 31, 2018. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on December 31, 2018, with the vesting percentage determined based on actual performance.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Andersons, Inc.
Report date January 29, 2025 · Filed January 30, 2025
Section 16 reporting ended · disclosed 2025-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,721.1824 |
Ending reported balance
After 2025-01-29 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-01-29 · Exercise / conversion · Acquired 2,541 · Balance 52,576.6624 Row 2 · 2025-01-29 · Exercise / conversion · Acquired 2,733 · Balance 55,309.6624 Row 3 · 2025-01-29 · Exercise / conversion · Acquired 1,427 · Balance 56,736.6624 Row 4 · 2025-01-29 · Other · Acquired 228.52 · Balance 56,965.1824 F1: Shares in lieu of cash dividend. Row 5 · 2025-01-29 · Tax withholding · Disposed 2,244 · Balance 54,721.1824 |
| RESTRICTED SHARE UNIT (2027)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-01-29 · Exercise / conversion · Disposed 2,541 · Balance 0 F2: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F3: Restricted share units were granted on March 1, 2024 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. |
| RESTRICTED SHARE UNIT (2026)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-01-29 · Exercise / conversion · Disposed 2,733 · Balance 0 F2: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F4: Restricted share units were granted on March 1, 2023 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. |
| RESTRICTED SHARE UNIT (2025)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-01-29 · Exercise / conversion · Disposed 1,427 · Balance 0 F2: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F5: Restricted share units were granted on March 2, 2022 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares in lieu of cash dividend.
F2: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock.
F3: Restricted share units were granted on March 1, 2024 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant.
F4: Restricted share units were granted on March 1, 2023 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant.
F5: Restricted share units were granted on March 2, 2022 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 21, 2026 14:07 UTC | DAVEY TREE EXPERT CO NONE · Entity 27904 | GrantCommon Stock | 1,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-037076 · wk-form4_1779372427.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,342 F1 · shares: Grant of restricted stock unit, each of which represents the right to receive one share of common stock of The Davey Tree Expert Company. The units vest as to one-third on each of the first, second and third anniversary of the date of the grant subject to continued service through the vesting date or upon occurrence of a change in control. Any units that do not vest will be forfeited. Read SEC document |
| May 21, 2025 Filed May 22, 2025 14:06 UTC | DAVEY TREE EXPERT CO NONE · Entity 27904 | GrantCommon Stock | 1,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001501155-25-000006 · wk-form4_1747922772.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,784 F1 · shares: Grant of restricted stock unit, each of which represents the right to receive one share of common stock of The Davey Tree Expert Company. The units vest as to one-third on each of the first, second and third anniversary of the date of the grant subject to continued service through the vesting date or upon occurrence of a change in control. Any units that do not vest will be forfeited. F1 · balance_after: Grant of restricted stock unit, each of which represents the right to receive one share of common stock of The Davey Tree Expert Company. The units vest as to one-third on each of the first, second and third anniversary of the date of the grant subject to continued service through the vesting date or upon occurrence of a change in control. Any units that do not vest will be forfeited. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionRESTRICTED SHARE UNIT (2025) · Derivative | 1,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · derivative · entry 8 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F2 · price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F5 · derivative.exercise_date: Restricted share units were granted on March 2, 2022 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. F5 · derivative.expiration_date: Restricted share units were granted on March 2, 2022 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionRESTRICTED SHARE UNIT (2026) · Derivative | 2,733 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · derivative · entry 7 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F2 · price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F4 · derivative.exercise_date: Restricted share units were granted on March 1, 2023 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. F4 · derivative.expiration_date: Restricted share units were granted on March 1, 2023 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionRESTRICTED SHARE UNIT (2027) · Derivative | 2,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · derivative · entry 6 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F2 · price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F3 · derivative.exercise_date: Restricted share units were granted on March 1, 2024 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. F3 · derivative.expiration_date: Restricted share units were granted on March 1, 2024 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 2,244 | $40.52 | $90,926.88 |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · nonDerivative · entry 5 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,721.1824 Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherCommon Stock | 228.52 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · nonDerivative · entry 4 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,965.1824 F1 · kind: Shares in lieu of cash dividend. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionCommon Stock | 1,427 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,736.6624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionCommon Stock | 2,733 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · nonDerivative · entry 2 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,309.6624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:45 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionCommon Stock | 2,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-25-000017 · wk-form4_1738266298.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,576.6624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:53 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherCommon Stock | 434.48 | $40.52 | $17,605.13 |
DisclosureSEC source: 0000821026-25-000004 · wk-form4_1736193215.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,035.6624 F1 · kind: Acquired through Section 423 Employee Share Purchase Plan. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 20:07 UTC | Andersons, Inc. ANDE · Entity 1426 | SaleCommon Stock | 2,382 | $47.73 | $113,685.71 |
DisclosureSEC source: 0000821026-24-000231 · wk-form4_1733170070.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,601.1824 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionRESTRICTED SHARE UNIT (2025) · Derivative | 1,427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-24-000079 · wk-form4_1709674503.xml · derivative · entry 7 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,427 Underlying: Common Stock · 1,427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F3 · price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F6 · derivative.exercise_date: Restricted share units were granted on March 2, 2022 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. F6 · derivative.expiration_date: Restricted share units were granted on March 2, 2022 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionRESTRICTED SHARE UNIT (2026) · Derivative | 1,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-24-000079 · wk-form4_1709674503.xml · derivative · entry 6 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,733 Underlying: Common Stock · 1,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F3 · price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F5 · derivative.exercise_date: Restricted share units were granted on March 1, 2023 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. F5 · derivative.expiration_date: Restricted share units were granted on March 1, 2023 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantRESTRICTED SHARE UNIT (2027) · Derivative | 2,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-24-000079 · wk-form4_1709674503.xml · derivative · entry 5 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,541 Underlying: Common Stock · 2,541 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F3 · price: Each restricted share unit represents the right to receive, upon vesting, one share of the Issuer's common stock. F4 · derivative.exercise_date: Restricted share units were granted on March 1, 2024 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. F4 · derivative.expiration_date: Restricted share units were granted on March 1, 2024 as part of the Issuer's annual equity grant. Restricted share units have a graded vesting schedule over the three-year period from date of grant. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 1,265 | $55.28 | $69,929.20 |
DisclosureSEC source: 0000821026-24-000079 · wk-form4_1709674503.xml · nonDerivative · entry 4 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,983.1824 F2 · kind: Shares withheld to cover tax liability. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantCommon Stock | 56.37 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-24-000079 · wk-form4_1709674503.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,248.1824 F1 · kind: Shares in lieu of cash dividend. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionCommon Stock | 1,427 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-24-000079 · wk-form4_1709674503.xml · nonDerivative · entry 2 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,191.8124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:35 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionCommon Stock | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-24-000079 · wk-form4_1709674503.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,764.8124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 21:44 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2024) · Derivative | 4,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · derivative · entry 6 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period. F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period. F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024. F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 21:44 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative | 4,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · derivative · entry 5 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024. F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 21:44 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 2,812 | $52.76 | $148,361.12 |
DisclosureSEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 4 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,397.8124 F2 · kind: Shares withheld to cover tax liability. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 21:44 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantCommon Stock | 387.45 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,209.8124 F1 · kind: Dividend equivalent received. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 21:44 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionCommon Stock | 4,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 2 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,822.3624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 21:44 UTC | Andersons, Inc. ANDE · Entity 1426 | Exercise / conversionCommon Stock | 4,596 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,226.3624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 20:08 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 1,116 | $57.54 | $64,214.64 |
DisclosureSEC source: 0000821026-24-000009 · wk-form4_1704398874.xml · nonDerivative · entry 2 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,944.4524 F2 · kind: Shares withheld to cover tax liability. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 20:08 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherCommon Stock | 685.91 | $34.99 | $23,999.99 |
DisclosureSEC source: 0000821026-24-000009 · wk-form4_1704398874.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,630.3624 F3 · kind: Acquired through Section 423 Employee Share Purchase Plan. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 20:08 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantCommon Stock | 108.56 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-24-000009 · wk-form4_1704398874.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,060.4524 F1 · kind: Shares in lieu of cash dividend. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:57 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 644 | $45.63 | $29,385.72 |
DisclosureSEC source: 0000821026-23-000088 · wf-form4_167787705780925.xml · nonDerivative · entry 13 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,951.8924 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:57 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherCommon Stock | 1,450.69 | $45.63 | $66,194.98 |
DisclosureSEC source: 0000821026-23-000088 · wf-form4_167787705780925.xml · nonDerivative · entry 12 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,595.8924 F6 · kind: Shares received from vesting of RSU (Restricted Share Unit). Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:57 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherRESTRICTED SHARE UNIT (2025) | 1,450.69 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000088 · wf-form4_167787705780925.xml · nonDerivative · entry 11 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,854 F5 · kind: RSU vested. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:57 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherRESTRICTED SHARE UNIT (2025) | 22.69 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000088 · wf-form4_167787705780925.xml · nonDerivative · entry 10 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,304.69 F4 · kind: Dividend equivalent received. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:57 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantRESTRICTED SHARE UNIT (2026) | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000088 · wf-form4_167787705780925.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 F3 · balance_after: Restricted share units have a graded vesting schedule over the three-year period from date of grant. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:57 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantPERFORMANCE SHARE UNIT (TSR) (2026) | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000088 · wf-form4_167787705780925.xml · nonDerivative · entry 2 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 F2 · balance_after: Stock performance unit (TSR) granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on the Company's annualized total shareholder return. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 20:57 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantPERFORMANCE SHARE UNIT (EPS) (2026) | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000088 · wf-form4_167787705780925.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,100 F1 · balance_after: Stock performance unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 1,113 | $44.74 | $49,795.62 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 9 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,145.2024 Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 1,546 | $44.74 | $69,168.04 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 8 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,258.2024 Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherCommon Stock | 3,790.64 | $44.74 | $169,593.23 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 7 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,804.2024 F4 · kind: Shares received from vesting of PSU (Performance Share Unit). Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherCommon Stock | 5,265.36 | $44.74 | $235,572.21 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 6 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,013.5624 F4 · kind: Shares received from vesting of PSU (Performance Share Unit). Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (TSR) (2023) | 1,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 5 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: PSU Vesting for fewer than allocated shares. Excess shares are being cancelled. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (TSR) (2023) | 3,790.64 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 4 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406 F2 · kind: PSU vested. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (EPS) (2023) | 5,265.36 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: PSU vested. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (TSR) (2023) | 176.64 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 2 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,196.64 F1 · kind: Dividend equivalent received. Read SEC document |
| February 21, 2023 Filed Feb 22, 2023 16:38 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (EPS) (2023) | 245.36 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000045 · wf-form4_167708388205275.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,265.36 F1 · kind: Dividend equivalent received. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 19:33 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherCommon Stock | 645.828 | $34.99 | $22,597.52 |
DisclosureSEC source: 0000821026-23-000010 · wf-form4_167303358241505.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,748.2024 F1 · kind: Acquired through Section 423 Employee Share Purchase Plan. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 19:33 UTC | Andersons, Inc. ANDE · Entity 1426 | GrantCommon Stock | 391.7 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-23-000010 · wf-form4_167303358241505.xml · nonDerivative · entry 2 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,102.3744 Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 19:33 UTC | Andersons, Inc. ANDE · Entity 1426 | Tax withholdingCommon Stock | 2,804 | $34.99 | $98,111.96 |
DisclosureSEC source: 0000821026-23-000010 · wf-form4_167303358241505.xml · nonDerivative · entry 1 McNeely Joseph E · CIK 0001501155 · Group President - ANI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,710.6744 Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:49 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (EPS) (2022) | 890.1 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-22-000092 · wf-form4_164752853351398.xml · nonDerivative · entry 5 McNeely Joseph E · CIK 0001501155 · President, Rail Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: PSU vested. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:49 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (EPS) (2022) | 49.1 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-22-000092 · wf-form4_164752853351398.xml · nonDerivative · entry 4 McNeely Joseph E · CIK 0001501155 · President, Rail Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890.1 F3 · kind: Dividend equivalent received. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 14:49 UTC | Andersons, Inc. ANDE · Entity 1426 | OtherPERFORMANCE SHARE UNIT (EPS) (2022) | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0000821026-22-000092 · wf-form4_164752853351398.xml · nonDerivative · entry 3 McNeely Joseph E · CIK 0001501155 · President, Rail Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841 F2 · kind: PSU Vesting for fewer than allocated shares. Excess shares are being cancelled. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.