Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bending Spoons S.p.A.BSP · Entity 3180 | Director | September 19, 2026 | September 25, 2026 |
| Booking Holdings Inc.BKNG · Entity 450 | Director | September 01, 2026 | September 02, 2026 |
| DROPBOX, INC.DBX · Entity 1121 | Director | May 20, 2021 | May 24, 2021 |
| Redfin CorpRDFN · Entity 77686 | Director | June 12, 2022 | June 14, 2022 |
| Vroom, Inc.VRM · Entity 7212 | Director | June 15, 2026 | June 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bending Spoons S.p.A.
Report date September 19, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 86,490 |
Reported balance
After 2026-09-19 transaction · row 1
1 source rowRow 1 · 2026-09-19 · Other · Acquired 17,745 · Balance 86,490 F1: The exercise price is denominated in euros. The price reported herein is based on an exchange ratio of 1.1607 U.S. dollars per 1.00 euro. |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $6.20 · Expires 2026-09-29 | Direct | 0 |
Reported balance
After 2026-09-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-19 · Other · Disposed 3,549 · Balance 0 F1: The exercise price is denominated in euros. The price reported herein is based on an exchange ratio of 1.1607 U.S. dollars per 1.00 euro. F2: The warrants are fully vested and exercisable. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Annox Capital, LLC | 1,504,500 |
Reported balance
Holding disclosure · report date 2026-09-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,504,500 |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise price is denominated in euros. The price reported herein is based on an exchange ratio of 1.1607 U.S. dollars per 1.00 euro.
F2: The warrants are fully vested and exercisable.
Booking Holdings Inc.
Report date September 01, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Annox Capital, LLC | 14,000 |
Reported balance
After 2026-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-01 · Sale · Disposed 1,000 · Balance 14,000 F1: The 10b5-1(c) sales plan was adopted on August 7, 2025. F2: The reporting person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | Direct | 69,565 |
Reported balance
Holding disclosure · report date 2026-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 69,565 |
Filing footnotes · ownership attribution and instrument terms
F1: The 10b5-1(c) sales plan was adopted on August 7, 2025.
F2: The reporting person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.
DROPBOX, INC.
Report date May 20, 2021 · Filed May 24, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 88,243 |
Reported balance
After 2021-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 9,335 · Balance 88,243 F1: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 20, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders. F2: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 20, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 222,698 |
Reported balance
Holding disclosure · report date 2021-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 222,698 F3: Shares are held by Annox Capital, LLC ("Annox"). The Reporting Person is the managing member of Annox and has sole voting and investment control over the shares held by Annox. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 20, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders.
F2: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 20, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer.
F3: Shares are held by Annox Capital, LLC ("Annox"). The Reporting Person is the managing member of Annox and has sole voting and investment control over the shares held by Annox.
Redfin Corp
Report date June 12, 2022 · Filed June 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2031-06-09 | Direct | 0 |
Reported balance
After 2022-06-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-06-12 · Exercise / conversion · Disposed 2,493 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred. F2: The restricted stock units vested on June 12, 2022. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 11,736 |
Reported balance
After 2022-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-12 · Grant · Acquired 2,493 · Balance 11,736 F1: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred.
F2: The restricted stock units vested on June 12, 2022. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.
Vroom, Inc.
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,693 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Sale · Disposed 2,424 · Balance 17,693 F1: The price reported in Column 4 is the per share sale price equal to the closing price per share of Vroom, Inc.'s stock on NASDAQ as of June 12, 2026 under a privately negotiated transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy Annox Capital, LLC | 0 |
Reported balance
After 2026-06-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-06-15 · Sale · Disposed 13,171 · Balance 0 F1: The price reported in Column 4 is the per share sale price equal to the closing price per share of Vroom, Inc.'s stock on NASDAQ as of June 12, 2026 under a privately negotiated transaction. F2: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. |
| Warrants (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.95 · Expires 2030-01-14 | Direct | 0 |
Reported balance
After 2026-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-15 · Sale · Disposed 2,424 · Balance 0 F3: The price reported in Column 8 is the per warrant sale price equal to $0.01 under a privately negotiated transaction. F4: This Report corrects and updates the Reporting Person's ownership of warrants and reflects that the Reporting Person directly held 2,424 warrants prior to the transaction reported herein, disposed of all such warrants under the transaction reported herein and directly beneficially owns no warrants following the transaction reported herein. |
| Warrants (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $60.95 · Expires 2030-01-14 | IndirectBy Annox Capital, LLC | 0 |
Reported balance
After 2026-06-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-15 · Sale · Disposed 13,171 · Balance 0 F3: The price reported in Column 8 is the per warrant sale price equal to $0.01 under a privately negotiated transaction. F2: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is the per share sale price equal to the closing price per share of Vroom, Inc.'s stock on NASDAQ as of June 12, 2026 under a privately negotiated transaction.
F2: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.
F3: The price reported in Column 8 is the per warrant sale price equal to $0.01 under a privately negotiated transaction.
F4: This Report corrects and updates the Reporting Person's ownership of warrants and reflects that the Reporting Person directly held 2,424 warrants prior to the transaction reported herein, disposed of all such warrants under the transaction reported herein and directly beneficially owns no warrants following the transaction reported herein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TIAA FSB Holdings, Inc.
Report date June 09, 2017 · Filed June 12, 2017
Section 16 reporting ended · disclosed 2017-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-09 transaction · row 1
1 source rowRow 1 · 2017-06-09 · Disposition to issuer · Disposed 475,448 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of August 7, 2016, by and among Teachers Insurance and Annuity Association of America, a New York stock life insurance company ("TIAA"), TIAA FSB Holdings, Inc. (formerly known as EverBank Financial Corp), a Delaware corporation (the "Company"), TCT Holdings, Inc., a Delaware corporation and wholly owned subsidiary of TIAA, and Dolphin Sub Corporation, a Delaware corporation and wholly owned subsidiary of TCT Holdings ("Merger Sub"), at the effective time of the merger of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of TIAA, each share of the Company's common stock, par value $0.01 per share, owned by the reporting person was converted into the right to receive $19.50 in cash without interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of August 7, 2016, by and among Teachers Insurance and Annuity Association of America, a New York stock life insurance company ("TIAA"), TIAA FSB Holdings, Inc. (formerly known as EverBank Financial Corp), a Delaware corporation (the "Company"), TCT Holdings, Inc., a Delaware corporation and wholly owned subsidiary of TIAA, and Dolphin Sub Corporation, a Delaware corporation and wholly owned subsidiary of TCT Holdings ("Merger Sub"), at the effective time of the merger of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of TIAA, each share of the Company's common stock, par value $0.01 per share, owned by the reporting person was converted into the right to receive $19.50 in cash without interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2021 Filed Nov 23, 2021 21:05 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionCommon Stock | 1,000 | $6.12 | $6,120.00 |
DisclosureSEC source: 0001382821-21-000328 · wf-form4_163770148547986.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 19:03 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $6.12 | $0.00 |
DisclosureSEC source: 0001382821-21-000300 · wf-form4_163484299443180.xml · derivative · entry 6 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 1,000 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 19:03 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionStock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $9.15 | $0.00 |
DisclosureSEC source: 0001382821-21-000300 · wf-form4_163484299443180.xml · derivative · entry 5 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,750 Underlying: Common Stock · 1,750 shares Expires 2026-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 19:03 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 820 | $51.74 | $42,424.83 |
DisclosureSEC source: 0001382821-21-000300 · wf-form4_163484299443180.xml · nonDerivative · entry 4 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F3 · price: The reporting person executed the transaction in multiple trades at prices ranging from $51.70 to $51.84. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 19:03 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 1,930 | $51.10 | $98,631.49 |
DisclosureSEC source: 0001382821-21-000300 · wf-form4_163484299443180.xml · nonDerivative · entry 3 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,336 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F2 · price: The reporting person executed the transaction in multiple trades at prices ranging from $50.70 to $51.64. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 19:03 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionCommon Stock | 1,000 | $6.12 | $6,120.00 |
DisclosureSEC source: 0001382821-21-000300 · wf-form4_163484299443180.xml · nonDerivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 20, 2021 Filed Oct 21, 2021 19:03 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionCommon Stock | 1,750 | $9.15 | $16,012.50 |
DisclosureSEC source: 0001382821-21-000300 · wf-form4_163484299443180.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:32 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionStock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $9.15 | $0.00 |
DisclosureSEC source: 0001382821-21-000288 · wf-form4_163234271236675.xml · derivative · entry 5 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,500 Underlying: Common Stock · 1,750 shares Expires 2026-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:32 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $6.12 | $0.00 |
DisclosureSEC source: 0001382821-21-000288 · wf-form4_163234271236675.xml · derivative · entry 4 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 1,000 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:32 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 2,750 | $48.98 | $134,689.23 |
DisclosureSEC source: 0001382821-21-000288 · wf-form4_163234271236675.xml · nonDerivative · entry 3 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F2 · price: The reporting person executed the transaction in multiple trades at prices ranging from $48.70 to $49.50. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:32 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionCommon Stock | 1,750 | $9.15 | $16,012.50 |
DisclosureSEC source: 0001382821-21-000288 · wf-form4_163234271236675.xml · nonDerivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:32 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionCommon Stock | 1,000 | $6.12 | $6,120.00 |
DisclosureSEC source: 0001382821-21-000288 · wf-form4_163234271236675.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:22 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionStock Option (right to buy) · Derivative | 1,750 | $0.00 Strike: $9.15 | $0.00 |
DisclosureSEC source: 0001382821-21-000270 · wf-form4_162982935942055.xml · derivative · entry 5 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,250 Underlying: Common Stock · 1,750 shares Expires 2026-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:22 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionStock Option (right to buy) · Derivative | 4,333 | $0.00 Strike: $6.12 | $0.00 |
DisclosureSEC source: 0001382821-21-000270 · wf-form4_162982935942055.xml · derivative · entry 4 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,000 Underlying: Common Stock · 4,333 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The stock option is fully exercisable. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:22 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 6,083 | $45.47 | $276,594.01 |
DisclosureSEC source: 0001382821-21-000270 · wf-form4_162982935942055.xml · nonDerivative · entry 3 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:22 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionCommon Stock | 1,750 | $9.15 | $16,012.50 |
DisclosureSEC source: 0001382821-21-000270 · wf-form4_162982935942055.xml · nonDerivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 18:22 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionCommon Stock | 4,333 | $6.12 | $26,517.96 |
DisclosureSEC source: 0001382821-21-000270 · wf-form4_162982935942055.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 13, 2021 Filed Jun 14, 2021 22:43 UTC | Redfin Corp RDFN · Entity 77686 | GrantPhantom Stock · Derivative | 3,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001382821-21-000196 · wf-form4_162371059400279.xml · derivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,243 Underlying: Common Stock · 3,767 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred Read SEC document |
| June 13, 2021 Filed Jun 14, 2021 22:43 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionRestricted Stock Unit · Derivative | 3,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001382821-21-000196 · wf-form4_162371059400279.xml · derivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,767 shares Expires 2030-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred F2 · derivative.exercise_date: The restricted stock units vested on June 13, 2021. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. Read SEC document |
| June 09, 2021 Filed Jun 9, 2021 23:36 UTC | Redfin Corp RDFN · Entity 77686 | GrantRestricted Stock Unit · Derivative | 2,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001382821-21-000163 · wf-form4_162328178151364.xml · derivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493 Underlying: Common Stock · 2,493 shares Expires 2031-06-09 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units will vest on June 12, 2022. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. Read SEC document |
| May 30, 2021 Filed Jun 2, 2021 20:22 UTC | Booking Holdings Inc. BKNG · Entity 450 | GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006216 · edgar.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415 F1 · security: Represents a grant of 159 restricted stock units. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:50 UTC | DROPBOX, INC. DBX · Entity 1121 | GrantClass A Common Stock | 9,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003710 · primarydocument.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,243 F1 · shares: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 20, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 20, 2022 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| March 25, 2021 Filed Mar 30, 2021 01:48 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 5,328 | $35.80 | $190,737.60 |
DisclosureSEC source: 0001562180-21-002473 · primarydocument.xml · nonDerivative · entry 3 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,805 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.61 to $36.19. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2021 Filed Mar 30, 2021 01:48 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 4,739 | $35.19 | $166,746.45 |
DisclosureSEC source: 0001562180-21-002473 · primarydocument.xml · nonDerivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,133 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.61 to $35.60. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 25, 2021 Filed Mar 30, 2021 01:48 UTC | Vroom, Inc. VRM · Entity 7212 | SaleCommon Stock | 4,600 | $34.07 | $156,735.34 |
DisclosureSEC source: 0001562180-21-002473 · primarydocument.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,872 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.51 to $34.42. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 23:50 UTC | DROPBOX, INC. DBX · Entity 1121 | PurchaseClass A Common Stock | 100,000 | $24.59 | $2,458,670.00 |
DisclosureSEC source: 0001562180-21-002184 · primarydocument.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 222,698 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.515 to $24.5799. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares are held by Annox Capital, LLC ("Annox"). The Reporting Person is the managing member of Annox and has sole voting and investment control over the shares held by Annox. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:24 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 1,221 | $93.61 | $114,298.91 |
DisclosureSEC source: 0001382821-21-000020 · wf-form4_161368342111596.xml · nonDerivative · entry 5 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 0 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F7 · price: The reporting person executed the transaction in multiple trades at prices ranging from $93.395 to $94.02. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:24 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 4,182 | $92.61 | $387,312.58 |
DisclosureSEC source: 0001382821-21-000020 · wf-form4_161368342111596.xml · nonDerivative · entry 4 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 1,221 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F6 · price: The reporting person executed the transaction in multiple trades at prices ranging from $92.26 to $93.05. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:24 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 21,481 | $91.57 | $1,966,972.21 |
DisclosureSEC source: 0001382821-21-000020 · wf-form4_161368342111596.xml · nonDerivative · entry 3 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 5,403 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F5 · price: The reporting person executed the transaction in multiple trades at prices ranging from $91.255 to $92.23. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:24 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 67,364 | $90.78 | $6,115,283.71 |
DisclosureSEC source: 0001382821-21-000020 · wf-form4_161368342111596.xml · nonDerivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 26,884 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F4 · price: The reporting person executed the transaction in multiple trades at prices ranging from $90.25 to $91.2475. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:24 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 24,952 | $89.98 | $2,245,283.26 |
DisclosureSEC source: 0001382821-21-000020 · wf-form4_161368342111596.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 94,248 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F2 · price: The reporting person executed the transaction in multiple trades at prices ranging from $89.25 to $90.24. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:06 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 4,119 | $45.80 | $188,637.43 |
DisclosureSEC source: 0001382821-20-000186 · wf-form4_159778478151265.xml · nonDerivative · entry 3 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 119,200 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F5 · price: The reporting person executed the transaction in multiple trades at prices ranging from $45.51 to $46.01. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:06 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 30,101 | $44.84 | $1,349,674.66 |
DisclosureSEC source: 0001382821-20-000186 · wf-form4_159778478151265.xml · nonDerivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 123,319 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F4 · price: The reporting person executed the transaction in multiple trades at prices ranging from $44.47 to $45.46. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 21:06 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 85,030 | $44.07 | $3,747,314.62 |
DisclosureSEC source: 0001382821-20-000186 · wf-form4_159778478151265.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 153,420 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F2 · price: The reporting person executed the transaction in multiple trades at prices ranging from $43.465 to $44.455. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price. F3 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries G Preferred Stock · Derivative | 111,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 10 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 111,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries F Preferred Stock · Derivative | 264,222 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 9 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 264,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries E Preferred Stock · Derivative | 92,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 8 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 92,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries D Preferred Stock · Derivative | 303,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 7 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 303,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries C Preferred Stock · Derivative | 168,502 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 6 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 168,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries B Preferred Stock · Derivative | 4,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 5 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 0 Underlying: Common Stock · 4,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries H Preferred Stock · Derivative | 183,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 4 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 183,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionSeries G Preferred Stock · Derivative | 117,542 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · derivative · entry 3 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 117,542 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionCommon Stock | 944,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · nonDerivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 1,148,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F2 · ownership.nature: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:00 UTC | Vroom, Inc. VRM · Entity 7212 | ConversionCommon Stock | 301,412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-016489 · doc4.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. F1 · price: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 23:40 UTC | Redfin Corp RDFN · Entity 77686 | GrantRestricted Stock Unit · Derivative | 3,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001382821-20-000155 · wf-form4_159191879698578.xml · derivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,767 Underlying: Common Stock · 3,767 shares Expires 2030-06-10 F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units will vest on June 13, 2021. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. Read SEC document |
| June 06, 2020 Filed Jun 8, 2020 21:45 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionPhantom Stock · Derivative | 5,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001382821-20-000145 · wf-form4_159165272021459.xml · derivative · entry 2 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,476 Underlying: Common Stock · 5,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred. F1 · derivative.exercise_date: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred. F1 · derivative.expiration_date: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred. Read SEC document |
| June 06, 2020 Filed Jun 8, 2020 21:45 UTC | Redfin Corp RDFN · Entity 77686 | Exercise / conversionRestricted Stock Unit · Derivative | 5,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001382821-20-000145 · wf-form4_159165272021459.xml · derivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,476 shares Expires 2029-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred. F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of (i) the date of the issuer's 2020 annual meeting of stockholders and (ii) June 6, 2020. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 21:30 UTC | Booking Holdings Inc. BKNG · Entity 450 | GrantCommon Stock | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006820 · edgar.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256 F1 · security: Represents a grant of 229 restricted stock units. Read SEC document |
| May 21, 2020 Filed May 27, 2020 01:43 UTC | DROPBOX, INC. DBX · Entity 1121 | GrantClass A Common Stock | 11,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003938 · primarydocument.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,908 F1 · shares: These securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock. The restricted stock units vest in full on the earlier of May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. F2 · balance_after: Certain of these securities are restricted stock units. Each restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through May 21, 2021 or the day prior to the date of the Issuer's next annual meeting of stockholders. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock units will be cancelled by the Issuer. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 20:14 UTC | Redfin Corp RDFN · Entity 77686 | SaleCommon Stock | 112,282 | $17.50 | $1,964,935.00 |
DisclosureSEC source: 0001382821-19-000129 · wf-form4_156650486781198.xml · nonDerivative · entry 1 MYLOD ROBERT J JR · CIK 0001214607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Annox Capital, LLC Disclosed balance after: 238,450 F1 · kind: The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan. F2 · ownership.nature: The reporting person is the managing member of Annox Capital, LLC. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.