Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOULIHAN LOKEY, INC.HLI · Entity 3553 | CO-CHAIRMAN | May 21, 2026 | May 22, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOULIHAN LOKEY, INC.
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | Direct | 19,815 |
Reported balance
After 2026-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 19,815 · Balance 19,815 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2: On May 21, 2026, the Issuer granted 19,815 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | IndirectBY HL VOTING TRUST | 395,113 |
Reported balance
After 2026-05-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-21 · Other · Disposed 19,815 · Balance 395,113 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
F2: On May 21, 2026, the Issuer granted 19,815 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
F3: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOY GLOBAL INC
Report date April 05, 2017 · Filed April 07, 2017
Section 16 reporting ended · disclosed 2017-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 1
1 source rowRow 1 · 2017-04-05 · Disposition to issuer · Disposed 77,904 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 22, 2026 20:19 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | OtherCLASS B COMMON STOCK · Derivative | 19,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-26-000051 · wk-form4_1779481186.xml · derivative · entry 2 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 395,113 Underlying: CLASS A COMMON STOCK · 19,815 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 21, 2026 Filed May 22, 2026 20:19 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 19,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-26-000051 · wk-form4_1779481186.xml · derivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,815 Underlying: CLASS A COMMON STOCK · 19,815 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2 · shares: On May 21, 2026, the Issuer granted 19,815 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2026 Filed May 19, 2026 20:32 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingCLASS B COMMON STOCK · Derivative | 9,359 | $150.35 | $1,407,125.65 |
DisclosureSEC source: 0001302215-26-000028 · wk-form4_1779222775.xml · derivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 375,298 Underlying: CLASS A COMMON STOCK · 9,359 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 21:56 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001142662-25-000005 · wk-form4_1756418163.xml · derivative · entry 3 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 21:56 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 40,000 | $199.95 | $7,998,000.00 |
DisclosureSEC source: 0001142662-25-000005 · wk-form4_1756418163.xml · nonDerivative · entry 2 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on August 27, 2025 at prices ranging from $199.13 per share to $200.49 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 21:56 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001142662-25-000005 · wk-form4_1756418163.xml · nonDerivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Read SEC document |
| July 18, 2025 Filed Jul 21, 2025 20:55 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | OtherCLASS B COMMON STOCK · Derivative | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-25-000078 · wk-form4_1753131346.xml · derivative · entry 2 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 424,657 Underlying: CLASS A COMMON STOCK · 2,818 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| July 18, 2025 Filed Jul 21, 2025 20:55 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 2,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-25-000078 · wk-form4_1753131346.xml · derivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,818 Underlying: CLASS A COMMON STOCK · 2,818 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2 · shares: On July 18, 2025, the Issuer granted 2,818 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:30 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | OtherCLASS B COMMON STOCK · Derivative | 21,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-25-000057 · wk-form4_1748032236.xml · derivative · entry 2 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 421,839 Underlying: CLASS A COMMON STOCK · 21,661 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:30 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 21,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-25-000057 · wk-form4_1748032236.xml · derivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,661 Underlying: CLASS A COMMON STOCK · 21,661 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2 · shares: On May 22, 2025, the Issuer granted 21,661 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2025 Filed May 19, 2025 20:26 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingCLASS B COMMON STOCK · Derivative | 13,424 | $180.09 | $2,417,528.16 |
DisclosureSEC source: 0001302215-25-000034 · wk-form4_1747686373.xml · derivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 400,178 Underlying: CLASS A COMMON STOCK · 13,424 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 21:12 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-24-000095 · wk-form4_1724188354.xml · derivative · entry 3 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 21:12 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GiftCLASS A COMMON STOCK | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-24-000095 · wk-form4_1724188354.xml · nonDerivative · entry 2 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: On August 19, 2024, the reporting person made a charitable donation of 675 shares of Class A Common Stock. No value was received for the donated shares. Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 21:12 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-24-000095 · wk-form4_1724188354.xml · nonDerivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · CO-CHAIRMAN 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:04 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 77,904 | $28.30 | $2,204,683.20 |
DisclosureSEC source: 0000801898-17-000046 · wf-form4_149160267439732.xml · nonDerivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:20 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 4,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000034 · wf-form4_148857958790834.xml · nonDerivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,904 F1 · price: Restricted stock unit award. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:20 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000011 · wf-form4_148469163714442.xml · nonDerivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,649 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on January 13, 2017 of a cash dividend of $0.01 per share of common stock based on $28.135, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:43 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-16-000232 · wf-form4_147570020804113.xml · nonDerivative · entry 1 SIEGERT PAUL ERIC · CIK 0001142662 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,633 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on October 3, 2016 of a cash dividend of $0.01 per share of common stock based on $27.725, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.