person · Reporting owner

Dougherty Greg

Disclosed activity across 5 companies

Tapewire entity: 44674
SEC CIK: 0001325750

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FabrinetFN · Entity 1696	Director	December 09, 2021	December 11, 2021
IPG PHOTONICS CORPIPGP · Entity 1767	Director	May 12, 2026	May 13, 2026
MAXLINEAR, INCMXL · Entity 3882	Director	May 20, 2026	May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fabrinet

Report date December 09, 2021 · Filed December 11, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	10,487	Reported balance After 2021-12-09 transaction · row 1 1 source row Row 1 · 2021-12-09 · Grant · Acquired 1,746 · Balance 10,487 F1: These are restricted share units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted share unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2023, provided the Reporting Person continues to serve through such date.

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted share units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted share unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2023, provided the Reporting Person continues to serve through such date.

IPG PHOTONICS CORP

Report date May 12, 2026 · Filed May 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	18,334	Reported balance After 2026-05-12 transaction · row 1 1 source row Row 1 · 2026-05-12 · Grant · Acquired 2,436 · Balance 18,334 F1: Grant of restricted stock units vesting in full on the earlier of the first anniversary of the grant date or the next annual stockholders' meeting that occurs at least 50 weeks after the prior year's meeting, subject to the Reporting Person's continued services as a director of the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units vesting in full on the earlier of the first anniversary of the grant date or the next annual stockholders' meeting that occurs at least 50 weeks after the prior year's meeting, subject to the Reporting Person's continued services as a director of the Issuer through the vesting date.

MAXLINEAR, INC

Report date May 20, 2026 · Filed May 22, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,963	Reported balance After 2026-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-05-20 · Grant · Acquired 1,963 · Balance 1,963 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 28, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2025-02-28 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-02-28 · Exercise / conversion · Acquired 36,697 · Balance 253,318 Row 2 · 2025-02-28 · Disposition to issuer · Disposed 253,318 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement". F2: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-02-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-02-28 · Exercise / conversion · Disposed 36,697 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F4: Immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger, each share of Company common stock underlying this unvested RSU award originally granted to Reporting Person on June 12, 2024, fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".

F2: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F4: Immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger, each share of Company common stock underlying this unvested RSU award originally granted to Reporting Person on June 12, 2024, fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

OCLARO, INC.

Report date December 06, 2018 · Filed December 10, 2018

Section 16 reporting ended · disclosed 2018-12-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2018-12-10 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2018-12-06 · Grant · Acquired 277,500 · Balance 1,504,975 F1: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020. Row 2 · 2018-12-06 · Tax withholding · Disposed 286,947 · Balance 1,218,028 F2: Withholding of 286,974 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Row 3 · 2018-12-10 · Disposition to issuer · Disposed 1,218,028 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-12-10 · Disposition to issuer · Disposed 82,032 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F5: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 Oclaro restricted stock units ("RSUs") granted on August 10, 2016 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F6: On August 10, 2016, Mr. Dougherty was granted 187,500 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-12-10 · Disposition to issuer · Disposed 82,032 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F7: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 PSUs granted on August 10, 2016 (for which the performance criteria was previously achieved) was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F8: On August 10, 2016, Mr. Dougherty was granted 187,500 PSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-12-10 · Disposition to issuer · Disposed 127,188 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F9: Pursuant to the terms of the Merger Agreement, the vesting of 127,188 RSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F10: On August 10, 2017, Mr. Dougherty was granted 185,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-12-10 · Disposition to issuer · Disposed 277,500 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F1: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020. F11: Pursuant to the terms of the Merger Agreement, the vesting of 277,500 PSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F12: On August 10, 2017, Mr. Dougherty was issued a grant of up to 277,500 PSUs, vesting 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-12-10 · Disposition to issuer · Disposed 10,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F13: Pursuant to the terms of the award agreement and the Merger Agreement, the vesting of 10,000 RSUs granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agrement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F14: On August 1, 2018, Mr. Dougherty was granted 40,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter.
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.10 · Expires 2019-05-13	Direct	Reported balance After 2018-12-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-12-10 · Disposition to issuer · Disposed 3,334 · Balance 0 F15: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 3,334 vested Oclaro stock options that were outstanding as of the Effective Date were cancelled and terminated and converted into the right to receive the Merger Consideration in respect of each Net Option Share (as defined in the Merger Agreement) covered by such cancelled options; provided that, in lieu of the Merger Consideration, any fractional Net Option Share (after aggregating all shares represented by all such cancelled options) was settled in cash based on the Cash Equivalent Consideration (as defined in the Merger Agreement) (the "Option Consideration").
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.80 · Expires 2019-10-21	Direct	Reported balance After 2018-12-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-12-10 · Disposition to issuer · Disposed 8,000 · Balance 0 F16: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 8,000 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.54 · Expires 2021-10-26	Direct	Reported balance After 2018-12-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-12-10 · Disposition to issuer · Disposed 14,881 · Balance 0 F17: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 14,881 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020.

F2: Withholding of 286,974 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.

F3: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration").

F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock.

F5: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 Oclaro restricted stock units ("RSUs") granted on August 10, 2016 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F6: On August 10, 2016, Mr. Dougherty was granted 187,500 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F7: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 PSUs granted on August 10, 2016 (for which the performance criteria was previously achieved) was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F8: On August 10, 2016, Mr. Dougherty was granted 187,500 PSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F9: Pursuant to the terms of the Merger Agreement, the vesting of 127,188 RSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F10: On August 10, 2017, Mr. Dougherty was granted 185,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F11: Pursuant to the terms of the Merger Agreement, the vesting of 277,500 PSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F12: On August 10, 2017, Mr. Dougherty was issued a grant of up to 277,500 PSUs, vesting 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F13: Pursuant to the terms of the award agreement and the Merger Agreement, the vesting of 10,000 RSUs granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agrement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F14: On August 1, 2018, Mr. Dougherty was granted 40,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter.

F15: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 3,334 vested Oclaro stock options that were outstanding as of the Effective Date were cancelled and terminated and converted into the right to receive the Merger Consideration in respect of each Net Option Share (as defined in the Merger Agreement) covered by such cancelled options; provided that, in lieu of the Merger Consideration, any fractional Net Option Share (after aggregating all shares represented by all such cancelled options) was settled in cash based on the Cash Equivalent Consideration (as defined in the Merger Agreement) (the "Option Consideration").

F16: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 8,000 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.

F17: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 14,881 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 01, 2020 Filed May 4, 2020 21:23 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	2,020	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001288469-20-000086 · wf-form4_158862735852049.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document
May 01, 2020 Filed May 4, 2020 21:23 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	2,020	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000086 · wf-form4_158862735852049.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
March 21, 2020 Filed Mar 24, 2020 01:40 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	18,032	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000047 · wf-form4_158501399142222.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,032 Underlying: Common Stock · 18,032 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. Read SEC document
March 21, 2020 Filed Mar 24, 2020 01:40 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	2,020	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000047 · wf-form4_158501399142222.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,020 Underlying: Common Stock · 2,020 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:31 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	12,615	$0.00	$0.00	Disclosure SEC source: 0001138639-20-000007 · wf-form4_158050986730640.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,229 Underlying: Common Stock · 37,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: The RSUs vest in three annual installments beginning on January 29, 2019, subject to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: The RSUs vest in three annual installments beginning on January 29, 2019, subject to Mr. Dougherty's continued service to the Company. Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:31 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	12,615	$0.00	$0.00	Disclosure SEC source: 0001138639-20-000007 · wf-form4_158050986730640.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 12, 2019 Filed Dec 14, 2019 00:27 UTC	Fabrinet FN · Entity 1696	GrantOrdinary Shares	3,174	$0.00	$0.00	Disclosure SEC source: 0001209191-19-060510 · doc4.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,851 F1 · shares: These are restricted stock units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted stock unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2021, provided the Reporting Person continues to serve through such date. Read SEC document
June 06, 2019 Filed Jun 7, 2019 16:44 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	53,745	$0.00	$0.00	Disclosure SEC source: 0001138639-19-000082 · wf-form4_155994022731223.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,745 Underlying: Common Stock · 53,745 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs have a vesting commencement date of May 23, 2019 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F3 · derivative.expiration_date: These RSUs have a vesting commencement date of May 23, 2019 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:40 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantDirector Stock Option (right to buy) · Derivative	934	$0.00 Strike: $128.46	$0.00	Disclosure SEC source: 0001111928-19-000093 · wf-form4_155959441627005.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Underlying: Common Stock · 934 shares Expires 2029-05-29 F1 · derivative.exercise_date: Grant of restricted stock units and stock options vesting 100% on earlier of May 30, 2020 or date of 2020 annual stockholder meeting of Issuer. Read SEC document
May 30, 2019 Filed Jun 3, 2019 20:40 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	648	$0.00	$0.00	Disclosure SEC source: 0001111928-19-000093 · wf-form4_155959441627005.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,455 F1 · shares: Grant of restricted stock units and stock options vesting 100% on earlier of May 30, 2020 or date of 2020 annual stockholder meeting of Issuer. Read SEC document
February 26, 2019 Filed Mar 1, 2019 01:05 UTC	Fabrinet FN · Entity 1696	GrantOrdinary Shares	2,677	$0.00	$0.00	Disclosure SEC source: 0001209191-19-014800 · doc4.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,677 F1 · shares: These are restricted stock units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted stock unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2020, provided the Reporting Person continues to serve through such date. Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:33 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantDirector Stock Option (right to buy) · Derivative	2,325	$0.00 Strike: $154.88	$0.00	Disclosure SEC source: 0001111928-19-000024 · wf-form4_155069839102660.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,325 Underlying: Common Stock · 2,325 shares Expires 2029-02-14 F1 · derivative.exercise_date: Grant of restricted stock units and stock options vesting in one installment on February 15, 2020. Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:33 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	807	$0.00	$0.00	Disclosure SEC source: 0001111928-19-000024 · wf-form4_155069839102660.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807 F1 · acquired: Grant of restricted stock units and stock options vesting in one installment on February 15, 2020. Read SEC document
January 29, 2019 Filed Jan 31, 2019 16:55 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	37,844	$0.00	$0.00	Disclosure SEC source: 0001138639-19-000009 · wf-form4_154897170123525.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,844 Underlying: Common Stock · 37,844 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: The RSUs vest in three annual installments beginning on January 29, 2019, subject to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: The RSUs vest in three annual installments beginning on January 29, 2019, subject to Mr. Dougherty's continued service to the Company. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerStock Options (Right to Buy) · Derivative	14,881	Not disclosed Strike: $3.54	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 11 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,881 shares Expires 2021-10-26 F17 · price: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 14,881 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration. F17 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 14,881 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerStock Options (Right to Buy) · Derivative	8,000	Not disclosed Strike: $5.80	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 10 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2019-10-21 F16 · price: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 8,000 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration. F16 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 8,000 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerStock Options (Right to Buy) · Derivative	3,334	Not disclosed Strike: $3.10	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 9 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,334 shares Expires 2019-05-13 F15 · price: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 3,334 vested Oclaro stock options that were outstanding as of the Effective Date were cancelled and terminated and converted into the right to receive the Merger Consideration in respect of each Net Option Share (as defined in the Merger Agreement) covered by such cancelled options; provided that, in lieu of the Merger Consideration, any fractional Net Option Share (after aggregating all shares represented by all such cancelled options) was settled in cash based on the Cash Equivalent Consideration (as defined in the Merger Agreement) (the "Option Consideration"). F15 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 3,334 vested Oclaro stock options that were outstanding as of the Effective Date were cancelled and terminated and converted into the right to receive the Merger Consideration in respect of each Net Option Share (as defined in the Merger Agreement) covered by such cancelled options; provided that, in lieu of the Merger Consideration, any fractional Net Option Share (after aggregating all shares represented by all such cancelled options) was settled in cash based on the Cash Equivalent Consideration (as defined in the Merger Agreement) (the "Option Consideration"). Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerRestricted Stock Units · Derivative	10,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 8 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F13 · price: Pursuant to the terms of the award agreement and the Merger Agreement, the vesting of 10,000 RSUs granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agrement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F13 · derivative.exercise_date: Pursuant to the terms of the award agreement and the Merger Agreement, the vesting of 10,000 RSUs granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agrement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F14 · derivative.expiration_date: On August 1, 2018, Mr. Dougherty was granted 40,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerRestricted Stock Units · Derivative	277,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 7 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 277,500 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F1 · price: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020. F11 · price: Pursuant to the terms of the Merger Agreement, the vesting of 277,500 PSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F1 · derivative.exercise_date: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020. F11 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, the vesting of 277,500 PSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F12 · derivative.expiration_date: On August 10, 2017, Mr. Dougherty was issued a grant of up to 277,500 PSUs, vesting 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerRestricted Stock Units · Derivative	127,188	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 6 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 127,188 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F9 · price: Pursuant to the terms of the Merger Agreement, the vesting of 127,188 RSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F9 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, the vesting of 127,188 RSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F10 · derivative.expiration_date: On August 10, 2017, Mr. Dougherty was granted 185,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerRestricted Stock Units · Derivative	82,032	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 5 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,032 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F7 · price: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 PSUs granted on August 10, 2016 (for which the performance criteria was previously achieved) was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F7 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 PSUs granted on August 10, 2016 (for which the performance criteria was previously achieved) was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F8 · derivative.expiration_date: On August 10, 2016, Mr. Dougherty was granted 187,500 PSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerRestricted Stock Units · Derivative	82,032	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · derivative · entry 4 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,032 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F5 · price: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 Oclaro restricted stock units ("RSUs") granted on August 10, 2016 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F5 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 Oclaro restricted stock units ("RSUs") granted on August 10, 2016 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F6 · derivative.expiration_date: On August 10, 2016, Mr. Dougherty was granted 187,500 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
December 10, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Disposition to issuerCommon Stock	1,218,028	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · nonDerivative · entry 3 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration"). Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	286,947	$8.44	$2,421,832.68	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · nonDerivative · entry 2 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,028 F2 · kind: Withholding of 286,974 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
December 06, 2018 Filed Dec 10, 2018 17:00 UTC	OCLARO, INC. OCLR · Entity 161934	GrantCommon Stock	277,500	$0.00	$0.00	Disclosure SEC source: 0001214659-18-007610 · marketforms-43208.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504,975 F1 · price: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020. Read SEC document
November 10, 2018 Filed Nov 13, 2018 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	17,353	$8.43	$146,285.79	Disclosure SEC source: 0001214659-18-007076 · marketforms-43188.xml · nonDerivative · entry 3 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227,475 F2 · kind: Withholding of 17,353 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
November 09, 2018 Filed Nov 13, 2018 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	Exercise / conversionStock Option (Right to Buy) · Derivative	1,447	$0.00 Strike: $1.50	$0.00	Disclosure SEC source: 0001214659-18-007076 · marketforms-43188.xml · derivative · entry 4 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,447 shares Expires 2018-11-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options fully vested on November 13, 2009. Read SEC document
November 09, 2018 Filed Nov 13, 2018 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	590	$8.43	$4,973.70	Disclosure SEC source: 0001214659-18-007076 · marketforms-43188.xml · nonDerivative · entry 2 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,244,828 F1 · kind: Withholding of 590 shares to satisfy tax obligations and option cost arising in connection with the exercise of the stock options. Read SEC document
November 09, 2018 Filed Nov 13, 2018 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	Exercise / conversionCommon Stock	1,447	$1.50	$2,170.50	Disclosure SEC source: 0001214659-18-007076 · marketforms-43188.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 10, 2018 Filed Aug 14, 2018 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	48,564	$9.04	$439,018.56	Disclosure SEC source: 0001214659-18-005536 · marketforms-42732.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,971 F1 · kind: Withholding of 48,564 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	GrantCommon Stock	40,000	$0.00	$0.00	Disclosure SEC source: 0001214659-18-005226 · marketforms-42657.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292,535 F1 · kind: Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st following the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
May 14, 2018 Filed May 14, 2018 19:45 UTC	OCLARO, INC. OCLR · Entity 161934	SaleCommon Stock	40,000	$9.26	$370,400.00	Disclosure SEC source: 0001214659-18-003695 · marketforms-41993.xml · nonDerivative · entry 2 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,535 F2 · kind: Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan. Read SEC document
May 10, 2018 Filed May 14, 2018 19:45 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	19,622	$8.58	$168,356.76	Disclosure SEC source: 0001214659-18-003695 · marketforms-41993.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292,535 F1 · kind: Withholding of 19,622 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
March 12, 2018 Filed Mar 14, 2018 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	SaleCommon Stock	80,000	$9.79	$783,200.00	Disclosure SEC source: 0001214659-18-002149 · marketforms-41394.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,157 F1 · kind: Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan. Read SEC document
February 10, 2018 Filed Feb 13, 2018 19:33 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	19,622	$6.41	$125,777.02	Disclosure SEC source: 0001214659-18-001177 · marketforms-41007.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,157 F1 · kind: Withholding of 19,622 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
November 10, 2017 Filed Nov 14, 2017 19:05 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	29,607	$6.22	$184,155.54	Disclosure SEC source: 0001214659-17-006739 · marketforms-40127.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,779 F1 · kind: Withholding of 29,607 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
August 24, 2017 Filed Aug 25, 2017 20:15 UTC	OCLARO, INC. OCLR · Entity 161934	SaleCommon Stock	40,000	$9.12	$364,800.00	Disclosure SEC source: 0001214659-17-005311 · marketforms-39499.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,441,386 F1 · kind: Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan. Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:23 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	71,733	$8.32	$596,818.56	Disclosure SEC source: 0001214659-17-005120 · marketforms-39419.xml · nonDerivative · entry 2 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,481,386 F2 · kind: Withholding of 71,733 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
August 10, 2017 Filed Aug 14, 2017 19:23 UTC	OCLARO, INC. OCLR · Entity 161934	GrantCommon Stock	185,000	$0.00	$0.00	Disclosure SEC source: 0001214659-17-005120 · marketforms-39419.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553,119 F1 · kind: Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th following the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
July 25, 2017 Filed Aug 7, 2017 20:22 UTC	OCLARO, INC. OCLR · Entity 161934	GrantCommon Stock	187,500	$0.00	$0.00	Disclosure SEC source: 0001214659-17-004845 · marketforms-39384.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,368,119 F1 · kind: On August 10, 2016, the reporting person was awarded performance stock units ("PSUs") covering 187,500 shares of common stock. On July 25, 2017, the Compensation Committee of Oclaro, Inc. determined that the performance criteria had been achieved and the shares subject to the PSUs will begin vesting 25% on August 10, 2017 ("Initial Vesting Date") and 6.25% every February 10th, May 10th, August 10th and November 10th following the Initial Vesting Date over the three years of continuous service thereafter. Read SEC document
May 12, 2017 Filed May 12, 2017 19:11 UTC	OCLARO, INC. OCLR · Entity 161934	SaleCommon Stock	40,000	$9.00	$360,000.00	Disclosure SEC source: 0001214659-17-003296 · marketforms-38811.xml · nonDerivative · entry 2 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,619 F2 · kind: Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan. Read SEC document
May 10, 2017 Filed May 12, 2017 19:11 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	22,813	$8.94	$203,948.22	Disclosure SEC source: 0001214659-17-003296 · marketforms-38811.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,619 F1 · kind: Withholding of 22,813 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
February 10, 2017 Filed Feb 14, 2017 19:46 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	42,165	$9.49	$400,145.85	Disclosure SEC source: 0001214659-17-001160 · marketforms-37916.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243,432 F1 · kind: Withholding of 42,165 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document
November 10, 2016 Filed Nov 14, 2016 19:15 UTC	OCLARO, INC. OCLR · Entity 161934	Tax withholdingCommon Stock	22,812	$8.01	$182,724.12	Disclosure SEC source: 0001214659-16-014650 · marketforms-36893.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,597 F1 · kind: Withholding of 22,812 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.