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person · Reporting owner

Ross Kimberly A.

Disclosed activity across 7 companies

Tapewire entity
45355
SEC CIK
0001536350

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cigna GroupCI · Entity 550DirectorApril 22, 2026April 24, 2026
Ecovyst Inc.PQG · Entity 4897DirectorJanuary 20, 2020January 23, 2020
KKR & Co. Inc.KKR · Entity 338DirectorDecember 11, 2025December 13, 2025
KKR Acquisition Holdings I Corp.KAHC · Entity 131075DirectorMarch 16, 2021March 16, 2021
NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963DirectorMay 20, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cigna Group

Report date April 22, 2026 · Filed April 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect5,294 Reported balance After 2026-04-22 transaction · row 1
1 source row

Row 1 · 2026-04-22 · Grant · Acquired 782 · Balance 5,294

Ecovyst Inc.

Report date January 20, 2020 · Filed January 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,802 Reported balance After 2020-01-20 transaction · row 1
1 source row

Row 1 · 2020-01-20 · Grant · Acquired 12,008 · Balance 51,802

KKR & Co. Inc.

Report date December 11, 2025 · Filed December 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,872 Reported balance After 2025-12-11 transaction · row 1
1 source row

Row 1 · 2025-12-11 · Grant · Acquired 1,605 · Balance 5,872

F1: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

KKR Acquisition Holdings I Corp.

Report date March 16, 2021 · Filed March 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-03-16 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of securities" in the Issuer's registration statement on form S-1 (File No. 333-252741) and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of securities" in the Issuer's registration statement on form S-1 (File No. 333-252741) and have no expiration date.

NORTHROP GRUMMAN CORP /DE/

Report date May 20, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,612 Reported balance After 2026-05-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 349 · Balance 1,612

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Holdings LLC

Report date July 03, 2017 · Filed July 03, 2017

Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.00 Par ValueSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-07-03 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-06-19 · Grant · Acquired 83.5561 · Balance 84,001.1475

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16b of the Securities Exchange Act of 1934 by Rule 16b-3.

Row 2 · 2017-07-03 · Disposition to issuer · Disposed 84,001.1475 · Balance 0

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-07-03 · Disposition to issuer · Disposed 20,837 · Balance 0

F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-07-03 · Disposition to issuer · Disposed 59,702 · Balance 0

F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-07-03 · Disposition to issuer · Disposed 31,408 · Balance 0

F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition under Employee Stock Purchase Plan exempt from Section 16b of the Securities Exchange Act of 1934 by Rule 16b-3.

F2: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Chubb Ltd

Report date May 20, 2020 · Filed May 22, 2020

Section 16 reporting ended · disclosed 2020-05-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect8,734.236 Reported balance After 2020-05-20 transaction · row 1
1 source row

Row 1 · 2020-05-20 · Tax withholding · Disposed 309 · Balance 8,734.236

F1: Common Shares being withheld in order to pay tax liability.

Filing footnotes · ownership attribution and instrument terms

F1: Common Shares being withheld in order to pay tax liability.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 21, 2026 19:24 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 349 $552.17 $192,707.33
Disclosure

SEC source: 0001628280-26-037201 · wk-form4_1779391495.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,612

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
April 22, 2026 Filed Apr 24, 2026 20:51 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 782 $0.00 $0.00
Disclosure

SEC source: 0001739940-26-000031 · wk-form4_1777063857.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,294

Read SEC document
December 11, 2025 Filed Dec 13, 2025 00:00 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-045435 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,872

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
May 21, 2025 Filed May 22, 2025 20:43 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 385 $473.90 $182,451.50
Disclosure

SEC source: 0001628280-25-027313 · wk-form4_1747946603.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,242

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 20:33 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 638 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004427 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,512

Read SEC document
December 12, 2024 Filed Dec 14, 2024 00:00 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 1,238 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-049562 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,267

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 12, 2024 and will generally vest on December 1, 2025. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 17:10 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 377 $484.32 $182,588.64
Disclosure

SEC source: 0001628280-24-034016 · wk-form4_1722532243.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 847

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 21:14 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 539 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005292 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,874

Read SEC document
October 02, 2023 Filed Oct 5, 2023 00:30 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 3,029 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-047033 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,029

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on October 2, 2023 and will generally vest on October 1, 2024. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:31 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 392 $447.34 $175,357.28
Disclosure

SEC source: 0001628280-23-019067 · wf-form4_168452828953768.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Plan.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 21:10 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 765 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005159 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,335

Read SEC document
March 15, 2023 Filed Mar 16, 2023 20:20 UTC NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 GrantCommon Stock 69 $448.90 $30,974.10
Disclosure

SEC source: 0001628280-23-008304 · wf-form4_167899802116611.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.

F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Plan.

Read SEC document
April 27, 2022 Filed Apr 29, 2022 22:11 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 757 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006306 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Read SEC document
February 28, 2022 Filed Mar 3, 2022 01:07 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 199 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-003939 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813

Read SEC document
November 30, 2021 Filed Dec 2, 2021 23:36 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 247 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014400 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,614

Read SEC document
August 31, 2021 Filed Sep 2, 2021 21:55 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 224 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011985 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

Read SEC document
May 28, 2021 Filed Jun 2, 2021 21:12 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 183 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008833 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143

Read SEC document
February 26, 2021 Filed Mar 2, 2021 22:29 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 226 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004297 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960

Read SEC document
November 30, 2020 Filed Dec 2, 2020 22:33 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 227 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014157 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:37 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 267 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011226 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507

Read SEC document
June 01, 2020 Filed Jun 2, 2020 21:18 UTC Cigna Group CI · Entity 550 GrantCommon Stock, $.01 Par Value 240 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-008496 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Read SEC document
May 20, 2020 Filed May 22, 2020 15:29 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 309 $104.61 $32,324.49
Disclosure

SEC source: 0001209191-20-031602 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,734.236

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
January 20, 2020 Filed Jan 23, 2020 01:48 UTC Ecovyst Inc. PQG · Entity 4897 GrantCommon Stock 12,008 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-001729 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,802

Read SEC document
May 16, 2019 Filed May 20, 2019 19:09 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 316 $145.62 $46,015.92
Disclosure

SEC source: 0001209191-19-031293 · doc4.xml · nonDerivative · entry 2

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,043.236

F2 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
May 16, 2019 Filed May 20, 2019 19:09 UTC Chubb Ltd CB · Entity 1639 GrantCommon Shares 1,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031293 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,359.236

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:13 UTC Ecovyst Inc. PQG · Entity 4897 GrantCommon Stock 12,979 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-007547 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,794

Read SEC document
May 17, 2018 Filed May 21, 2018 19:48 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 524 $134.45 $70,451.80
Disclosure

SEC source: 0001209191-18-031780 · doc4.xml · nonDerivative · entry 2

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,123.236

F3 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
May 17, 2018 Filed May 21, 2018 19:48 UTC Chubb Ltd CB · Entity 1639 GrantCommon Shares 1,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-031780 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,647.236

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F2 · balance_after: Total includes 20.9 shares credited at various times between July 2016 and April 2017 to the reporting person's deferred stock account pursuant to the dividend investment provisions of the Plan which meets the requirements of Rule 16b-3 which were omitted from the reporting person's previous Form 4.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:55 UTC Ecovyst Inc. PQG · Entity 4897 PurchaseCommon Stock 14,440 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-013273 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,815

F1 · kind: Represents a grant of restricted stock units.

F1 · shares: Represents a grant of restricted stock units.

F1 · price: Represents a grant of restricted stock units.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 19:34 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 31,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022531 · form4.xml · derivative · entry 5

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 31,408 shares

Expires not disclosed

F3 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

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July 03, 2017 Filed Jul 3, 2017 19:34 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 59,702 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022531 · form4.xml · derivative · entry 4

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 59,702 shares

Expires not disclosed

F3 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

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July 03, 2017 Filed Jul 3, 2017 19:34 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerRestricted Stock Units · Derivative 20,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022531 · form4.xml · derivative · entry 3

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $1.00 Par Value · 20,837 shares

Expires not disclosed

F3 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

F3 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

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July 03, 2017 Filed Jul 3, 2017 19:34 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Disposition to issuerCommon Stock, $1.00 Par Value 84,001.1475 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-022531 · form4.xml · nonDerivative · entry 2

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F2 · price: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, as amended (the "Transaction Agreement"), among the Issuer, General Electric Company, and certain subsidiaries of the Issuer, each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

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June 19, 2017 Filed Jul 3, 2017 19:34 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantCommon Stock, $1.00 Par Value 83.5561 $47.87 $4,000.00
Disclosure

SEC source: 0001127602-17-022531 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,001.1475

F1 · kind: Acquisition under Employee Stock Purchase Plan exempt from Section 16b of the Securities Exchange Act of 1934 by Rule 16b-3.

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May 18, 2017 Filed May 22, 2017 15:40 UTC Chubb Ltd CB · Entity 1639 Tax withholdingCommon Shares 521 $138.56 $72,189.76
Disclosure

SEC source: 0001209191-17-034152 · doc4.xml · nonDerivative · entry 2

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,362.336

F2 · kind: Common Shares being withheld in order to pay tax liability.

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May 18, 2017 Filed May 22, 2017 15:40 UTC Chubb Ltd CB · Entity 1639 GrantCommon Shares 2,093 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-034152 · doc4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883.336

F1 · kind: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

F1 · price: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.

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March 01, 2017 Filed Mar 3, 2017 20:41 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 14,933 $60.28 $900,161.24
Disclosure

SEC source: 0001127602-17-010076 · form4.xml · nonDerivative · entry 2

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,917.5914

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March 01, 2017 Filed Mar 3, 2017 20:41 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantCommon Stock, $1.00 Par Value 36,855 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010076 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,850.5914

F1 · shares: Represents shares earned for the performance share units granted in 2014 for the three-year performance period ending December 31, 2016 as approved by the Compensation Committee of the Board of Directors on March 1, 2017.

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January 25, 2017 Filed Jan 27, 2017 22:26 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantRestricted Stock Units · Derivative 31,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-002704 · form4.xml · derivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,408

Underlying: Common Stock, $1.00 Par Value · 31,408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

F2 · derivative.expiration_date: The restricted stock unit vests in three equal annual installments beginning one year from the date of grant.

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December 30, 2016 Filed Jan 4, 2017 23:03 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 29,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000813 · form4.xml · derivative · entry 6

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,702

Underlying: Common Stock, $1.00 Par Value · 29,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: This restricted stock unit is granted under the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan, as amended and restated (the "Plan"). The original grant vested in three equal annual installments beginning one year from the date of grant. Per the terms of the Plan, the Compensation Committee authorized the acceleration on December 30, 2016 of the reporting person's first tranche of the 2016 grant that was scheduled to vest on January 27, 2016 and the second tranche of the 2015 grant that was scheduled to vest on January 21, 2017.

F2 · derivative.expiration_date: This restricted stock unit is granted under the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan, as amended and restated (the "Plan"). The original grant vested in three equal annual installments beginning one year from the date of grant. Per the terms of the Plan, the Compensation Committee authorized the acceleration on December 30, 2016 of the reporting person's first tranche of the 2016 grant that was scheduled to vest on January 27, 2016 and the second tranche of the 2015 grant that was scheduled to vest on January 21, 2017.

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December 30, 2016 Filed Jan 4, 2017 23:03 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionRestricted Stock Units · Derivative 20,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000813 · form4.xml · derivative · entry 5

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,837

Underlying: Common Stock, $1.00 Par Value · 20,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

F2 · derivative.exercise_date: This restricted stock unit is granted under the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan, as amended and restated (the "Plan"). The original grant vested in three equal annual installments beginning one year from the date of grant. Per the terms of the Plan, the Compensation Committee authorized the acceleration on December 30, 2016 of the reporting person's first tranche of the 2016 grant that was scheduled to vest on January 27, 2016 and the second tranche of the 2015 grant that was scheduled to vest on January 21, 2017.

F2 · derivative.expiration_date: This restricted stock unit is granted under the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan, as amended and restated (the "Plan"). The original grant vested in three equal annual installments beginning one year from the date of grant. Per the terms of the Plan, the Compensation Committee authorized the acceleration on December 30, 2016 of the reporting person's first tranche of the 2016 grant that was scheduled to vest on January 27, 2016 and the second tranche of the 2015 grant that was scheduled to vest on January 21, 2017.

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December 30, 2016 Filed Jan 4, 2017 23:03 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 12,523 $64.72 $810,488.56
Disclosure

SEC source: 0001127602-17-000813 · form4.xml · nonDerivative · entry 4

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,891.3188

Read SEC document
December 30, 2016 Filed Jan 4, 2017 23:03 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 29,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000813 · form4.xml · nonDerivative · entry 3

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,414.3188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

Read SEC document
December 30, 2016 Filed Jan 4, 2017 23:03 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 8,742 $64.72 $565,782.24
Disclosure

SEC source: 0001127602-17-000813 · form4.xml · nonDerivative · entry 2

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,564.3188

Read SEC document
December 30, 2016 Filed Jan 4, 2017 23:03 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Exercise / conversionCommon Stock, $1.00 Par Value 20,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-000813 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,306.3188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Baker Hughes common stock.

Read SEC document
December 30, 2016 Filed Jan 25, 2017 23:41 UTC Baker Hughes Holdings LLC BHI · Entity 50098 GrantCommon Stock, $1.00 Par Value 104.2726 $38.36 $4,000.00
Disclosure

SEC source: 0001127602-17-002391 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,995.5914

F1 · kind: Acquisition under Employee Stock Purchase Plan exempt from Section 16b of the Securities Exchange Act of 1934 by Rule 16b-3.

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October 22, 2016 Filed Oct 25, 2016 22:12 UTC Baker Hughes Holdings LLC BHI · Entity 50098 Tax withholdingCommon Stock, $1.00 Par Value 3,356 $52.35 $175,686.60
Disclosure

SEC source: 0001127602-16-065232 · form4.xml · nonDerivative · entry 1

Ross Kimberly A. · CIK 0001536350 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,469.3188

F1 · security: Restricted Stock Award issued pursuant to the terms and conditions of the Company's 2002 Director & Officer Long-Term Incentive Plan, which vests in three equal annual installments beginning one year from the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.