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Elsesser Adam

Disclosed activity across 1 company

Tapewire entity
45153
SEC CIK
0001651323

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Penumbra IncPEN · Entity 3430Director · CEOMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penumbra Inc

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust683,042 Reported balance After 2026-05-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-19 · Gift · Disposed 77,000 · Balance 683,042

F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Shares are held by the Siegel/Elsesser Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Shares are held by the Siegel/Elsesser Revocable Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,300 $251.19 $326,547.00
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,965

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $250.72 to $251.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · derivative · entry 14

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,836

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 229 $273.40 $62,608.60
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,289

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F11 · price: This transaction was executed in multiple trades at prices ranging from $273.01 to $273.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,599 $272.34 $707,811.66
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,518

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F10 · price: This transaction was executed in multiple trades at prices ranging from $272.16 to $272.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 548 $271.74 $148,913.52
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,117

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F9 · price: This transaction was executed in multiple trades at prices ranging from $271.69 to $271.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,611 $270.32 $435,485.52
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,665

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F8 · price: This transaction was executed in multiple trades at prices ranging from $270.05 to $270.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 300 $269.88 $80,964.00
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,276

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,006 $268.65 $807,561.90
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,576

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F7 · price: This transaction was executed in multiple trades at prices ranging from $268.00 to $268.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 400 $267.38 $106,952.00
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,582

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F6 · price: This transaction was executed in multiple trades at prices ranging from $267.27 to $267.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,126 $266.25 $299,797.50
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,982

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $266.07 to $266.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,231 $265.39 $1,122,865.09
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,108

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $265.03 to $265.94. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,150 $264.52 $304,198.00
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,339

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $264.17 to $264.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,100 $263.42 $289,762.00
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,489

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $262.98 to $263.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2025 Filed May 31, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000009 · wk-form4_1748649739.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 22, 2025 23:37 UTC Penumbra Inc PEN · Entity 3430 GiftCommon Stock 260,000 $0.00 $0.00
Disclosure

SEC source: 0001651323-25-000007 · wk-form4_1747957034.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 577,582

F1 · kind: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · derivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 223,812

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 101 $299.96 $30,295.96
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,613

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F6 · price: This transaction was executed in multiple trades at prices ranging from $299.84 to $299.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,723 $299.21 $1,113,958.83
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,714

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $298.86 to $299.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 10,164 $298.31 $3,032,022.84
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,437

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $297.88 to $298.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,550 $297.05 $460,427.50
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,601

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $297.00 to $297.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 962 $296.35 $285,088.70
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,151

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $296.13 to $296.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 100 $286.82 $28,682.00
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,113

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
May 14, 2025 Filed May 16, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000005 · wk-form4_1747438495.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · derivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 251,788

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 90 $295.00 $26,550.00
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,237

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,575 $293.21 $461,805.75
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,327

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F7 · price: This transaction was executed in multiple trades at prices ranging from $293.00 to $293.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 50 $292.41 $14,620.50
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,902

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 956 $291.62 $278,788.72
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,952

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F6 · price: This transaction was executed in multiple trades at prices ranging from $291.08 to $291.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,205 $290.31 $930,443.55
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,908

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $289.91 to $290.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,924 $289.45 $846,351.80
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,113

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $288.96 to $289.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,500 $288.25 $1,297,125.00
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,037

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $287.87 to $288.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,350 $287.26 $962,321.00
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,537

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $286.87 to $287.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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May 07, 2025 Filed May 9, 2025 23:35 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000003 · wk-form4_1746833748.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · derivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,764

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

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April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 100 $277.30 $27,730.00
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,911

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

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April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,105 $276.47 $305,499.35
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,011

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F7 · price: This transaction was executed in multiple trades at prices ranging from $276.31 to $276.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,284 $275.80 $1,181,527.20
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,116

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F6 · price: This transaction was executed in multiple trades at prices ranging from $275.29 to $276.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,858 $275.00 $1,060,950.00
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,400

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $274.40 to $275.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,371 $273.56 $648,610.76
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,258

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $273.31 to $274.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,598 $272.83 $708,812.34
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,629

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $272.33 to $273.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,244 $271.88 $610,098.72
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,227

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $271.29 to $272.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 16, 2025 Filed Apr 18, 2025 23:38 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001321732-25-000080 · wk-form4_1745019530.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:38 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 41,308 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001321732-25-000070 · wk-form4_1743813493.xml · derivative · entry 14

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 307,740

Underlying: Common Stock · 41,308 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All shares are vested and exercisable.

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April 02, 2025 Filed Apr 5, 2025 00:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 65 $277.63 $18,045.95
Disclosure

SEC source: 0001321732-25-000070 · wk-form4_1743813493.xml · nonDerivative · entry 12

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,495

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F9 · price: This transaction was executed in multiple trades at prices ranging from $277.38 to $277.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 02, 2025 Filed Apr 5, 2025 00:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 400 $275.99 $110,396.00
Disclosure

SEC source: 0001321732-25-000070 · wk-form4_1743813493.xml · nonDerivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,560

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

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April 02, 2025 Filed Apr 5, 2025 00:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 36 $275.24 $9,908.64
Disclosure

SEC source: 0001321732-25-000070 · wk-form4_1743813493.xml · nonDerivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,960

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

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April 02, 2025 Filed Apr 5, 2025 00:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 5,248 $274.22 $1,439,106.56
Disclosure

SEC source: 0001321732-25-000070 · wk-form4_1743813493.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,996

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F8 · price: This transaction was executed in multiple trades at prices ranging from $273.93 to $274.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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April 02, 2025 Filed Apr 5, 2025 00:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,208 $273.71 $1,151,771.68
Disclosure

SEC source: 0001321732-25-000070 · wk-form4_1743813493.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,244

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F7 · price: This transaction was executed in multiple trades at prices ranging from $273.40 to $273.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:38 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 300 $272.00 $81,600.00
Disclosure

SEC source: 0001321732-25-000070 · wk-form4_1743813493.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,452

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.