Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | VP and Chief IP Counsel | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 277 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 277 · Balance 277 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2017 Filed Aug 3, 2017 16:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,825 | $165.37 | $301,808.46 |
DisclosureSEC source: 0001246360-17-002482 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,835 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $165.3240 to $165.3840. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 1,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 933 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001246360-17-000470 · form.xml · derivative · entry 8 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,767 Underlying: Common Stock · 933 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-17-000470 · form.xml · derivative · entry 7 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 800 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 567 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-17-000470 · form.xml · derivative · entry 6 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 567 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 2,300 | $150.37 | $345,859.97 |
DisclosureSEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 5 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,660 F2 · ownership.direct: Includes 1,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 933 | $104.08 | $97,106.64 |
DisclosureSEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 800 | $115.69 | $92,552.00 |
DisclosureSEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 18:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 567 | $108.89 | $61,740.63 |
DisclosureSEC source: 0001246360-17-000470 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 3,400 | $0.00 Strike: $136.40 | $0.00 |
DisclosureSEC source: 0001246360-16-007378 · form.xml · derivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 3,400 shares Expires 2026-12-06 F4 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2016 Filed Dec 8, 2016 17:04 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007378 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,660 F2 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F3 · ownership.direct: Includes 1,650 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 91 | $135.93 | $12,369.90 |
DisclosureSEC source: 0001246360-16-007304 · form.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,450 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 8/17/2016 to cover taxes due on restricted stock and performance shares that vested on 12/04/2016. F7 · ownership.direct: Includes 440 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007304 · form.xml · derivative · entry 5 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56 shares Expires 2016-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 15:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007304 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 19:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007216 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,485 F2 · ownership.direct: Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · derivative · entry 12 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 800 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,133 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · derivative · entry 11 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,467 Underlying: Common Stock · 1,133 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,300 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · derivative · entry 10 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 2,300 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,600 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · derivative · entry 9 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 3,600 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · derivative · entry 8 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 1,600 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 9,433 | $130.96 | $1,235,358.89 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 7 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,505 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $130.9550 to $130.9700. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 800 | $115.69 | $92,552.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 6 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,133 | $108.89 | $123,372.37 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 5 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 2,300 | $80.11 | $184,253.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 3,600 | $74.14 | $266,904.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 20:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,600 | $69.57 | $111,312.00 |
DisclosureSEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-006944 · form.xml · derivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56 Underlying: Common Stock · 56 shares Expires 2016-12-04 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 4, 2013, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 3, 2016, resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2016, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.