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person · Reporting owner

Maselli Alessandro

Disclosed activity across 2 companies

Tapewire entity
45251
SEC CIK
0001684270

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GRAPHIC PACKAGING HOLDING COGPK · Entity 4188DirectorMay 20, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GRAPHIC PACKAGING HOLDING CO

Report date May 20, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,276 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 16,261 · Balance 23,276

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Catalent, Inc.

Report date December 18, 2024 · Filed December 18, 2024

Section 16 reporting ended · disclosed 2024-12-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-12-18 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-12-18 · Disposition to issuer · Disposed 177,521 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2: Includes restricted stock units ("RSUs").

F3: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $63.50 in cash, without interest (the "Merger Consideration").

F4: At the Effective Time, each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration, except for certain RSUs granted following the date of the Merger Agreement which were converted at the Effective Time into restricted cash awards equal to the product of (a) the Merger Consideration multiplied by (b) the number of shares of Issuer common stock subject to such award and otherwise remain subject to their terms, including vesting and acceleration terms.

Row 2 · 2024-12-18 · Grant · Acquired 113,224 · Balance 113,224

F5: At the Effective Time, each performance stock unit ("PSU"), whether or not vested, outstanding immediately prior to the Effective Time vested based on the greater of (i) the target level of performance or (ii) the actual level of performance as of the Effective Time as determined by the Issuer's board of directors or a committee thereof in its reasonable discretion (other than all then-outstanding awards of PSUs for which the applicable performance period has been completed and the actual level of performance has been certified, in each case, prior to the Effective Time, which vested in accordance with the actual level of performance). PSUs granted with respect to the fiscal 2023-2025 performance period vested at the target level of performance and PSUs granted with respect to the fiscal 2024-2026 performance period vested at 150%, the actual level of performance as of the Effective Time.

Row 3 · 2024-12-18 · Disposition to issuer · Disposed 113,224 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F6: At the Effective Time, each outstanding PSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the PSU as determined in accordance with the Merger Agreement multiplied by (ii) the Merger Consideration.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $23.89 · Expires 2026-09-08Direct0 Reported balance After 2024-12-18 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-12-18 · Disposition to issuer · Disposed 11,093 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $36.02 · Expires 2027-07-24Direct0 Reported balance After 2024-12-18 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-12-18 · Disposition to issuer · Disposed 10,375 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $43.88 · Expires 2028-07-23Direct0 Reported balance After 2024-12-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-12-18 · Disposition to issuer · Disposed 10,523 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $54.94 · Expires 2029-07-22Direct0 Reported balance After 2024-12-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-12-18 · Disposition to issuer · Disposed 13,735 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $88.10 · Expires 2030-07-30Direct0 Reported balance After 2024-12-18 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-12-18 · Disposition to issuer · Disposed 15,395 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $113.00 · Expires 2031-07-26Direct0 Reported balance After 2024-12-18 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-18 · Disposition to issuer · Disposed 15,568 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $107.63 · Expires 2032-07-26Direct0 Reported balance After 2024-12-18 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2024-12-18 · Disposition to issuer · Disposed 44,427 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $48.90 · Expires 2033-07-26Direct0 Reported balance After 2024-12-18 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2024-12-18 · Disposition to issuer · Disposed 103,360 · Balance 0

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Filing footnotes · ownership attribution and instrument terms

F1: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2: Includes restricted stock units ("RSUs").

F3: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $63.50 in cash, without interest (the "Merger Consideration").

F4: At the Effective Time, each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration, except for certain RSUs granted following the date of the Merger Agreement which were converted at the Effective Time into restricted cash awards equal to the product of (a) the Merger Consideration multiplied by (b) the number of shares of Issuer common stock subject to such award and otherwise remain subject to their terms, including vesting and acceleration terms.

F5: At the Effective Time, each performance stock unit ("PSU"), whether or not vested, outstanding immediately prior to the Effective Time vested based on the greater of (i) the target level of performance or (ii) the actual level of performance as of the Effective Time as determined by the Issuer's board of directors or a committee thereof in its reasonable discretion (other than all then-outstanding awards of PSUs for which the applicable performance period has been completed and the actual level of performance has been certified, in each case, prior to the Effective Time, which vested in accordance with the actual level of performance). PSUs granted with respect to the fiscal 2023-2025 performance period vested at the target level of performance and PSUs granted with respect to the fiscal 2024-2026 performance period vested at 150%, the actual level of performance as of the Effective Time.

F6: At the Effective Time, each outstanding PSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the PSU as determined in accordance with the Merger Agreement multiplied by (ii) the Merger Consideration.

F7: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 21, 2026 20:50 UTC GRAPHIC PACKAGING HOLDING CO GPK · Entity 4188 GrantCommon Stock 16,261 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-234726 · ownership.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,276

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 103,360 Not disclosed Strike: $48.90 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 11

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 103,360 shares

Expires 2033-07-26

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 44,427 Not disclosed Strike: $107.63 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 10

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,427 shares

Expires 2032-07-26

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 15,568 Not disclosed Strike: $113.00 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 9

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,568 shares

Expires 2031-07-26

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 15,395 Not disclosed Strike: $88.10 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 8

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,395 shares

Expires 2030-07-30

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 13,735 Not disclosed Strike: $54.94 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 7

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,735 shares

Expires 2029-07-22

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 10,523 Not disclosed Strike: $43.88 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 6

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,523 shares

Expires 2028-07-23

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 10,375 Not disclosed Strike: $36.02 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 5

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,375 shares

Expires 2027-07-24

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerOptions to purchase Common Stock · Derivative 11,093 Not disclosed Strike: $23.89 Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · derivative · entry 4

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,093 shares

Expires 2026-09-08

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F7 · price: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

F7 · derivative.exercise_date: At the Effective Time, each stock option, whether or not vested, outstanding immediately before the Effective Time vested (if unvested) and was cancelled and entitled the holder of such option to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such option multiplied by (ii) the total number of shares of Issuer common stock underlying such option.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerCommon Stock 113,224 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · nonDerivative · entry 3

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F6 · price: At the Effective Time, each outstanding PSU was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the PSU as determined in accordance with the Merger Agreement multiplied by (ii) the Merger Consideration.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 113,224 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,224

F5 · shares: At the Effective Time, each performance stock unit ("PSU"), whether or not vested, outstanding immediately prior to the Effective Time vested based on the greater of (i) the target level of performance or (ii) the actual level of performance as of the Effective Time as determined by the Issuer's board of directors or a committee thereof in its reasonable discretion (other than all then-outstanding awards of PSUs for which the applicable performance period has been completed and the actual level of performance has been certified, in each case, prior to the Effective Time, which vested in accordance with the actual level of performance). PSUs granted with respect to the fiscal 2023-2025 performance period vested at the target level of performance and PSUs granted with respect to the fiscal 2024-2026 performance period vested at 150%, the actual level of performance as of the Effective Time.

Read SEC document
December 18, 2024 Filed Dec 18, 2024 16:13 UTC Catalent, Inc. CTLT · Entity 16279 Disposition to issuerCommon Stock 177,521 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-137660 · ownership.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").

F2 · shares: Includes restricted stock units ("RSUs").

F3 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $63.50 in cash, without interest (the "Merger Consideration").

F4 · price: At the Effective Time, each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration, except for certain RSUs granted following the date of the Merger Agreement which were converted at the Effective Time into restricted cash awards equal to the product of (a) the Merger Consideration multiplied by (b) the number of shares of Issuer common stock subject to such award and otherwise remain subject to their terms, including vesting and acceleration terms.

Read SEC document
July 29, 2024 Filed Jul 30, 2024 20:53 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 9,088 $58.76 $534,010.88
Disclosure

SEC source: 0001596783-24-000052 · wk-form4_1722372823.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,521

F3 · shares: Shares sold by the reporting person through an automatic sell-to-cover transaction to cover tax withholding obligations in connection with the vesting of restricted stock units received pursuant to the Issuers omnibus incentive plan. No shares were withheld by or surrendered to the Issuer.

F4 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $58.67 to $58.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes RSUs.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 20:53 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 98,671 $0.00 $0.00
Disclosure

SEC source: 0001596783-24-000052 · wk-form4_1722372823.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,609

F1 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuers annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuers common stock as of the date of vesting, which will occur in three equal annual installments beginning on July 26, 2025.

F2 · balance_after: Includes RSUs.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:27 UTC Catalent, Inc. CTLT · Entity 16279 Tax withholdingCommon Stock 1,924 $37.18 $71,534.32
Disclosure

SEC source: 0001596783-23-000217 · wk-form4_1702427237.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,938

F2 · balance_after: Includes restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 13, 2023 00:27 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 3,761 $0.00 $0.00
Disclosure

SEC source: 0001596783-23-000217 · wk-form4_1702427237.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,862

F1 · shares: Received upon the achievement of the fiscal 2021-23 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 23:16 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 101 $45.15 $4,560.15
Disclosure

SEC source: 0001596783-23-000104 · wf-form4_169300534882672.xml · nonDerivative · entry 3

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,004

F3 · shares: Shares sold by the reporting person through an automatic "sell to cover" transaction in order to cover tax withholding obligations in connection with the vesting of performance share units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 24, 2023 Filed Aug 25, 2023 23:16 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 1,970 $44.51 $87,684.70
Disclosure

SEC source: 0001596783-23-000104 · wf-form4_169300534882672.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,105

F3 · shares: Shares sold by the reporting person through an automatic "sell to cover" transaction in order to cover tax withholding obligations in connection with the vesting of performance share units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F4 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $44.14 to $45.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 24, 2023 Filed Dec 13, 2023 00:00 UTC Amendment Catalent, Inc. CTLT · Entity 16279 OtherCommon Stock 2,071 Not disclosed Not disclosed
Disclosure

SEC source: 0001596783-23-000191 · wk-form4a_1702425591.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,101

F3 · shares: This amendment is also being filed to reflect the reversal of the disposition of shares sold by the reporting person through an automatic "sell to cover" transaction in order to cover tax withholding obligations in connection with the vesting of performance share units pursuant to the Issuer's long-term incentive plan, as reported on the Original Form 4.

F3 · price: This amendment is also being filed to reflect the reversal of the disposition of shares sold by the reporting person through an automatic "sell to cover" transaction in order to cover tax withholding obligations in connection with the vesting of performance share units pursuant to the Issuer's long-term incentive plan, as reported on the Original Form 4.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 23:16 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 3,974 $0.00 $0.00
Disclosure

SEC source: 0001596783-23-000104 · wf-form4_169300534882672.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,075

F1 · shares: Received upon the achievement of the fiscal 2021-23 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 23, 2023 Filed Dec 13, 2023 00:00 UTC Amendment Catalent, Inc. CTLT · Entity 16279 OtherCommon Stock 3,974 $0.00 $0.00
Disclosure

SEC source: 0001596783-23-000191 · wk-form4a_1702425591.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,030

F1 · shares: This amendment is being filed to reflect the reversal of the acquisition of shares received by the reporting person upon the achievement of the fiscal 2021-23 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan, as reported in the original form 4 filed on August 25, 2023 (the "Original Form 4"). Due to the ongoing review of the Issuer's fiscal 2021-23 performance-based vesting criteria, the Compensation and Leadership Committee of the Issuer rescinded its prior approval of the vesting criteria and confirmed that the reporting person had no right to the shares previously reported on the Original Form 4.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 21:05 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 606 $47.75 $28,936.50
Disclosure

SEC source: 0001596783-23-000070 · wf-form4_169109672902470.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,101

F1 · shares: Shares sold by the reporting person through an automatic "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting of restricted stock units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F4 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $47.32 to $48.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 21:05 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 879 $46.71 $41,058.09
Disclosure

SEC source: 0001596783-23-000070 · wf-form4_169109672902470.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,707

F1 · shares: Shares sold by the reporting person through an automatic "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting of restricted stock units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $46.29 to $47.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 15:35 UTC Catalent, Inc. CTLT · Entity 16279 GrantOptions to purchase Common Stock · Derivative 103,360 $0.00 Strike: $48.90 $0.00
Disclosure

SEC source: 0001596783-23-000046 · wf-form4_169055848534339.xml · derivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,360

Underlying: Common Stock · 103,360 shares

Expires 2033-07-26

F3 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F4 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 26, 2024.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 15:35 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 46,396 $0.00 $0.00
Disclosure

SEC source: 0001596783-23-000046 · wf-form4_169055848534339.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,586

F1 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur in three equal annual installments beginning on July 26, 2024.

F2 · balance_after: Includes RSUs.

Read SEC document
August 25, 2022 Filed Aug 27, 2022 00:20 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 4,646 $103.04 $478,723.84
Disclosure

SEC source: 0001596783-22-000121 · wf-form4_166155960348570.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,190

F3 · shares: Shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of performance share units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 24, 2022 Filed Aug 27, 2022 00:20 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 10,532 $0.00 $0.00
Disclosure

SEC source: 0001596783-22-000121 · wf-form4_166155960348570.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,836

F1 · shares: Received upon the achievement of the fiscal 2020-22 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 26, 2022 Filed Jul 29, 2022 00:00 UTC Catalent, Inc. CTLT · Entity 16279 GrantOptions to purchase Common Stock · Derivative 44,427 $0.00 Strike: $107.63 $0.00
Disclosure

SEC source: 0001596783-22-000076 · wf-form4_165905274652539.xml · derivative · entry 3

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,427

Underlying: Common Stock · 44,427 shares

Expires 2032-07-26

F4 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F5 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 26, 2023.

Read SEC document
July 26, 2022 Filed Jul 29, 2022 00:00 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 10,221 $0.00 $0.00
Disclosure

SEC source: 0001596783-22-000076 · wf-form4_165905274652539.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,304

F3 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 26, 2022 Filed Jul 29, 2022 00:00 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 816 $106.90 $87,230.40
Disclosure

SEC source: 0001596783-22-000076 · wf-form4_165905274652539.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,083

F1 · shares: Shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 01:41 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 3,460 $131.20 $453,952.00
Disclosure

SEC source: 0001596783-21-000128 · wf-form4_163037407459691.xml · nonDerivative · entry 3

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,899

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of performance share units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F5 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $130.84 to $131.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 01:41 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 283 $130.29 $36,872.07
Disclosure

SEC source: 0001596783-21-000128 · wf-form4_163037407459691.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,359

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of performance share units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F4 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $129.82 to $130.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes restricted stock units.

Read SEC document
August 26, 2021 Filed Aug 31, 2021 01:41 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 8,008 $0.00 $0.00
Disclosure

SEC source: 0001596783-21-000128 · wf-form4_163037407459691.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,642

F1 · kind: Received upon the achievement of the fiscal 2019-21 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the Issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:28 UTC Catalent, Inc. CTLT · Entity 16279 GrantOptions to purchase Common Stock · Derivative 15,568 $0.00 Strike: $113.00 $0.00
Disclosure

SEC source: 0001596783-21-000096 · wf-form4_162750408089068.xml · derivative · entry 3

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,568

Underlying: Common Stock · 15,568 shares

Expires 2031-07-26

F5 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F6 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 26, 2022.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:28 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 3,009 $0.00 $0.00
Disclosure

SEC source: 0001596783-21-000096 · wf-form4_162750408089068.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,634

F4 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.

F3 · balance_after: Includes restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:28 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 993 $113.05 $112,258.65
Disclosure

SEC source: 0001596783-21-000096 · wf-form4_162750408089068.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,625

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of restricted stock received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $112.77 to $113.38, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 02:46 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 148 $104.42 $15,454.16
Disclosure

SEC source: 0001596783-21-000019 · wf-form4_160990116988656.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,618

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to cover tax withholding obligations in connection with the vesting of restricted stock units received pursuant to the Issuer's long-term incentive plan. No shares were withheld by or surrendered to the Issuer.

F2 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $104.27 to $104.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

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August 27, 2020 Filed Aug 31, 2020 21:24 UTC Catalent, Inc. CTLT · Entity 16279 Tax withholdingCommon Stock 178 $87.71 $15,612.38
Disclosure

SEC source: 0001596783-20-000173 · wf-form4_159890905344058.xml · nonDerivative · entry 4

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,766

F2 · balance_after: Includes restricted stock units.

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August 27, 2020 Filed Aug 31, 2020 21:24 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 378 $0.00 $0.00
Disclosure

SEC source: 0001596783-20-000173 · wf-form4_159890905344058.xml · nonDerivative · entry 3

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,944

F3 · kind: Shares received by the reporting person under the issuer's long-term incentive plan in respect of the fiscal 2017-19 performance period in addition to those received on August 22, 2019.

F2 · balance_after: Includes restricted stock units.

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August 27, 2020 Filed Aug 31, 2020 21:24 UTC Catalent, Inc. CTLT · Entity 16279 Tax withholdingCommon Stock 4,039 $87.71 $354,260.69
Disclosure

SEC source: 0001596783-20-000173 · wf-form4_159890905344058.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,566

F2 · balance_after: Includes restricted stock units.

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August 27, 2020 Filed Aug 31, 2020 21:24 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 8,590 $0.00 $0.00
Disclosure

SEC source: 0001596783-20-000173 · wf-form4_159890905344058.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,605

F1 · kind: Received upon the achievement of the fiscal 2018-20 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

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July 30, 2020 Filed Aug 3, 2020 16:02 UTC Catalent, Inc. CTLT · Entity 16279 GrantOptions to purchase Common Stock · Derivative 15,395 $0.00 Strike: $88.10 $0.00
Disclosure

SEC source: 0001596783-20-000119 · wf-form4_159647053821025.xml · derivative · entry 2

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,395

Underlying: Common Stock · 15,395 shares

Expires 2030-07-30

F3 · shares: Received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan.

F4 · derivative.exercise_date: The options vest and become exercisable in four equal annual installments beginning on July 30, 2021.

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July 30, 2020 Filed Aug 3, 2020 16:02 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 2,838 $0.00 $0.00
Disclosure

SEC source: 0001596783-20-000119 · wf-form4_159647053821025.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

F1 · shares: Restricted stock units (RSUs) received by the reporting person pursuant to the Issuer's annual grant to executive officers and other personnel under its long-term incentive plan. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur three (3) years from the date of award.

F2 · balance_after: Includes restricted stock units.

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July 24, 2020 Filed Jul 28, 2020 12:11 UTC Catalent, Inc. CTLT · Entity 16279 Tax withholdingCommon Stock 940 $81.64 $76,741.60
Disclosure

SEC source: 0001596783-20-000082 · wf-form4_159593829809293.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,177

F1 · balance_after: Includes restricted stock units.

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April 09, 2020 Filed Apr 13, 2020 16:21 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 315 $56.46 $17,784.90
Disclosure

SEC source: 0001596783-20-000042 · wf-form4_158679486659512.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,117

F1 · shares: Restricted stock units (RSUs) received in lieu of reporting person's receipt of certain other compensation. Each RSU represents the right to receive one share of the Issuer's common stock as of the date of vesting, which will occur on December 31, 2020.

F2 · balance_after: Includes restricted stock units.

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December 16, 2019 Filed Dec 18, 2019 13:51 UTC Catalent, Inc. CTLT · Entity 16279 SaleCommon Stock 7,268 $53.18 $386,512.24
Disclosure

SEC source: 0001596783-19-000221 · wf-form4_157667708843521.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,802

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.

F2 · price: Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $52.56 to $53.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

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September 09, 2019 Filed Sep 11, 2019 12:19 UTC Catalent, Inc. CTLT · Entity 16279 Tax withholdingCommon Stock 3,299 $52.48 $173,131.52
Disclosure

SEC source: 0001596783-19-000185 · wf-form4_156820438008331.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,070

F1 · balance_after: Includes restricted stock units.

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August 22, 2019 Filed Aug 26, 2019 19:50 UTC Catalent, Inc. CTLT · Entity 16279 Tax withholdingCommon Stock 5,466 $55.24 $301,941.84
Disclosure

SEC source: 0001596783-19-000164 · wf-form4_156684899891335.xml · nonDerivative · entry 2

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369

F2 · balance_after: Includes restricted stock units.

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August 22, 2019 Filed Aug 26, 2019 19:50 UTC Catalent, Inc. CTLT · Entity 16279 GrantCommon Stock 11,626 $0.00 $0.00
Disclosure

SEC source: 0001596783-19-000164 · wf-form4_156684899891335.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,835

F1 · kind: Received upon the achievement of the fiscal 2017-19 performance-based vesting criteria set forth in certain incentive compensation held by the reporting person under the issuer's long-term incentive plan.

F2 · balance_after: Includes restricted stock units.

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July 26, 2019 Filed Jul 30, 2019 20:22 UTC Catalent, Inc. CTLT · Entity 16279 Tax withholdingCommon Stock 984 $57.26 $56,343.84
Disclosure

SEC source: 0001596783-19-000105 · wf-form4_156451811071317.xml · nonDerivative · entry 1

Maselli Alessandro · CIK 0001684270 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,209

F1 · balance_after: Includes restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.