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Elsesser Adam

Disclosed activity across 1 company

Tapewire entity
45153
SEC CIK
0001651323

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Penumbra IncPEN · Entity 3430Director · CEOMay 19, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Penumbra Inc

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust683,042 Reported balance After 2026-05-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-19 · Gift · Disposed 77,000 · Balance 683,042

F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Shares are held by the Siegel/Elsesser Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Shares are held by the Siegel/Elsesser Revocable Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2026 Filed May 21, 2026 23:35 UTC Penumbra Inc PEN · Entity 3430 GiftCommon Stock 77,000 $0.00 $0.00
Disclosure

SEC source: 0001651323-26-000002 · wk-form4_1779406545.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 683,042

F1 · kind: Charitable donation to Massachusetts school focused on educating students with complex language and learning challenges.

F2 · balance_after: Any changes between direct and indirect holdings through the Siegel/Elsesser Revocable Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3 · ownership.nature: Shares are held by the Siegel/Elsesser Revocable Trust.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:36 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,980 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000023 · wk-form4_1757029008.xml · derivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,980 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:36 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,200 $270.81 $324,972.00
Disclosure

SEC source: 0001651323-25-000023 · wk-form4_1757029008.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,460

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $270.78 to $271.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:36 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 7,575 $270.09 $2,045,931.75
Disclosure

SEC source: 0001651323-25-000023 · wk-form4_1757029008.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,660

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $269.74 to $270.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:36 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 4,674 $269.26 $1,258,521.24
Disclosure

SEC source: 0001651323-25-000023 · wk-form4_1757029008.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,235

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $268.67 to $269.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:36 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,351 $268.41 $631,031.91
Disclosure

SEC source: 0001651323-25-000023 · wk-form4_1757029008.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,909

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $267.67 to $268.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:36 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,980 $30.00 $839,400.00
Disclosure

SEC source: 0001651323-25-000023 · wk-form4_1757029008.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 23:48 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000021 · wk-form4_1755906483.xml · derivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,980

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 100 $256.50 $25,650.00
Disclosure

SEC source: 0001651323-25-000021 · wk-form4_1755906483.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,280

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 6,227 $254.99 $1,587,822.73
Disclosure

SEC source: 0001651323-25-000021 · wk-form4_1755906483.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,380

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $254.73 to $255.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 9,114 $254.27 $2,317,416.78
Disclosure

SEC source: 0001651323-25-000021 · wk-form4_1755906483.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,607

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $253.70 to $254.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 23:48 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 459 $252.86 $116,062.74
Disclosure

SEC source: 0001651323-25-000021 · wk-form4_1755906483.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,721

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $252.64 to $253.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 23:48 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000021 · wk-form4_1755906483.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:06 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000019 · wk-form4_1754697996.xml · derivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,956

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:06 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 30 $240.56 $7,216.80
Disclosure

SEC source: 0001651323-25-000019 · wk-form4_1754697996.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,204

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:06 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,811 $239.52 $433,770.72
Disclosure

SEC source: 0001651323-25-000019 · wk-form4_1754697996.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,234

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $239.48 to $239.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:06 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,842 $238.81 $917,508.02
Disclosure

SEC source: 0001651323-25-000019 · wk-form4_1754697996.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,045

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $238.41 to $239.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:06 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 7,861 $238.04 $1,871,232.44
Disclosure

SEC source: 0001651323-25-000019 · wk-form4_1754697996.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 163,887

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $237.42 to $238.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:06 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,486 $236.78 $588,635.08
Disclosure

SEC source: 0001651323-25-000019 · wk-form4_1754697996.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 171,748

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $236.41 to $237.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2025 Filed Aug 9, 2025 00:06 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000019 · wk-form4_1754697996.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 23:32 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000017 · wk-form4_1753486334.xml · derivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,932

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 23:32 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,900 $233.86 $912,054.00
Disclosure

SEC source: 0001651323-25-000017 · wk-form4_1753486334.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,258

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $233.63 to $234.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 23:32 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 8,621 $233.29 $2,011,193.09
Disclosure

SEC source: 0001651323-25-000017 · wk-form4_1753486334.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,158

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $232.77 to $233.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 23:32 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,629 $232.11 $842,327.19
Disclosure

SEC source: 0001651323-25-000017 · wk-form4_1753486334.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 158,779

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $231.60 to $232.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 23, 2025 Filed Jul 25, 2025 23:32 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000017 · wk-form4_1753486334.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · derivative · entry 11

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,908

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 175 $248.79 $43,538.25
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,432

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 450 $247.92 $111,564.00
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,607

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,110 $245.90 $272,949.00
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,057

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F7 · price: This transaction was executed in multiple trades at prices ranging from $245.69 to $246.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,379 $244.71 $582,165.09
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,167

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F6 · price: This transaction was executed in multiple trades at prices ranging from $244.43 to $245.28. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 5,710 $243.97 $1,393,068.70
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,546

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $243.45 to $244.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,522 $242.97 $855,740.34
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,256

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $242.55 to $243.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,244 $241.96 $300,998.24
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,778

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $241.62 to $242.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,395 $241.09 $336,320.55
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,022

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $240.43 to $241.34. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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July 09, 2025 Filed Jul 11, 2025 23:30 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000015 · wk-form4_1752276612.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · derivative · entry 10

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,884

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: All shares are vested and exercisable.

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June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 195 $257.12 $50,138.40
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 8

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,441

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

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June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,067 $256.35 $273,525.45
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,636

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F7 · price: This transaction was executed in multiple trades at prices ranging from $256.11 to $256.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,530 $255.63 $391,113.90
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,703

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F6 · price: This transaction was executed in multiple trades at prices ranging from $255.12 to $256.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,530 $254.42 $643,682.60
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,233

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $254.14 to $254.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,702 $253.43 $431,337.86
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,763

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $253.14 to $254.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 6,422 $252.68 $1,622,710.96
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,465

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $252.29 to $253.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 2,444 $251.26 $614,079.44
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 2

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,887

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered in the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F2 · price: This transaction was executed in multiple trades at prices ranging from $251.11 to $251.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 25, 2025 Filed Jun 28, 2025 00:02 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionCommon Stock 27,976 $30.00 $839,280.00
Disclosure

SEC source: 0001651323-25-000013 · wk-form4_1751068954.xml · nonDerivative · entry 1

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 Exercise / conversionStock Option (right to buy) · Derivative 27,976 $0.00 Strike: $30.00 $0.00
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · derivative · entry 9

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,860

Underlying: Common Stock · 27,976 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: All shares are vested and exercisable.

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June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 172 $255.73 $43,985.56
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · nonDerivative · entry 7

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,355

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

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June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 1,403 $254.79 $357,470.37
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · nonDerivative · entry 6

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,527

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F6 · price: This transaction was executed in multiple trades at prices ranging from $254.72 to $254.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 8,591 $254.15 $2,183,402.65
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · nonDerivative · entry 5

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,930

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F5 · price: This transaction was executed in multiple trades at prices ranging from $253.81 to $254.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 3,544 $253.34 $897,836.96
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · nonDerivative · entry 4

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,521

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F4 · price: This transaction was executed in multiple trades at prices ranging from $252.81 to $253.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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June 11, 2025 Filed Jun 13, 2025 23:33 UTC Penumbra Inc PEN · Entity 3430 SaleCommon Stock 900 $251.83 $226,647.00
Disclosure

SEC source: 0001651323-25-000011 · wk-form4_1749857576.xml · nonDerivative · entry 3

Elsesser Adam · CIK 0001651323 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,065

F1 · kind: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan. The Reporting Person entered into the Rule 10b5-1 trading plan in connection with the expiration of certain stock options held by the Reporting Person and related sales of shares to satisfy the exercise price and tax withholding obligations upon the exercise of such stock options.

F3 · price: This transaction was executed in multiple trades at prices ranging from $251.75 to $251.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.