person · Reporting owner

Dougherty Greg

Disclosed activity across 5 companies

Tapewire entity: 44674
SEC CIK: 0001325750

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FabrinetFN · Entity 1696	Director	December 09, 2021	December 11, 2021
IPG PHOTONICS CORPIPGP · Entity 1767	Director	May 12, 2026	May 13, 2026
MAXLINEAR, INCMXL · Entity 3882	Director	May 20, 2026	May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fabrinet

Report date December 09, 2021 · Filed December 11, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	10,487	Reported balance After 2021-12-09 transaction · row 1 1 source row Row 1 · 2021-12-09 · Grant · Acquired 1,746 · Balance 10,487 F1: These are restricted share units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted share unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2023, provided the Reporting Person continues to serve through such date.

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted share units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted share unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2023, provided the Reporting Person continues to serve through such date.

IPG PHOTONICS CORP

Report date May 12, 2026 · Filed May 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	18,334	Reported balance After 2026-05-12 transaction · row 1 1 source row Row 1 · 2026-05-12 · Grant · Acquired 2,436 · Balance 18,334 F1: Grant of restricted stock units vesting in full on the earlier of the first anniversary of the grant date or the next annual stockholders' meeting that occurs at least 50 weeks after the prior year's meeting, subject to the Reporting Person's continued services as a director of the Issuer through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units vesting in full on the earlier of the first anniversary of the grant date or the next annual stockholders' meeting that occurs at least 50 weeks after the prior year's meeting, subject to the Reporting Person's continued services as a director of the Issuer through the vesting date.

MAXLINEAR, INC

Report date May 20, 2026 · Filed May 22, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	1,963	Reported balance After 2026-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-05-20 · Grant · Acquired 1,963 · Balance 1,963 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Infinera Corp

Report date February 28, 2025 · Filed March 03, 2025

Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2025-02-28 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2025-02-28 · Exercise / conversion · Acquired 36,697 · Balance 253,318 Row 2 · 2025-02-28 · Disposition to issuer · Disposed 253,318 · Balance 0 F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement". F2: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2025-02-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-02-28 · Exercise / conversion · Disposed 36,697 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F4: Immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger, each share of Company common stock underlying this unvested RSU award originally granted to Reporting Person on June 12, 2024, fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement".

F2: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement.

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.

F4: Immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger, each share of Company common stock underlying this unvested RSU award originally granted to Reporting Person on June 12, 2024, fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement.

OCLARO, INC.

Report date December 06, 2018 · Filed December 10, 2018

Section 16 reporting ended · disclosed 2018-12-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2018-12-10 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2018-12-06 · Grant · Acquired 277,500 · Balance 1,504,975 F1: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020. Row 2 · 2018-12-06 · Tax withholding · Disposed 286,947 · Balance 1,218,028 F2: Withholding of 286,974 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards. Row 3 · 2018-12-10 · Disposition to issuer · Disposed 1,218,028 · Balance 0 F3: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration").
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-12-10 · Disposition to issuer · Disposed 82,032 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F5: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 Oclaro restricted stock units ("RSUs") granted on August 10, 2016 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F6: On August 10, 2016, Mr. Dougherty was granted 187,500 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-12-10 · Disposition to issuer · Disposed 82,032 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F7: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 PSUs granted on August 10, 2016 (for which the performance criteria was previously achieved) was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F8: On August 10, 2016, Mr. Dougherty was granted 187,500 PSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2018-12-10 · Disposition to issuer · Disposed 127,188 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F9: Pursuant to the terms of the Merger Agreement, the vesting of 127,188 RSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F10: On August 10, 2017, Mr. Dougherty was granted 185,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2018-12-10 · Disposition to issuer · Disposed 277,500 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F1: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020. F11: Pursuant to the terms of the Merger Agreement, the vesting of 277,500 PSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F12: On August 10, 2017, Mr. Dougherty was issued a grant of up to 277,500 PSUs, vesting 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2018-12-10 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2018-12-10 · Disposition to issuer · Disposed 10,000 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock. F13: Pursuant to the terms of the award agreement and the Merger Agreement, the vesting of 10,000 RSUs granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agrement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award. F14: On August 1, 2018, Mr. Dougherty was granted 40,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter.
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.10 · Expires 2019-05-13	Direct	Reported balance After 2018-12-10 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2018-12-10 · Disposition to issuer · Disposed 3,334 · Balance 0 F15: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 3,334 vested Oclaro stock options that were outstanding as of the Effective Date were cancelled and terminated and converted into the right to receive the Merger Consideration in respect of each Net Option Share (as defined in the Merger Agreement) covered by such cancelled options; provided that, in lieu of the Merger Consideration, any fractional Net Option Share (after aggregating all shares represented by all such cancelled options) was settled in cash based on the Cash Equivalent Consideration (as defined in the Merger Agreement) (the "Option Consideration").
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.80 · Expires 2019-10-21	Direct	Reported balance After 2018-12-10 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2018-12-10 · Disposition to issuer · Disposed 8,000 · Balance 0 F16: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 8,000 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.54 · Expires 2021-10-26	Direct	Reported balance After 2018-12-10 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2018-12-10 · Disposition to issuer · Disposed 14,881 · Balance 0 F17: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 14,881 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 277,500 Oclaro, Inc. ("Oclaro") performance-based restricted stock units (the "PSUs") granted on August 10, 2017 that vested in full at the Effective Time (as defined below). On March 11, 2018, the Compensation Committee of Oclaro determined that, contingent upon the occurrence of the Effective Time, the underlying performance milestones for such PSUs would be deemed achieved based on the maximum level of achievement (150% of target), with vesting continuing through August 2020.

F2: Withholding of 286,974 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.

F3: Pursuant to the Agreement and Plan of Merger, dated March 11, 2018 (the "Merger Agreement"), Lumentum Holdings Inc. ("Lumentum") acquired Oclaro in a merger transaction (the "Merger") which became effective on December 10, 2018. At the effective time of the Merger (the "Effective Time"), each share of Oclaro common stock converted into the right to receive, without interest, (a) $5.60 in cash and (b) 0.0636 of a share of common stock of Lumentum ("Merger Consideration").

F4: Each restricted stock unit represents a contingent right to receive one share of Oclaro common stock.

F5: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 Oclaro restricted stock units ("RSUs") granted on August 10, 2016 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F6: On August 10, 2016, Mr. Dougherty was granted 187,500 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F7: Pursuant to the terms of the Merger Agreement, the vesting of 82,032 PSUs granted on August 10, 2016 (for which the performance criteria was previously achieved) was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F8: On August 10, 2016, Mr. Dougherty was granted 187,500 PSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F9: Pursuant to the terms of the Merger Agreement, the vesting of 127,188 RSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F10: On August 10, 2017, Mr. Dougherty was granted 185,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F11: Pursuant to the terms of the Merger Agreement, the vesting of 277,500 PSUs granted on August 10, 2017 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agreement, such PSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F12: On August 10, 2017, Mr. Dougherty was issued a grant of up to 277,500 PSUs, vesting 25% on the one year anniversary of the date of grant and 6.25% every February 10th, May 10th, August 10th and November 10th the Initial Vesting Date over the three years of continuous service thereafter.

F13: Pursuant to the terms of the award agreement and the Merger Agreement, the vesting of 10,000 RSUs granted on August 1, 2018 was accelerated immediately prior to the Effective Time. In accordance with the Merger Agrement, such RSUs were converted into the right to receive the Merger Consideration in respect of each Oclaro share underlying such award.

F14: On August 1, 2018, Mr. Dougherty was granted 40,000 RSUs, vesting in 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st the Initial Vesting Date over the three years of continuous service thereafter.

F15: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 3,334 vested Oclaro stock options that were outstanding as of the Effective Date were cancelled and terminated and converted into the right to receive the Merger Consideration in respect of each Net Option Share (as defined in the Merger Agreement) covered by such cancelled options; provided that, in lieu of the Merger Consideration, any fractional Net Option Share (after aggregating all shares represented by all such cancelled options) was settled in cash based on the Cash Equivalent Consideration (as defined in the Merger Agreement) (the "Option Consideration").

F16: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 8,000 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.

F17: Pursuant to the terms of the Merger Agreement, Mr. Dougherty's 14,881 vested Oclaro stock options that were outstanding as of the Effective Time were cancelled and terminated and converted into the right to receive the Option Consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 20, 2026 Filed May 22, 2026 21:35 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	1,963	$0.00	$0.00	Disclosure SEC source: 0001325750-26-000002 · wk-form4_1779485731.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,963 Underlying: Common Stock · 1,963 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 12, 2026 Filed May 13, 2026 20:15 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	2,436	$0.00	$0.00	Disclosure SEC source: 0001111928-26-000111 · wk-form4_1778703343.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,334 F1 · shares: Grant of restricted stock units vesting in full on the earlier of the first anniversary of the grant date or the next annual stockholders' meeting that occurs at least 50 weeks after the prior year's meeting, subject to the Reporting Person's continued services as a director of the Issuer through the vesting date. Read SEC document
May 20, 2025 Filed May 21, 2025 20:34 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	3,759	$0.00	$0.00	Disclosure SEC source: 0001111928-25-000100 · wk-form4_1747859618.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,898 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of May 20, 2026 or the date of the 2026 annual stockholder meeting of the Issuer. Read SEC document
May 20, 2025 Filed May 22, 2025 20:26 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	18,227	$0.00	$0.00	Disclosure SEC source: 0001288469-25-000062 · wk-form4_1747945581.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,227 Underlying: Common Stock · 18,227 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 20, 2025 Filed Oct 10, 2025 22:44 UTC Amendment	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	15,741	$0.00	$0.00	Disclosure SEC source: 0001325750-25-000004 · wk-form4a_1760136280.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,741 Underlying: Common Stock · 15,741 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · shares: This amendment is being filed to correct the number of RSUs reported in the Form 4 filed May 22, 2025. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 01, 2025 Filed May 5, 2025 23:48 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	12,141	$0.00	$0.00	Disclosure SEC source: 0001288469-25-000040 · wk-form4_1746488895.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2025. F2 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2025. Read SEC document
May 01, 2025 Filed May 5, 2025 23:48 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	12,141	$0.00	$0.00	Disclosure SEC source: 0001288469-25-000040 · wk-form4_1746488895.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:36 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	36,697	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000050 · wk-form4_1741037774.xml · derivative · entry 3 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F4 · derivative.exercise_date: Immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger, each share of Company common stock underlying this unvested RSU award originally granted to Reporting Person on June 12, 2024, fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement. F4 · derivative.expiration_date: Immediately prior to the Effective Time (as defined in the Merger Agreement) of the merger, each share of Company common stock underlying this unvested RSU award originally granted to Reporting Person on June 12, 2024, fully vested and converted automatically into the right to receive the consideration provided in the Merger Agreement. Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:36 UTC	Infinera Corp INFN · Entity 82602	Disposition to issuerCommon Stock	253,318	Not disclosed	Not disclosed	Disclosure SEC source: 0001138639-25-000050 · wk-form4_1741037774.xml · nonDerivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of June 27, 2024, by and among Nokia Corporation, Neptune of America Corporation and Infinera Corporation ("Company"), referred to as the "Merger Agreement". F2 · price: Each share of Company common stock held by the Reporting Person was automatically cancelled, extinguished and converted into the right to receive the consideration provided in the Merger Agreement. Read SEC document
February 28, 2025 Filed Mar 3, 2025 16:36 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	36,697	$0.00	$0.00	Disclosure SEC source: 0001138639-25-000050 · wk-form4_1741037774.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 18, 2024 Filed Jun 28, 2024 20:20 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	3,022	$0.00	$0.00	Disclosure SEC source: 0001111928-24-000117 · wk-form4_1719606035.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,139 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of June 18, 2025 or the date of the 2025 annual stockholder meeting of the Issuer. Read SEC document
June 12, 2024 Filed Jun 14, 2024 17:35 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	36,697	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000189 · wk-form4_1718400917.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,697 Underlying: Common Stock · 36,697 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest on the earlier of (i) the date of the Company's 2025 annual meeting of stockholders, provided that such annual meeting of stockholders occurs at least 50 weeks after the date of the Company's 2024 annual meeting of stockholders which was held on June 12, 2024, or (ii) the one-year anniversary of the June 12, 2024 date of grant, subject in each case to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: These RSUs vest on the earlier of (i) the date of the Company's 2025 annual meeting of stockholders, provided that such annual meeting of stockholders occurs at least 50 weeks after the date of the Company's 2024 annual meeting of stockholders which was held on June 12, 2024, or (ii) the one-year anniversary of the June 12, 2024 date of grant, subject in each case to Mr. Dougherty's continued service to the Company. Read SEC document
May 23, 2024 Filed May 24, 2024 22:43 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	12,141	$0.00	$0.00	Disclosure SEC source: 0001288469-24-000090 · wk-form4_1716590586.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,141 Underlying: Common Stock · 12,141 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2025 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2025 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
May 18, 2024 Filed May 21, 2024 19:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	39,447	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000144 · wk-form4_1716333569.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company") F2 · derivative.exercise_date: These RSUs have a vesting commencement date of May 18, 2023 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: These RSUs have a vesting commencement date of May 18, 2023 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 18, 2024 Filed May 21, 2024 19:19 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	39,447	$0.00	$0.00	Disclosure SEC source: 0001138639-24-000144 · wk-form4_1716333569.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 23, 2023 Filed May 25, 2023 21:00 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	2,188	$0.00	$0.00	Disclosure SEC source: 0001111928-23-000106 · wk-form4_1685048393.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,117 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of May 23, 2024 or the date of the 2024 annual stockholder meeting of the Issuer. Read SEC document
May 18, 2023 Filed May 19, 2023 18:18 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	39,447	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000105 · wf-form4_168453470003726.xml · derivative · entry 3 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,447 Underlying: Common Stock · 39,447 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs have a vesting commencement date of May 18, 2023 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F3 · derivative.expiration_date: These RSUs have a vesting commencement date of May 18, 2023 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 18, 2023 Filed May 19, 2023 18:18 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	35,273	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000105 · wf-form4_168453470003726.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs have a vesting commencement date of May 19, 2022 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: These RSUs have a vesting commencement date of May 19, 2022 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 18, 2023 Filed May 19, 2023 18:18 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	35,273	$0.00	$0.00	Disclosure SEC source: 0001138639-23-000105 · wf-form4_168453470003726.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 10, 2023 Filed May 11, 2023 20:06 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	9,170	$0.00	$0.00	Disclosure SEC source: 0001288469-23-000117 · wf-form4_168383555128756.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,170 Underlying: Common Stock · 9,170 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2024 or the date immediately preceding the next annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2024 or the date immediately preceding the next annual meeting of stockholders. Read SEC document
March 21, 2023 Filed Mar 30, 2023 20:17 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	6,010	$0.00	$0.00	Disclosure SEC source: 0001288469-23-000076 · wf-form4_168020745294471.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,010 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. Read SEC document
March 21, 2023 Filed Mar 30, 2023 20:17 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	6,010	$0.00	$0.00	Disclosure SEC source: 0001288469-23-000076 · wf-form4_168020745294471.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 26, 2022 Filed May 31, 2022 20:26 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	5,633	$0.00	$0.00	Disclosure SEC source: 0001288469-22-000135 · wf-form4_165402879335342.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,633 Underlying: Common Stock · 5,633 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders. Read SEC document
May 24, 2022 Filed May 25, 2022 20:14 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	2,631	$0.00	$0.00	Disclosure SEC source: 0001111928-22-000087 · wf-form4_165350965422771.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,929 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of May 24, 2023 or the date of the 2023 annual stockholder meeting of the Issuer. Read SEC document
May 19, 2022 Filed May 20, 2022 20:01 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	35,273	$0.00	$0.00	Disclosure SEC source: 0001209191-22-031206 · doc4.xml · derivative · entry 3 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,273 Underlying: Common Stock · 35,273 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs have a vesting commencement date of May 19, 2022 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F3 · derivative.expiration_date: These RSUs have a vesting commencement date of May 19, 2022 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 19, 2022 Filed May 20, 2022 20:01 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	18,211	$0.00	$0.00	Disclosure SEC source: 0001209191-22-031206 · doc4.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs have a vesting commencement date of May 21, 2021 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: These RSUs have a vesting commencement date of May 21, 2021 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 19, 2022 Filed May 20, 2022 20:01 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	18,211	$0.00	$0.00	Disclosure SEC source: 0001209191-22-031206 · doc4.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:44 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	6,011	$0.00	$0.00	Disclosure SEC source: 0001288469-22-000078 · wf-form4_164806822485691.xml · derivative · entry 4 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,010 Underlying: Common Stock · 6,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:44 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	6,011	$0.00	$0.00	Disclosure SEC source: 0001288469-22-000078 · wf-form4_164806822485691.xml · nonDerivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2022. Read SEC document
January 29, 2022 Filed Feb 1, 2022 17:54 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	12,614	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000012 · wf-form4_164375604067699.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest in three annual installments beginning on the one-year anniversary of the vesting commencement date, which is January 29, 2019, subject to Mr. Dougherty's continued service to the Company through each applicable vesting date. F2 · derivative.expiration_date: These RSUs vest in three annual installments beginning on the one-year anniversary of the vesting commencement date, which is January 29, 2019, subject to Mr. Dougherty's continued service to the Company through each applicable vesting date. Read SEC document
January 29, 2022 Filed Feb 1, 2022 17:54 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	12,614	$0.00	$0.00	Disclosure SEC source: 0001138639-22-000012 · wf-form4_164375604067699.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 09, 2021 Filed Dec 11, 2021 01:37 UTC	Fabrinet FN · Entity 1696	GrantOrdinary Shares	1,746	$0.00	$0.00	Disclosure SEC source: 0001209191-21-069145 · doc4.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,487 F1 · shares: These are restricted share units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted share unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2023, provided the Reporting Person continues to serve through such date. Read SEC document
May 25, 2021 Filed May 26, 2021 20:16 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	1,201	$0.00	$0.00	Disclosure SEC source: 0001111928-21-000119 · wf-form4_162206019091237.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of May 25, 2022 or the date of the 2022 annual stockholder meeting of the Issuer. Read SEC document
May 21, 2021 Filed May 25, 2021 21:12 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	18,211	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000100 · wf-form4_162199153440277.xml · derivative · entry 3 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,211 Underlying: Common Stock · 18,211 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs have a vesting commencement date of May 21, 2021 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F3 · derivative.expiration_date: These RSUs have a vesting commencement date of May 21, 2021 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 21, 2021 Filed May 25, 2021 21:12 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	32,101	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000100 · wf-form4_162199153440277.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs have a vesting commencement date of May 21, 2020 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: These RSUs have a vesting commencement date of May 21, 2020 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 21, 2021 Filed May 25, 2021 21:12 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	32,101	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000100 · wf-form4_162199153440277.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 12, 2021 Filed May 13, 2021 22:35 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	5,944	$0.00	$0.00	Disclosure SEC source: 0001288469-21-000122 · wf-form4_162094533213878.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,944 Underlying: Common Stock · 5,944 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders. Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	1,165	$0.00	$0.00	Disclosure SEC source: 0001288469-21-000105 · wf-form4_162008570074200.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	1,165	$0.00	$0.00	Disclosure SEC source: 0001288469-21-000105 · wf-form4_162008570074200.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document
March 21, 2021 Filed Mar 23, 2022 20:44 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionRestricted Stock Units · Derivative	6,011	$0.00	$0.00	Disclosure SEC source: 0001288469-22-000078 · wf-form4_164806822485691.xml · derivative · entry 3 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,021 Underlying: Common Stock · 6,011 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023. Read SEC document
March 21, 2021 Filed Mar 23, 2022 20:44 UTC	MAXLINEAR, INC MXL · Entity 3882	Exercise / conversionCommon Stock	6,011	$0.00	$0.00	Disclosure SEC source: 0001288469-22-000078 · wf-form4_164806822485691.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2021. Read SEC document
January 29, 2021 Filed Feb 2, 2021 17:18 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	12,615	$0.00	$0.00	Disclosure SEC source: 0001138639-21-000003 · wf-form4_161230427371395.xml · derivative · entry 2 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,614 Underlying: Common Stock · 25,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F2 · derivative.exercise_date: These RSUs vest in three annual installments beginning on January 29, 2019, subject to Mr. Dougherty's continued service to the Company. F2 · derivative.expiration_date: These RSUs vest in three annual installments beginning on January 29, 2019, subject to Mr. Dougherty's continued service to the Company. Read SEC document
January 29, 2021 Filed Feb 2, 2021 17:18 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	12,615	$9.85	$124,257.75	Disclosure SEC source: 0001138639-21-000003 · wf-form4_161230427371395.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 10, 2020 Filed Dec 21, 2020 21:16 UTC	Fabrinet FN · Entity 1696	GrantOrdinary Shares	2,890	$0.00	$0.00	Disclosure SEC source: 0001209191-20-064626 · doc4.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,741 F1 · shares: These are restricted share units awarded to the Reporting Person as partial compensation for serving on the Issuer's Board of Directors. Each restricted share unit represents a contingent right to receive one Ordinary Share of Issuer stock and will vest on January 1, 2022, provided the Reporting Person continues to serve through such date. Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:08 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	1,165	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000207 · wf-form4_159985488425045.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165 Underlying: Common Stock · 1,165 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:30 UTC	MAXLINEAR, INC MXL · Entity 3882	GrantRestricted Stock Units · Derivative	7,890	$0.00	$0.00	Disclosure SEC source: 0001288469-20-000132 · wf-form4_159182100226569.xml · derivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,890 Underlying: Common Stock · 7,890 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders. Read SEC document
June 03, 2020 Filed Jun 5, 2020 18:09 UTC	Infinera Corp INFN · Entity 82602	GrantRestricted Stock Units · Derivative	32,101	$0.00	$0.00	Disclosure SEC source: 0001138639-20-000115 · wf-form4_159139497740547.xml · derivative · entry 3 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,101 Underlying: Common Stock · 32,101 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs have a vesting commencement date of June 3, 2020 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F3 · derivative.expiration_date: These RSUs have a vesting commencement date of June 3, 2020 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 28, 2020 Filed May 29, 2020 20:44 UTC	IPG PHOTONICS CORP IPGP · Entity 1767	GrantCommon Stock	1,642	$0.00	$0.00	Disclosure SEC source: 0001111928-20-000113 · wf-form4_159078505765053.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,097 F1 · shares: Grant of restricted stock units vesting 100% on the earlier of May 28, 2021 or the date of the 2021 annual stockholder meeting of the Issuer. Read SEC document
May 21, 2020 Filed May 22, 2020 17:22 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionRestricted Stock Units · Derivative	53,745	$0.00	$0.00	Disclosure SEC source: 0001138639-20-000095 · wf-form4_159018252362202.xml · derivative · entry 3 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). F3 · derivative.exercise_date: These RSUs have a vesting commencement date of May 23, 2019 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. F3 · derivative.expiration_date: These RSUs have a vesting commencement date of May 23, 2019 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Dougherty's continued service to the Company. Read SEC document
May 21, 2020 Filed May 22, 2020 17:22 UTC	Infinera Corp INFN · Entity 82602	Exercise / conversionCommon Stock	53,745	$0.00	$0.00	Disclosure SEC source: 0001138639-20-000095 · wf-form4_159018252362202.xml · nonDerivative · entry 1 Dougherty Greg · CIK 0001325750 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.