Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Penumbra IncPEN · Entity 3430 | Director · CEO | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Penumbra Inc
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 683,042 |
Reported balance
After 2026-05-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-19 · Gift · Disposed 77,000 · Balance 683,042 F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges. F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership. F3: Shares are held by the Siegel/Elsesser Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.
F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
F3: Shares are held by the Siegel/Elsesser Revocable Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 9,666 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · derivative · entry 10 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,668 Underlying: Common Stock · 9,666 shares Expires 2024-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 759 | $327.17 | $248,322.03 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $326.74 to $327.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,542 | $326.36 | $503,247.12 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 759 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $325.76 to $326.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,362 | $325.25 | $1,093,490.50 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,301 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $324.73 to $325.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 798 | $324.33 | $258,815.34 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,663 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $323.80 to $324.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 719 | $323.17 | $232,359.23 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,461 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $322.89 to $323.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,568 | $322.23 | $505,256.64 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,180 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $321.72 to $322.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 918 | $321.34 | $294,990.12 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,748 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $320.72 to $321.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 12, 2023 Filed Jun 15, 2023 00:43 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 9,666 | $7.75 | $74,911.50 |
DisclosureSEC source: 0001321732-23-000076 · wk-form4_1686789821.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:31 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 9,666 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · derivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 48,334 Underlying: Common Stock · 9,666 shares Expires 2024-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:31 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 431 | $320.50 | $138,135.50 |
DisclosureSEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $320.19 to $320.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:31 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,002 | $319.44 | $639,518.88 |
DisclosureSEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 431 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $319.12 to $319.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:31 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,747 | $318.66 | $1,194,019.02 |
DisclosureSEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,433 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $318.12 to $319.06. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:31 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,486 | $317.61 | $1,107,188.46 |
DisclosureSEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,180 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $317.11 to $318.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 23:31 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 9,666 | $7.75 | $74,911.50 |
DisclosureSEC source: 0001321732-23-000066 · wf-form4_168419347142079.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 9,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 14,500 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · derivative · entry 18 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,000 Underlying: Common Stock · 14,500 shares Expires 2024-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 803 | $258.63 | $207,679.89 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 16 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F14 · price: This transaction was executed in multiple trades at prices ranging from $258.59 to $258.71.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,209 | $258.10 | $570,142.90 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 15 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F13 · price: This transaction was executed in multiple trades at prices ranging from $257.61 to $258.58.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,108 | $257.04 | $798,880.32 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 14 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,012 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F12 · price: This transaction was executed in multiple trades at prices ranging from $256.64 to $257.42.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $256.17 | $128,085.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 13 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,120 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F11 · price: This transaction was executed in multiple trades at prices ranging from $255.91 to $256.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $254.95 | $127,475.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 12 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F10 · price: This transaction was executed in multiple trades at prices ranging from $254.84 to $255.14.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $254.06 | $25,406.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 11 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 800 | $253.01 | $202,408.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 10 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,220 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $252.66 to $253.53.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,253 | $252.07 | $315,843.71 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 9 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,020 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $251.60 to $252.47.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,327 | $251.24 | $333,395.48 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,273 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $250.67 to $251.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $249.78 | $24,978.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 600 | $249.06 | $149,436.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $248.65 to $249.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 700 | $247.87 | $173,509.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $247.62 to $248.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,500 | $247.19 | $370,785.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $246.63 to $247.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $245.78 | $122,890.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $245.64 to $245.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 500 | $245.15 | $122,575.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $244.59 to $245.55.The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2022 Filed Jan 14, 2022 00:36 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 14,500 | $7.75 | $112,375.00 |
DisclosureSEC source: 0001321732-22-000012 · wf-form4_164212058152971.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 14,500 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · derivative · entry 14 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 14,500 shares Expires 2024-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,800 | $253.51 | $456,318.00 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 12 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F12 · price: This transaction was executed in multiple trades at prices ranging from $253.21 to $253.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,563 | $252.66 | $394,907.58 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 11 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F11 · price: This transaction was executed in multiple trades at prices ranging from $252.20 to $253.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,000 | $251.48 | $251,480.00 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 10 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,363 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F10 · price: This transaction was executed in multiple trades at prices ranging from $251.21 to $251.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,195 | $250.85 | $550,615.75 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 9 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,363 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $250.34 to $251.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 408 | $249.75 | $101,898.00 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,558 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $249.38 to $250.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 297 | $249.07 | $73,973.79 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 7 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,966 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F7 · price: This transaction was executed in multiple trades at prices ranging from $249.00 to $249.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,312 | $247.69 | $324,969.28 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 6 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,263 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F6 · price: This transaction was executed in multiple trades at prices ranging from $247.22 to $248.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,213 | $246.74 | $299,295.62 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 5 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F5 · price: This transaction was executed in multiple trades at prices ranging from $246.29 to $247.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 3,312 | $245.69 | $813,725.28 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 4 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,788 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F4 · price: This transaction was executed in multiple trades at prices ranging from $245.23 to $246.09. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,200 | $244.83 | $293,796.00 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 3 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,100 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F3 · price: This transaction was executed in multiple trades at prices ranging from $244.22 to $245.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 200 | $243.68 | $48,736.00 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 2 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades at prices ranging from $243.20 to $244.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2021 Filed Dec 16, 2021 00:36 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionCommon Stock | 14,500 | $7.75 | $112,375.00 |
DisclosureSEC source: 0001321732-21-000124 · wf-form4_163961497131983.xml · nonDerivative · entry 1 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:39 UTC | Penumbra Inc PEN · Entity 3430 | Exercise / conversionStock Option (right to buy) · Derivative | 14,500 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · derivative · entry 13 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,000 Underlying: Common Stock · 14,500 shares Expires 2024-03-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: All shares are vested and exercisable. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:39 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 100 | $267.65 | $26,765.00 |
DisclosureSEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 11 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:39 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 1,113 | $266.88 | $297,037.44 |
DisclosureSEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 10 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F10 · price: This transaction was executed in multiple trades at prices ranging from $266.56 to $267.53. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:39 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 2,005 | $266.08 | $533,490.40 |
DisclosureSEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 9 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F9 · price: This transaction was executed in multiple trades at prices ranging from $265.55 to $266.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2021 Filed Nov 16, 2021 00:39 UTC | Penumbra Inc PEN · Entity 3430 | SaleCommon Stock | 6,532 | $264.91 | $1,730,392.12 |
DisclosureSEC source: 0001321732-21-000112 · wf-form4_163702312616378.xml · nonDerivative · entry 8 Elsesser Adam · CIK 0001651323 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,218 F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. F8 · price: This transaction was executed in multiple trades at prices ranging from $264.59 to $265.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.