Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENTEX CORPGNTX · Entity 3954 | Director | May 21, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENTEX CORP
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,626 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 5,626 · Balance 5,626 F1: These shares vest 100% one year from grant award date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares vest 100% one year from grant award date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Horizon Global Corp
Report date February 08, 2023 · Filed February 10, 2023
Section 16 reporting ended · disclosed 2023-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-08 · Other · Disposed 879,209 · Balance 33,333 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. Row 2 · 2023-02-08 · Disposition to issuer · Disposed 33,333 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2023-02-08 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-02-08 · Other · Disposed 278,283 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2: By limited liability company |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75.
F2: By limited liability company
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 22, 2026 19:09 UTC | GENTEX CORP GNTX · Entity 3954 | GrantCommon Stock | 5,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001098541-26-000004 · primarydocument.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,626 F1 · shares: These shares vest 100% one year from grant award date. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:58 UTC | Horizon Global Corp HZN · Entity 117083 | OtherCommon Stock | 278,283 | $1.75 | $486,995.25 |
DisclosureSEC source: 0001637655-23-000022 · wf-form4_167599430521631.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. F2 · ownership.nature: By limited liability company Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:58 UTC | Horizon Global Corp HZN · Entity 117083 | Disposition to issuerCommon Stock | 33,333 | $1.75 | $58,332.75 |
DisclosureSEC source: 0001637655-23-000022 · wf-form4_167599430521631.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 01:58 UTC | Horizon Global Corp HZN · Entity 117083 | OtherCommon Stock | 879,209 | $1.75 | $1,538,615.75 |
DisclosureSEC source: 0001637655-23-000022 · wf-form4_167599430521631.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 F1 · price: Pursuant to the Agreement and Plan of Merger, dated December 30, 2022, by and among First Brands Group, LLC, PHX Merger Sub, Inc. ("Merger Sub") and the Issuer (the "Merger Agreement") by which Merger Sub merged with and into Issuer, with Issuer continuing as the surviving corporation (the "Merger"), shares of Issuer Common Stock were tendered by the Insider, and outstanding restricted stock units ("RSUs") were canceled, for the per-unit or per-share purchase price of $1.75. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:05 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-22-000136 · wf-form4_165403829483167.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,542 Read SEC document |
| May 11, 2022 Filed May 12, 2022 21:19 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 15,000 | $2.75 | $41,250.00 |
DisclosureSEC source: 0001637655-22-000106 · wf-form4_165239033472703.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,209 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $2.74 to $2.75 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 10, 2022 Filed May 12, 2022 21:19 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 10,000 | $2.83 | $28,300.00 |
DisclosureSEC source: 0001637655-22-000106 · wf-form4_165239033472703.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,209 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $2.72 to $2.89 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:58 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 1,104 | $5.47 | $6,038.88 |
DisclosureSEC source: 0001637655-22-000089 · wf-form4_164850105840545.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,209 Read SEC document |
| March 24, 2022 Filed Mar 24, 2022 20:48 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 2,800 | $5.35 | $14,980.00 |
DisclosureSEC source: 0001637655-22-000086 · wf-form4_164815487877766.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,105 F3 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.25 to $5.41 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 20:48 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 2,600 | $5.21 | $13,546.00 |
DisclosureSEC source: 0001637655-22-000086 · wf-form4_164815487877766.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,305 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.12 to $5.31 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 20:48 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 5,016 | $5.11 | $25,631.76 |
DisclosureSEC source: 0001637655-22-000086 · wf-form4_164815487877766.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,705 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.01 to $5.30 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 21, 2022 Filed Mar 21, 2022 21:52 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 1,500 | $5.19 | $7,785.00 |
DisclosureSEC source: 0001637655-22-000084 · wf-form4_164789953451033.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,689 F3 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.10 to $5.27 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 21:52 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 900 | $5.30 | $4,770.00 |
DisclosureSEC source: 0001637655-22-000084 · wf-form4_164789953451033.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,189 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.20 to $5.35 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 21:52 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 3,100 | $5.17 | $16,027.00 |
DisclosureSEC source: 0001637655-22-000084 · wf-form4_164789953451033.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,289 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.10 to $5.22 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 25, 2022 Filed Feb 25, 2022 22:09 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 7,694 | $5.53 | $42,547.82 |
DisclosureSEC source: 0001637655-22-000027 · wf-form4_164582695852852.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,189 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.22 to $5.74 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:09 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 12,962 | $4.93 | $63,902.66 |
DisclosureSEC source: 0001637655-22-000027 · wf-form4_164582695852852.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,495 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $4.87 to $5.00 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 22, 2022 Filed Feb 22, 2022 22:16 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 11,564 | $5.04 | $58,282.56 |
DisclosureSEC source: 0001637655-22-000019 · wf-form4_164556815346793.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,533 F3 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $4.89 to $5.36 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 22:16 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 4,272 | $5.51 | $23,538.72 |
DisclosureSEC source: 0001637655-22-000019 · wf-form4_164556815346793.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,969 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.32 to $5.64 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 22:16 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 12,278 | $5.38 | $66,055.64 |
DisclosureSEC source: 0001637655-22-000019 · wf-form4_164556815346793.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,697 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.14 to $5.60 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 16, 2022 Filed Feb 16, 2022 22:24 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 3,000 | $5.18 | $15,540.00 |
DisclosureSEC source: 0001637655-22-000010 · wf-form4_164505022028559.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,419 F3 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.10 to $5.30 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 22:24 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 8,664 | $5.31 | $46,005.84 |
DisclosureSEC source: 0001637655-22-000010 · wf-form4_164505022028559.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,419 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.22 to $5.50 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:24 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 6,650 | $5.46 | $36,309.00 |
DisclosureSEC source: 0001637655-22-000010 · wf-form4_164505022028559.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 776,755 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.21 to $5.86 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 20:53 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 8,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-21-000113 · wf-form4_162266718348971.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,105 Read SEC document |
| May 10, 2021 Filed May 11, 2021 21:36 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 10,000 | $7.37 | $73,700.00 |
DisclosureSEC source: 0001637655-21-000092 · wf-form4_162076896070220.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,917 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $7.17 to $7.66 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 07, 2021 Filed May 11, 2021 21:36 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 10,000 | $7.30 | $72,970.00 |
DisclosureSEC source: 0001637655-21-000092 · wf-form4_162076896070220.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,917 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $7.19 to $7.48 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 23:04 UTC | Horizon Global Corp HZN · Entity 117083 | OtherWarrants To Purchase Common Stock · Derivative | 278,283 | $1.50 Strike: $1.50 | $417,424.50 |
DisclosureSEC source: 0001637655-21-000006 · wf-form4_161282546764148.xml · derivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 278,283 shares Expires 2024-03-15 F1 · ownership.nature: Shares held by a limited liability company. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 23:04 UTC | Horizon Global Corp HZN · Entity 117083 | OtherCommon Stock | 278,283 | $1.50 | $417,424.50 |
DisclosureSEC source: 0001637655-21-000006 · wf-form4_161282546764148.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 278,283 F1 · ownership.nature: Shares held by a limited liability company. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 22:00 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 10,415 | $6.24 | $64,989.60 |
DisclosureSEC source: 0001637655-20-000107 · wf-form4_160521840702112.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 741,917 F3 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $6.04 to $6.34 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:00 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 5,615 | $6.06 | $34,026.90 |
DisclosureSEC source: 0001637655-20-000107 · wf-form4_160521840702112.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,502 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.98 to $6.21 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 22:00 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 3,970 | $5.98 | $23,740.60 |
DisclosureSEC source: 0001637655-20-000107 · wf-form4_160521840702112.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,887 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.91 to $6.12 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 23:57 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 39,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-20-000072 · wf-form4_159295664698118.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 721,917 F1 · shares: Represents share-settled restricted stock units to be granted under the registrant's 2020 Equity and Incentive Compensation Plan (the "2020 Plan"). The number of shares to be subject to the restricted stock units was established on June 19, 2020, but the grant will not be effective until the filing of a Registration Statement on Form S-8 with respect to the shares that may be issued or transferred under the 2020 Plan. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 21:14 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 16,505 | $1.80 | $29,709.00 |
DisclosureSEC source: 0001637655-20-000035 · wf-form4_158525724327974.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,313 Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 21:14 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 8,495 | $1.78 | $15,121.10 |
DisclosureSEC source: 0001637655-20-000035 · wf-form4_158525724327974.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,808 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $1.77 to $1.80 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 21:34 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 29,582 | $3.17 | $93,774.94 |
DisclosureSEC source: 0001637655-19-000194 · wf-form4_157471762639475.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,313 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.06 to $3.21 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:34 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 15,165 | $3.14 | $47,618.10 |
DisclosureSEC source: 0001637655-19-000194 · wf-form4_157471762639475.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,731 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.08 to $3.25 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 02:16 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 17,230 | $3.38 | $58,237.40 |
DisclosureSEC source: 0001637655-19-000185 · wf-form4_157421617042837.xml · nonDerivative · entry 4 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,566 F4 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.29 to $3.53 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (4) to this Form 4. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 02:16 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 15,172 | $3.46 | $52,495.12 |
DisclosureSEC source: 0001637655-19-000185 · wf-form4_157421617042837.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 595,336 F3 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.37 to $3.53 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 02:16 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 17,654 | $3.52 | $62,142.08 |
DisclosureSEC source: 0001637655-19-000185 · wf-form4_157421617042837.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,164 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.47 to $3.59 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 14, 2019 Filed Nov 20, 2019 02:16 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 26,718 | $3.56 | $95,116.08 |
DisclosureSEC source: 0001637655-19-000185 · wf-form4_157421617042837.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,510 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.41 to $3.89 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| September 10, 2019 Filed Sep 13, 2019 00:29 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 27,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-19-000163 · wf-form4_156833452596795.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,792 Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 22:31 UTC | Horizon Global Corp HZN · Entity 117083 | Purchase2.75% Convertible Senior Notes due 2022 · Derivative | Not disclosed | $1,548,000.00 | $1,920,000.00 |
DisclosureSEC source: 0001637655-19-000155 · wf-form4_156703145384910.xml · derivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · derivative.exercise_price: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F2 · derivative.exercise_date: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · derivative.exercise_date: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F2 · derivative.expiration_date: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · derivative.expiration_date: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F2 · underlyingValue: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · underlyingValue: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F4 · ownership.nature: Shares held by a limited liability company. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 22:31 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 8,944 | $3.99 | $35,686.56 |
DisclosureSEC source: 0001637655-19-000155 · wf-form4_156703145384910.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,952 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 23, 2019 Filed Aug 26, 2019 23:01 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 49,750 | $3.96 | $197,010.00 |
DisclosureSEC source: 0001637655-19-000150 · wf-form4_156686049887223.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,008 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.80 to $4.00 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 22, 2019 Filed Aug 23, 2019 01:14 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 9,685 | $3.99 | $38,643.15 |
DisclosureSEC source: 0001637655-19-000148 · wf-form4_156652284517219.xml · nonDerivative · entry 3 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,258 F3 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.91 to $4.00 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| August 22, 2019 Filed Aug 26, 2019 23:01 UTC | Horizon Global Corp HZN · Entity 117083 | Purchase2.75% Convertible Senior Notes due 2022 · Derivative | Not disclosed | $56,300.00 | $80,000.00 |
DisclosureSEC source: 0001637655-19-000150 · wf-form4_156686049887223.xml · derivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · derivative.exercise_price: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · derivative.exercise_price: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F2 · derivative.exercise_date: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · derivative.exercise_date: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F2 · derivative.expiration_date: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · derivative.expiration_date: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F2 · underlyingValue: The 2.75% Convertible Senior Notes due 2022 (the "Notes") are convertible at any time on or after January 1, 2022. Additionally, the Notes are convertible at any time prior to the close of business on the business day immediately preceding January 1, 2022 under the following circumstances: (1) during any calendar quarter commencing after the calendar quarter ending on March 31, 2017 (and only during such calendar quarter), if the last reported sale price of the Issuer's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day; F3 · underlyingValue: (2) during the five business day period after any five consecutive trading day period (the "measurement period") in which the trading price per $1,000 principal amount of Notes for each trading day of the measurement period was less than 98% of the product of the last reported sale price of the Issuer's common stock and the conversion rate on each such trading day; or (3) upon the occurrence of specified corporate events. The conversion rate for the Notes is initially 40.0400 shares of common stock of the Issuer per $1,000 principal amount of Notes (equivalent to an initial conversion price of $24.98 per share of Issuer common stock), subject to adjustment, pursuant to the terms of the Notes. F4 · ownership.nature: Shares held by a limited liability company. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 01:14 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 40,114 | $3.91 | $156,845.74 |
DisclosureSEC source: 0001637655-19-000148 · wf-form4_156652284517219.xml · nonDerivative · entry 2 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,573 F2 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.80 to $3.98 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 20, 2019 Filed Aug 23, 2019 01:14 UTC | Horizon Global Corp HZN · Entity 117083 | PurchaseCommon Stock | 11,800 | $3.78 | $44,604.00 |
DisclosureSEC source: 0001637655-19-000148 · wf-form4_156652284517219.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,459 F1 · price: Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $3.71 to $3.83 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:38 UTC | Horizon Global Corp HZN · Entity 117083 | GrantCommon Stock | 44,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001637655-19-000099 · wf-form4_155812912392392.xml · nonDerivative · entry 1 KENNEDY JOHN C · CIK 0001098541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,659 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.