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person · Reporting owner

Elsesser Adam

Disclosed activity across 1 company

Tapewire entity
45153
SEC CIK
0001651323

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Penumbra IncPEN · Entity 3430Director · CEOMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penumbra Inc

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust683,042 Reported balance After 2026-05-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-19 · Gift · Disposed 77,000 · Balance 683,042

F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Shares are held by the Siegel/Elsesser Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Shares are held by the Siegel/Elsesser Revocable Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 23, 2024 Filed Aug 26, 2024 23:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,636 $201.35 $933,458.60
Disclosure

SEC source: 0001321732-24-000094 · wk-form4_1724715966.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 916,341

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $201.02 to $201.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 23:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,985 $200.41 $999,043.85
Disclosure

SEC source: 0001321732-24-000094 · wk-form4_1724715966.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 920,977

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 23:46 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,620 $200.00 $324,000.00
Disclosure

SEC source: 0001321732-24-000094 · wk-form4_1724715966.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 925,962

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 23:31 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 9,000 $203.34 $1,830,060.00
Disclosure

SEC source: 0001321732-24-000081 · wk-form4_1721431892.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 927,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $203.20 to $203.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 23:31 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,200 $202.51 $445,522.00
Disclosure

SEC source: 0001321732-24-000081 · wk-form4_1721431892.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 936,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $202.35 to $202.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 23:31 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 900 $201.50 $181,350.00
Disclosure

SEC source: 0001321732-24-000081 · wk-form4_1721431892.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 938,782

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $201.12 to $201.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 23:31 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,900 $200.28 $580,812.00
Disclosure

SEC source: 0001321732-24-000081 · wk-form4_1721431892.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 939,682

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 283 $203.35 $57,548.05
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 942,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $203.14 to $203.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 679 $202.46 $137,470.34
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 942,865

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $202.08 to $202.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 6,319 $201.16 $1,271,130.04
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 943,544

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $201.00 to $201.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 7,719 $200.62 $1,548,585.78
Disclosure

SEC source: 0001321732-24-000066 · wk-form4_1716421124.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 949,863

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 01:10 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-24-000033 · wk-form4_1709946630.xml · derivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 01:10 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 5,000 $7.75 $38,750.00
Disclosure

SEC source: 0001321732-24-000033 · wk-form4_1709946630.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 9,670 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · derivative · entry 13

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,670 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 197 $230.32 $45,373.04
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $230.23 to $230.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 96 $225.40 $21,638.40
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 126 $224.78 $28,322.28
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $224.45 to $224.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 188 $223.50 $42,018.00
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $223.33 to $223.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 19 $222.62 $4,229.78
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 43 $218.79 $9,407.97
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $218.19 to $218.93. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 236 $217.42 $51,311.12
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $217.05 to $217.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 90 $217.00 $19,530.00
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,857 $215.40 $1,046,197.80
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $215.10 to $215.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,818 $214.35 $818,388.30
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,852

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $214.03 to $215.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 23:33 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 9,670 $7.75 $74,942.50
Disclosure

SEC source: 0001321732-23-000122 · wk-form4_1697239996.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · derivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,670

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 106 $301.91 $32,002.46
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,453 $301.42 $437,963.26
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F9 · price: This transaction was executed in multiple trades at prices ranging from $301.03 to $301.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,207 $300.45 $663,093.15
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,559

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $299.91 to $300.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,023 $299.48 $605,848.04
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,766

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $299.00 to $299.87. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 581 $298.45 $173,399.45
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,789

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $298.12 to $298.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 735 $297.30 $218,515.50
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,370

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $296.91 to $297.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 961 $296.54 $284,974.94
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,105

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $295.96 to $296.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 800 $295.56 $236,448.00
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,066

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $295.12 to $295.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 800 $294.47 $235,576.00
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,866

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $293.89 to $294.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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September 11, 2023 Filed Sep 13, 2023 23:48 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000112 · wk-form4_1694648887.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 11, 2023 Filed Aug 15, 2023 00:57 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · derivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,336

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares are vested and exercisable.

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August 11, 2023 Filed Aug 15, 2023 00:57 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 154 $248.14 $38,213.56
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $248.03 to $248.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 11, 2023 Filed Aug 15, 2023 00:57 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 7,052 $247.37 $1,744,453.24
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $247.00 to $247.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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August 11, 2023 Filed Aug 15, 2023 00:57 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,460 $246.71 $606,906.60
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,206

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $246.00 to $246.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 00:57 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000098 · wk-form4_1692061014.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 9,666 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · derivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,002

Underlying: Common Stock · 9,666 shares

Expires 2024-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: All shares are vested and exercisable.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 738 $327.15 $241,436.70
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F8 · price: This transaction was executed in multiple trades at prices ranging from $326.80 to $327.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 322 $326.18 $105,029.96
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 738

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades at prices ranging from $326.02 to $326.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 578 $325.05 $187,878.90
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,060

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades at prices ranging from $324.80 to $325.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,936 $324.33 $627,902.88
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,638

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F5 · price: This transaction was executed in multiple trades at prices ranging from $323.82 to $324.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 400 $323.47 $129,388.00
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,574

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $323.30 to $323.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,570 $322.19 $505,838.30
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,974

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $321.80 to $322.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,122 $321.32 $1,324,481.04
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,544

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $320.80 to $321.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 01:08 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 9,666 $7.75 $74,911.50
Disclosure

SEC source: 0001321732-23-000082 · wk-form4_1689296870.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.