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Byus Trey

Disclosed activity across 1 company

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44629
SEC CIK
0001639447

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943Chief Expedition OfficerMay 21, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LINDBLAD EXPEDITIONS HOLDINGS, INC.

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect101,530 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Sale · Disposed 10,000 · Balance 101,530

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2019 Filed Apr 24, 2019 21:57 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 44,700 $15.74 $703,564.59
Disclosure

SEC source: 0001567619-19-009131 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,695

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.57 to $16.10, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 20:34 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 5,116 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008483 · doc1.xml · derivative · entry 4

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,115

Underlying: Common Stock · 5,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 20:34 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 1,234 $15.56 $19,201.04
Disclosure

SEC source: 0001567619-19-008483 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,395

Read SEC document
April 03, 2019 Filed Apr 5, 2019 20:34 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 5,116 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008483 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 21:46 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 4,463 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008212 · doc1.xml · derivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,926

Underlying: Common Stock · 4,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 21:46 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 1,087 $15.25 $16,576.75
Disclosure

SEC source: 0001567619-19-008212 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,513

Read SEC document
March 30, 2019 Filed Apr 2, 2019 21:46 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 4,463 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008212 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:46 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units · Derivative 9,287 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-008212 · doc1.xml · derivative · entry 5

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,287

Underlying: Common Stock · 9,287 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 21:04 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 8,970 $15.65 $140,367.05
Disclosure

SEC source: 0001567619-19-006883 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,137

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.60 to $15.70, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:04 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 2,500 $15.93 $39,825.00
Disclosure

SEC source: 0001567619-19-006883 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,107

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.65 to $16.00, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 11, 2019 Filed Mar 11, 2019 20:47 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 20,000 $15.91 $318,126.00
Disclosure

SEC source: 0001567619-19-006568 · doc1.xml · nonDerivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,607

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.84 to $16.11, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 08, 2019 Filed Mar 11, 2019 20:47 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 20,000 $15.77 $315,330.00
Disclosure

SEC source: 0001567619-19-006568 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,607

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.65 to $15.91, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:47 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 20,000 $15.18 $303,626.00
Disclosure

SEC source: 0001567619-19-006568 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,607

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.94 to $15.32, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:32 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 10,000 $15.40 $154,041.00
Disclosure

SEC source: 0001567619-18-002311 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,607

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.33 to $15.46, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 23, 2018 Filed Aug 23, 2018 20:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 9,900 $15.11 $149,581.08
Disclosure

SEC source: 0001567619-18-001731 · doc1.xml · nonDerivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,607

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.0701 to $15.15, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 22, 2018 Filed Aug 23, 2018 20:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 100 $15.20 $1,520.00
Disclosure

SEC source: 0001567619-18-001731 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,507

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 10,000 $15.13 $151,293.00
Disclosure

SEC source: 0001567619-18-001731 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,607

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.1000 to $15.1901, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 17, 2018 Filed Aug 17, 2018 22:47 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 10,000 $14.55 $145,532.00
Disclosure

SEC source: 0001567619-18-001409 · doc1.xml · nonDerivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,607

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.50 to $14.6801, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 22:47 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 20,000 $14.43 $288,638.00
Disclosure

SEC source: 0001567619-18-001409 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,607

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.2601 to $14.6150, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 22:47 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 10,000 $14.11 $141,100.00
Disclosure

SEC source: 0001567619-18-001409 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,607

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.05 to $14.17, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 00:55 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 12,000 $13.95 $167,385.60
Disclosure

SEC source: 0001567619-18-001158 · doc1.xml · nonDerivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,607

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.82 to $14.065, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 00:55 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 12,250 $13.83 $169,417.50
Disclosure

SEC source: 0001567619-18-001158 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,607

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.76 to $13.915, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 10, 2018 Filed Aug 15, 2018 00:55 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 25,750 $13.87 $357,167.95
Disclosure

SEC source: 0001567619-18-001158 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,857

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.60 to $14.01, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 11, 2018 Filed May 14, 2018 20:32 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 10,000 $11.63 $116,324.00
Disclosure

SEC source: 0001140361-18-023354 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,607

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.47 to $11.98, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:32 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 SaleCommon Stock 15,000 $11.47 $171,982.50
Disclosure

SEC source: 0001140361-18-023354 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,607

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.44 to $11.50, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 03, 2018 Filed Apr 10, 2018 20:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionRestricted Stock Units · Derivative 5,115 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018035 · doc1.xml · derivative · entry 4

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,231

Underlying: Common Stock · 5,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F3 · derivative.exercise_date: The restricted Stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company.

F3 · derivative.expiration_date: The restricted Stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company.

Read SEC document
April 03, 2018 Filed Apr 10, 2018 20:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 1,982 $10.27 $20,355.14
Disclosure

SEC source: 0001140361-18-018035 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,607

Read SEC document
April 03, 2018 Filed Apr 10, 2018 20:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 5,115 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018035 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2018 Filed Apr 10, 2018 20:53 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units · Derivative 13,389 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-018035 · doc1.xml · derivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,389

Underlying: Common Stock · 13,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:49 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionStock Options (right to buy) · Derivative 238,856 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001140361-18-000484 · doc1.xml · derivative · entry 4

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 238,856 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:49 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 110,844 $9.79 $1,085,162.76
Disclosure

SEC source: 0001140361-18-000484 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,474

Read SEC document
January 01, 2018 Filed Jan 3, 2018 21:49 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 238,856 $1.76 $420,386.56
Disclosure

SEC source: 0001140361-18-000484 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2017 Filed Nov 7, 2017 21:50 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionStock Options (right to buy) · Derivative 47,772 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001140361-17-041397 · doc1.xml · derivative · entry 4

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,856

Underlying: Common Stock · 47,772 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount).

Read SEC document
November 03, 2017 Filed Nov 7, 2017 21:50 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 24,602 $10.63 $261,519.26
Disclosure

SEC source: 0001140361-17-041397 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,462

Read SEC document
November 03, 2017 Filed Nov 7, 2017 21:50 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 47,772 $1.76 $84,078.72
Disclosure

SEC source: 0001140361-17-041397 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:13 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionStock Options (right to buy) · Derivative 95,542 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001140361-17-030253 · doc1.xml · derivative · entry 4

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,628

Underlying: Common Stock · 95,542 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount).

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:13 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 45,422 $9.76 $443,318.72
Disclosure

SEC source: 0001140361-17-030253 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,292

F3 · date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount).

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August 02, 2017 Filed Aug 4, 2017 20:13 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 95,542 $1.76 $168,153.92
Disclosure

SEC source: 0001140361-17-030253 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 03, 2017 Filed Apr 4, 2017 20:42 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units · Derivative 15,346 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-014667 · doc1.xml · derivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,346

Underlying: Common Stock · 15,346 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

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April 03, 2017 Filed Aug 4, 2017 20:13 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 GrantRestricted Stock Units · Derivative 15,346 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-030253 · doc1.xml · derivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,346

Underlying: Common Stock · 15,346 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company.

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March 22, 2017 Filed Mar 24, 2017 20:48 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionStock Options (right to buy) · Derivative 95,542 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001140361-17-013288 · doc1.xml · derivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,170

Underlying: Common Stock · 95,542 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount).

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March 22, 2017 Filed Mar 24, 2017 20:48 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 95,542 $1.76 $168,153.92
Disclosure

SEC source: 0001140361-17-013288 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2017 Filed Apr 4, 2017 20:39 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionStock Options (right to buy) · Derivative 95,542 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001140361-17-014665 · doc1.xml · derivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,170

Underlying: Common Stock · 95,542 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: A portion of the remaining options are subject to vesting, based on continued employment, on December 31, 2017 (25% of the original amount).

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March 22, 2017 Filed Apr 4, 2017 20:39 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 42,429 $8.72 $369,980.88
Disclosure

SEC source: 0001140361-17-014665 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,172

F1 · date: Amendment is being filed to correct the transaction date.

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March 22, 2017 Filed Apr 4, 2017 20:39 UTC Amendment LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Exercise / conversionCommon Stock 95,542 $1.76 $168,153.92
Disclosure

SEC source: 0001140361-17-014665 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2016 Filed Mar 24, 2017 20:48 UTC LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 Tax withholdingCommon Stock 42,429 $8.72 $369,980.88
Disclosure

SEC source: 0001140361-17-013288 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,172

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.