Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST INTERSTATE BANCSYSTEM INCFIBK · Entity 4141 | Chief Risk Officer | March 15, 2026 | March 17, 2026 |
| WESBANCO INCWSBC · Entity 4083 | SEVP/Chief Risk Officer | May 20, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST INTERSTATE BANCSYSTEM INC
Report date March 15, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,843 |
Reported balance
After 2026-03-15 transaction · row 1
1 source rowRow 1 · 2026-03-15 · Grant · Acquired 3,843 · Balance 3,843 F1: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest in three equal annual installments beginning on March 15, 2027, subject to the reporting person's continued employment through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest in three equal annual installments beginning on March 15, 2027, subject to the reporting person's continued employment through each applicable vesting date.
WESBANCO INC
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,125 |
Reported balance
After 2026-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 6,125 · Balance 6,125 F1: Eash Restricted Stock Unit represents a contingent right to receive one share of Wesbanco common stock F2: Restrict Stock Units vest in three equal annual installments beginning May 20, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Eash Restricted Stock Unit represents a contingent right to receive one share of Wesbanco common stock
F2: Restrict Stock Units vest in three equal annual installments beginning May 20, 2027.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HEARTLAND FINANCIAL USA INC
Report date January 31, 2025 · Filed February 04, 2025
Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 1
1 source rowRow 1 · 2025-01-31 · Disposition to issuer · Disposed 28,870 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. |
| 2022 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-31 · Disposition to issuer · Disposed 484 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. |
| 2023 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-01-31 · Disposition to issuer · Disposed 1,268 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. |
| 2024 Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-01-31 · Disposition to issuer · Disposed 3,031 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. |
| 2022 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-01-31 · Disposition to issuer · Disposed 2,177 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. |
| 2023 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security | Direct | 2,854 |
Reported balance
After 2025-01-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-01-31 · Grant · Acquired 2,854 · Balance 2,854 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. |
| 2023 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-01-31 · Disposition to issuer · Disposed 2,854 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. |
| 2024 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security | Direct | 4,547 |
Reported balance
After 2025-01-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-01-31 · Grant · Acquired 4,547 · Balance 4,547 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. |
| 2024 Performance Based Restricted Stock Units (3-year)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-01-31 · Disposition to issuer · Disposed 4,547 · Balance 0 F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. |
| Non-Qualified Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.79 · Expires 2032-12-01 | Direct | 3,226 |
Reported balance
After 2025-01-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-01-31 · Disposition to issuer · Disposed 3,226 · Balance 3,226 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F5: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent. |
| Non-Qualified Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.79 · Expires 2032-12-01 | Direct | 0 |
Reported balance
After 2025-01-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-01-31 · Disposition to issuer · Disposed 3,226 · Balance 0 F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F6: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90.
F2: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock.
F3: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share.
F4: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio.
F5: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent.
F6: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 22, 2026 14:47 UTC | WESBANCO INC WSBC · Entity 4083 | GrantRestricted Stock Units · Derivative | 6,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000203596-26-000084 · form4.xml · derivative · entry 1 Jones Nathan R · CIK 0001820031 · SEVP/Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,125 Underlying: Common Stock · 6,125 shares Expires not disclosed F1 · derivative.exercise_price: Eash Restricted Stock Unit represents a contingent right to receive one share of Wesbanco common stock F2 · derivative.exercise_date: Restrict Stock Units vest in three equal annual installments beginning May 20, 2027. F2 · derivative.expiration_date: Restrict Stock Units vest in three equal annual installments beginning May 20, 2027. Read SEC document |
| March 15, 2026 Filed Mar 17, 2026 22:08 UTC | FIRST INTERSTATE BANCSYSTEM INC FIBK · Entity 4141 | GrantCommon Stock | 3,843 | $33.13 | $127,318.59 |
DisclosureSEC source: 0001820031-26-000002 · wk-form4_1773785289.xml · nonDerivative · entry 1 Jones Nathan R · CIK 0001820031 · Chief Risk Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,843 F1 · shares: Shares issuable upon vesting of restricted stock units granted to the reporting person pursuant to the Registrant's 2023 Equity and Incentive Plan. The restricted stock units vest in three equal annual installments beginning on March 15, 2027, subject to the reporting person's continued employment through each applicable vesting date. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerNon-Qualified Stock Option (Right To Buy) · Derivative | 3,226 | Not disclosed Strike: $48.79 | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 11 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,226 shares Expires 2032-12-01 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F6 · price: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option. F6 · derivative.exercise_date: Upon the Effective Time: each vested HTLF Option was cancelled and converted into the right to receive shares of UMB common stock equal to the product of the Exchange Ratio multiplied by the number of shares of HTLF common stock subject to such award, reduced by a number of shares of HTLF Common Stock having a fair market value equal to the aggregate exercise price applicable to such HTLF Option. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerNon-Qualified Stock Option (Right To Buy) · Derivative | 3,226 | Not disclosed Strike: $48.79 | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 10 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,226 Underlying: Common Stock · 3,226 shares Expires 2032-12-01 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F5 · price: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent. F5 · derivative.exercise_date: Upon the Effective Time: each unvested HTLF Option was converted into an Assumed Option (as defined in the Merger Agreement) that (i) is exercisable for a number of shares of UMB common stock equal to the number of shares of HTLF common stock underlying the award multiplied by the Exchange Ratio, rounded down to the nearest whole share and (ii) has an exercise price per share of UMB common stock equal to the exercise price applicable to the underlying award divided by the Exchange Ratio, rounded up to the nearest cent. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2024 Performance Based Restricted Stock Units (3-year) · Derivative | 4,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 9 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,547 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2024 Performance Based Restricted Stock Units (3-year) · Derivative | 4,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 8 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,547 Underlying: Common Stock · 4,547 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2023 Performance Based Restricted Stock Units (3-year) · Derivative | 2,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 7 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,854 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2023 Performance Based Restricted Stock Units (3-year) · Derivative | 2,854 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 6 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,854 Underlying: Common Stock · 2,854 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2022 Performance Based Restricted Stock Units (3-year) · Derivative | 2,177 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 5 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,177 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F4 · price: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.exercise_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. F4 · derivative.expiration_date: Upon the Effective Time: each HTLF PSU Award was converted into an Assumed PSU Award (as defined in the Merger Agreement) with applicable performance goals deemed satisfied at the target level that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF PSU Award multiplied by the Exchange Ratio. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2024 Time-Based Restricted Stock Units · Derivative | 3,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 4 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,031 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.exercise_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.expiration_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2023 Time-Based Restricted Stock Units · Derivative | 1,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 3 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,268 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.exercise_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.expiration_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuer2022 Time-Based Restricted Stock Units · Derivative | 484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · derivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 484 shares Expires not disclosed F2 · derivative.exercise_price: Each HTLF RSU Award and HTLF PSU Award represents a contingent right to receive one share of HTLF common stock. F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F3 · price: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.exercise_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. F3 · derivative.expiration_date: Upon the Effective Time: each HTLF RSU Award was converted into an Assumed RSU Award (as defined in the Merger Agreement) that settles in a number of shares of UMB common stock equal to the number of shares underlying the HTLF RSU Award multiplied by the Exchange Ratio, rounded down to the nearest whole share. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Disposition to issuerCommon Stock | 28,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000920112-25-000051 · wk-form4_1738703319.xml · nonDerivative · entry 1 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. F1 · price: Represents shares (including in respect of shares underlying, as applicable, HTLF RSU Awards, HTLF PSU Awards and HTLF Options (each, as defined in the Agreement and Plan of Merger, dated as of April 28, 2024 (the "Merger Agreement"), by and among Heartland Financial USA, Inc. ("HTLF"), UMB Financial Corporation ("UMB") and Blue Sky Merger Sub Inc.)) disposed of pursuant to the closing of the transactions contemplated by the Merger Agreement. In accordance with the Merger Agreement, upon the Effective Time (as defined in the Merger Agreement), each share of HTLF common stock that was issued and outstanding immediately prior to the Effective Time (subject to certain exceptions) was converted into the right to receive 0.5500 shares of UMB common stock (the "Exchange Ratio") and, if applicable, cash in lieu of fractional shares. On January 31, 2025, the last trading day prior to the Effective Time, the closing price of one share of UMB common stock was $117.90. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2023 Time-Based Restricted Stock · Derivative | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · derivative · entry 9 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,268 Underlying: Common Stock · 634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2022 Time-Based Restricted Stock · Derivative | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · derivative · entry 8 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484 Underlying: Common Stock · 484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2021 Time-Based Restricted Stock · Derivative | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · derivative · entry 7 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholdingCommon Stock | 165 | $33.99 | $5,608.35 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · nonDerivative · entry 6 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,057 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · nonDerivative · entry 5 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholdingCommon Stock | 138 | $33.99 | $4,690.62 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · nonDerivative · entry 4 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,588 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 484 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · nonDerivative · entry 3 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholdingCommon Stock | 122 | $33.99 | $4,146.78 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · nonDerivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,242 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 21, 2024 Filed Mar 25, 2024 16:11 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000081 · wk-form4_1711397479.xml · nonDerivative · entry 1 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2024 Time-Based Restricted Stock · Derivative | 3,031 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000053 · wk-form4_1710965311.xml · derivative · entry 4 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,031 Underlying: Common Stock · 3,031 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. F4 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-21-2025, 1/3 vest on 3-21-2026, and 1/3 vest on 3-21-2027. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2021 Performance Based Restricted Stock (3-year performance) · Derivative | 1,874 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000053 · wk-form4_1710965311.xml · derivative · entry 3 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,874 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. F1 · derivative.expiration_date: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholdingCommon Stock | 299 | $32.97 | $9,858.03 |
DisclosureSEC source: 0000920112-24-000053 · wk-form4_1710965311.xml · nonDerivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,939 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 16:08 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 1,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-24-000053 · wk-form4_1710965311.xml · nonDerivative · entry 1 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned upon vesting and settlement of Performance Restricted Stock Units ("Performance RSUs") awarded March 16, 2021, achievement of 56% of performance criteria. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 16:12 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2020 Time-Based Restricted Stock (3yr cliff vesting) · Derivative | 7,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000230 · wk-form4_1690834320.xml · derivative · entry 3 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granting to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granting to the Reporting Person. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 16:12 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholdingCommon Stock | 2,093 | $34.97 | $73,192.21 |
DisclosureSEC source: 0000920112-23-000230 · wk-form4_1690834320.xml · nonDerivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,189 F2 · shares: These shares were withheld from distribution at the request of the reporting person to satisfy tax liability. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 16:12 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 7,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000230 · wk-form4_1690834320.xml · nonDerivative · entry 1 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granting to the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 11:15 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2022 Time-Based Restricted Stock · Derivative | 483 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000099 · wf-form4_167958454455903.xml · derivative · entry 6 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968 Underlying: Common Stock · 483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 11:15 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversion2021 Time-Based Restricted Stock · Derivative | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000099 · wf-form4_167958454455903.xml · derivative · entry 5 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425 Underlying: Common Stock · 412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F1 · derivative.exercise_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F1 · derivative.expiration_date: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 11:15 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholdingCommon Stock | 138 | $38.40 | $5,299.20 |
DisclosureSEC source: 0000920112-23-000099 · wf-form4_167958454455903.xml · nonDerivative · entry 4 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 938 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 11:15 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholdingCommon Stock | 118 | $38.40 | $4,531.20 |
DisclosureSEC source: 0000920112-23-000099 · wf-form4_167958454455903.xml · nonDerivative · entry 3 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,076 F2 · shares: These shares were withheld from distribution at the request of reporting person to satisfy tax liability. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 11:15 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 483 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000099 · wf-form4_167958454455903.xml · nonDerivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 21, 2023 Filed Mar 23, 2023 11:15 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000099 · wf-form4_167958454455903.xml · nonDerivative · entry 1 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 16:58 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2023 Time-Based Restricted Stock · Derivative | 1,902 | $0.00 | $0.00 |
DisclosureSEC source: 0000920112-23-000038 · wf-form4_167770789629852.xml · derivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,902 Underlying: Common Stock · 1,902 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026. F2 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-21-2024, 1/3 vest on 3-21-2025, and 1/3 vest on 3-21-2026. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 19:03 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 6,452 | $0.00 Strike: $48.79 | $0.00 |
DisclosureSEC source: 0000920112-22-000333 · wf-form4_167028498962749.xml · derivative · entry 7 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452 Underlying: Common Stock · 6,452 shares Expires 2032-12-01 F7 · derivative.exercise_date: The options shall vest 25% on each of the first four anniversaries of the grant date of the award Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 13:43 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Tax withholding2021 Time-Based Restricted Stock · Derivative | 299 | $50.33 | $15,048.67 |
DisclosureSEC source: 0000920112-22-000143 · wf-form4_164805741049031.xml · derivative · entry 6 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299 Underlying: Common Stock · 837 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. F4 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 13:43 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Exercise / conversionCommon Stock | 299 | $50.33 | $15,048.67 |
DisclosureSEC source: 0000920112-22-000143 · wf-form4_164805741049031.xml · nonDerivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:39 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2022 Time-Based Restricted Stock · Derivative | 1,451 | $50.38 | $73,101.38 |
DisclosureSEC source: 0000920112-22-000113 · wf-form4_164747753726419.xml · derivative · entry 7 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,451 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. F6 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2023, 1/3 vest on 3-6-2024, and 1/3 vest on 3-6-2025. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 20:39 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2022 Performance Based Restricted Stock (3-year performance) · Derivative | 2,177 | $50.38 | $109,677.26 |
DisclosureSEC source: 0000920112-22-000113 · wf-form4_164747753726419.xml · derivative · entry 5 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,177 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F5 · derivative.exercise_date: These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer F5 · derivative.expiration_date: These restricted stock units vest in 2025 if certain performance measures are achieved by the Issuer Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:21 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2021 Performance Based Restricted Stock (3-year performance) · Derivative | 1,874 | $52.26 | $97,935.24 |
DisclosureSEC source: 0000920112-21-000096 · wf-form4_161609885255090.xml · derivative · entry 4 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,874 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer F3 · derivative.expiration_date: These restricted stock units vest in 2024 if certain performance measures are achieved by the Issuer Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 16:21 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2021 Time-Based Restricted Stock · Derivative | 1,249 | $52.26 | $65,272.74 |
DisclosureSEC source: 0000920112-21-000096 · wf-form4_161609885255090.xml · derivative · entry 2 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,249 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. F2 · derivative.expiration_date: Of these restricted stock units, 1/3 vest on 3-6-2022, 1/3 vest on 3-6-2023, and 1/3 vest on 3-6-2024. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 09:47 UTC | HEARTLAND FINANCIAL USA INC HTLF · Entity 83628 | Grant2020 Time-Based Restricted Stock (3yr cliff vesting) · Derivative | 7,344 | $30.64 | $225,020.16 |
DisclosureSEC source: 0000920112-20-000269 · wf-form4_159724003624612.xml · derivative · entry 1 Jones Nathan R · CIK 0001820031 · EVP, Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,344 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: These restrict stock units vest on the third calendar year on the date granted. F2 · derivative.expiration_date: These restrict stock units vest on the third calendar year on the date granted. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.