TapewireFind a company

person · Reporting owner

Warma Neil K

Disclosed activity across 1 company

Tapewire entity
44688
SEC CIK
0001437911

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ProMIS Neurosciences Inc.PMN · Entity 6643Director · Chief Executive OfficerMay 20, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ProMIS Neurosciences Inc.

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.77 · Expires 2036-05-20Direct160,000 Reported balance After 2026-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 160,000 · Balance 160,000

F1: The shares subject to this option shall vest ratably over four years, subject to continued service to the Issuer through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to this option shall vest ratably over four years, subject to continued service to the Issuer through each vesting date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 22, 2026 20:34 UTC ProMIS Neurosciences Inc. PMN · Entity 6643 GrantOption (right to buy) · Derivative 160,000 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001104659-26-065772 · tm2615475-7_4seq1.xml · derivative · entry 1

Warma Neil K · CIK 0001437911 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Shares · 160,000 shares

Expires 2036-05-20

F1 · derivative.exercise_date: The shares subject to this option shall vest ratably over four years, subject to continued service to the Issuer through each vesting date.

Read SEC document
February 03, 2026 Filed Feb 6, 2026 01:39 UTC ProMIS Neurosciences Inc. PMN · Entity 6643 GrantWarrants to purchase Common Shares · Derivative 6,183 Not disclosed Strike: $14.40 Not disclosed
Disclosure

SEC source: 0001104659-26-011138 · tm265402-3_4seq1.xml · derivative · entry 2

Warma Neil K · CIK 0001437911 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,183

Underlying: Common Shares · 6,183 shares

Expires 2031-02-03

F1 · kind: On February 3, 2026, pursuant to a Securities Purchase Agreement entered into by the Company with selected investors, the Reporting Person acquired 6,183 of the Company's common shares, no par value (the "Common Shares") and Common Share purchase warrants (the "Common Share Warrants") to purchase 6,183 Common Shares. The purchase price was $12.13 per Common Share and Common Share Warrant.

F1 · price: On February 3, 2026, pursuant to a Securities Purchase Agreement entered into by the Company with selected investors, the Reporting Person acquired 6,183 of the Company's common shares, no par value (the "Common Shares") and Common Share purchase warrants (the "Common Share Warrants") to purchase 6,183 Common Shares. The purchase price was $12.13 per Common Share and Common Share Warrant.

F2 · derivative.expiration_date: The Common Share Warrants will expire upon the earlier of (i) February 3, 2031 or (ii) within 60 days of the public announcement via press release or the filing of a Current Report on Form 8-K of topline data from the cohorts treated with single ascending doses of PMN310.

Read SEC document
February 03, 2026 Filed Feb 6, 2026 01:39 UTC ProMIS Neurosciences Inc. PMN · Entity 6643 GrantCommon Shares 6,183 $12.13 $74,999.79
Disclosure

SEC source: 0001104659-26-011138 · tm265402-3_4seq1.xml · nonDerivative · entry 1

Warma Neil K · CIK 0001437911 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,183

F1 · kind: On February 3, 2026, pursuant to a Securities Purchase Agreement entered into by the Company with selected investors, the Reporting Person acquired 6,183 of the Company's common shares, no par value (the "Common Shares") and Common Share purchase warrants (the "Common Share Warrants") to purchase 6,183 Common Shares. The purchase price was $12.13 per Common Share and Common Share Warrant.

F1 · price: On February 3, 2026, pursuant to a Securities Purchase Agreement entered into by the Company with selected investors, the Reporting Person acquired 6,183 of the Company's common shares, no par value (the "Common Shares") and Common Share purchase warrants (the "Common Share Warrants") to purchase 6,183 Common Shares. The purchase price was $12.13 per Common Share and Common Share Warrant.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 12:58 UTC ProMIS Neurosciences Inc. PMN · Entity 6643 GrantOption (right to buy) · Derivative 600,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001437911-25-000002 · primary_doc.xml · derivative · entry 1

Warma Neil K · CIK 0001437911 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Shares · 600,000 shares

Expires 2035-09-22

F1 · derivative.exercise_date: 25% of the shares subject to this option shall vest on September 1, 2026, and the balance shall vest ratably over 36 months

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:03 UTC ProMIS Neurosciences Inc. PMN · Entity 6643 GrantOption (right to buy) · Derivative 490,338 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001374339-24-000004 · primary_doc.xml · derivative · entry 2

Warma Neil K · CIK 0001437911 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,842,739

Underlying: Common Shares · 490,338 shares

Expires 2034-10-08

F2 · derivative.exercise_date: Performance Award shall vest 25% on the date that the 10-day VWAP of the Common Shares on the Nasdaq Capital Market exceeds three times the exercise price, $3.45, with the remainder vesting ratably over the following thirty-six months

Read SEC document
October 08, 2024 Filed Oct 10, 2024 21:03 UTC ProMIS Neurosciences Inc. PMN · Entity 6643 GrantOption (right to buy) · Derivative 1,144,122 $0.00 Strike: $1.15 $0.00
Disclosure

SEC source: 0001374339-24-000004 · primary_doc.xml · derivative · entry 1

Warma Neil K · CIK 0001437911 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352,455

Underlying: Common Shares · 1,144,122 shares

Expires 2034-10-08

F1 · derivative.exercise_date: Initial Award is 25% vested upon grant with the remaining shares vesting ratably over thirty-six months

Read SEC document
January 02, 2024 Filed Jan 5, 2024 21:15 UTC ProMIS Neurosciences Inc. PMN · Entity 6643 GrantOption (right to buy) · Derivative 200,000 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001374339-24-000001 · primary_doc.xml · derivative · entry 1

Warma Neil K · CIK 0001437911 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,333

Underlying: Common Shares · 200,000 shares

Expires 2034-01-02

F1 · derivative.exercise_date: 25% of the shares subject to this option shall vest on January 2, 2024, and the balance shall vest ratably over the following 36 months, with the entirety of the options vesting upon the completion of certain milestones.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.