ARTIST ELLEN N.

SEC source: 0001193125-26-239778 · ownership.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,043

F1 · kind: Represents an award of restricted stock units, granted as compensation for serving as a member of the Board of Directors of Republic Airways Holdings Inc., which was fully vested upon grant.

SEC source: 0001193125-25-302643 · ownership.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,782

F1 · shares: The reporting person has reported prior restricted stock awards ("RSA") in Table II of Form 4. The total reported in Column 5 includes 1,483 RSA's previously reported in Table II and 9,299 shares of common stock. On November 25, 2025, Issuer and Republic Airways Holdings Inc. ("Republic") completed a stock-for-stock merger transaction (the "Merger"), pursuant to which Republic merged with and into Issuer and changed its name from Mesa Air Group, Inc to Republic Airways Holdings Inc. Prior to the closing of the Merger, Issuer effected a 15 to 1 stock split (the "Stock Split") of its common stock.

F2 · shares: Pursuant to an Agreement, Plan of Conversion and Plan of Merger (the "Merger Agreement") dated April 4, 2025, by and between the Republic and Issuer, Republic merged with and into Mesa. Upon the Merger, the combined company was renamed to Republic Airways Holdings Inc. and now trades under the new ticker symbol RJET. In connection with the Merger, each outstanding restricted stock unit and RSA in respect of shares of Issuer's common stock, whether vested or unvested, accelerated in full and was cancelled and converted into the right to receive a number of shares of Issuer's common stock, less any applicable withholding taxes.

F1 · balance_after: The reporting person has reported prior restricted stock awards ("RSA") in Table II of Form 4. The total reported in Column 5 includes 1,483 RSA's previously reported in Table II and 9,299 shares of common stock. On November 25, 2025, Issuer and Republic Airways Holdings Inc. ("Republic") completed a stock-for-stock merger transaction (the "Merger"), pursuant to which Republic merged with and into Issuer and changed its name from Mesa Air Group, Inc to Republic Airways Holdings Inc. Prior to the closing of the Merger, Issuer effected a 15 to 1 stock split (the "Stock Split") of its common stock.

SEC source: 0000950170-25-088404 · ownership.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 31,377 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 that vested on June 18, 2025.

SEC source: 0000950170-25-088404 · ownership.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-076811 · ownership.xml · derivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,608

Underlying: Common stock · 22,231 shares

Expires not disclosed

F1 · derivative.exercise_date: A restricted stock award of 22,231 shares was granted under the 2018 Equity Incentive Plan on May 21, 2025 and will vest on May 21, 2026. Pursuant to the terms of the Company's equity plan and the underlying award agreement, vesting may accelerate upon a change in control, including the pending merger with Republic Airways Holdings Inc., if consummated prior to the scheduled vesting date.

F1 · derivative.expiration_date: A restricted stock award of 22,231 shares was granted under the 2018 Equity Incentive Plan on May 21, 2025 and will vest on May 21, 2026. Pursuant to the terms of the Company's equity plan and the underlying award agreement, vesting may accelerate upon a change in control, including the pending merger with Republic Airways Holdings Inc., if consummated prior to the scheduled vesting date.

F1 · derivative.underlying_shares: A restricted stock award of 22,231 shares was granted under the 2018 Equity Incentive Plan on May 21, 2025 and will vest on May 21, 2026. Pursuant to the terms of the Company's equity plan and the underlying award agreement, vesting may accelerate upon a change in control, including the pending merger with Republic Airways Holdings Inc., if consummated prior to the scheduled vesting date.

SEC source: 0000950170-24-075811 · ownership.xml · derivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,329

Underlying: Common Stock · 56,329 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 56,329 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

SEC source: 0000950170-24-083687 · ownership.xml · derivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,377

Underlying: Common Stock · 31,377 shares

Expires not disclosed

F1 · shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F2 · derivative.exercise_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F2 · derivative.expiration_date: A restricted stock award of 31,377 shares was granted under the 2018 Equity Incentive Plan on June 18, 2024 and will vest on June 18, 2025.

F1 · derivative.underlying_shares: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

F1 · balance_after: On June 20, 2024, the reporting person filed a Form 4 which inadvertently reported the number of shares received under a restricted stock award. The initial Form 4 incorrectly indicated that the number of shares received under Column 5, 7 and 9 was 56,329 and the correct number of shares should have been 31,377.

SEC source: 0001209191-24-003932 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,935 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares were granted under the 2018 Equity Incentive Plan on February 23, 2023 that vested on February 23, 2024.

SEC source: 0001209191-24-003932 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-012519 · doc4.xml · derivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

Underlying: Common Stock · 28,935 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 28,935 shares was granted under the 2018 Equity Incentive Plan on February 23, 2023 and will vest on February 23, 2024.

SEC source: 0001209191-23-008283 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares were granted under the 2018 Equity Incentive Plan on February 8, 2022 that vested on February 8, 2023.

SEC source: 0001209191-23-008283 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001179110-22-000999 · edgar.xml · derivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,588

Underlying: Common Stock · 17,588 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 17,588 shares was granted under the 2018 Equity Incentive Plan on February 8, 2022 and will vest on February 8, 2023.

SEC source: 0001179110-22-000785 · edgar.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 13,448 shares was granted under the 2018 Equity Incentive Plan on February 2, 2021 that vested on February 2, 2022.

SEC source: 0001179110-22-000785 · edgar.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-014456 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,132

SEC source: 0001209191-21-007115 · doc4.xml · derivative · entry 3

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

Underlying: Common Stock · 10,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: A restricted stock award of 10,820 shares was granted under the 2018 Equity Incentive Plan on February 3, 2020 and vested on February 3, 2021.

SEC source: 0001209191-21-007115 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-007115 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,268

Underlying: Common Stock · 13,448 shares

Expires not disclosed

F1 · derivative.expiration_date: A restricted stock award of 13,448 shares was granted under the 2018 Equity Incentive Plan on February 2, 2021 and will vest on February 2, 2022.

SEC source: 0001209191-21-003928 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,820

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted award of 10,820 shares was granted under the 2018 Equity Incentive Plan on February 3, 2020 and will vest 1 year from the grant date (February 3, 2021) or upon his or her successor being duly elected and qualified.

SEC source: 0001209191-21-003928 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-024196 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,702

Underlying: Common Stock · 10,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and vested on April 9, 2020.

SEC source: 0001209191-20-024196 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-006779 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,695

Underlying: Common Stock · 10,820 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one (1) year from the grant date (February 3, 2021) or upon his or her successor being duly elected and qualified.

SEC source: 0001209191-20-004592 · doc4.xml · derivative · entry 4

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,875

Underlying: Common Stock · 1,490 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

SEC source: 0001209191-20-004592 · doc4.xml · nonDerivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-004592 · doc4.xml · derivative · entry 3

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,365

Underlying: Common Stock · 5,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. The final traunch of this award will vest 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

SEC source: 0001209191-20-004592 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-003654 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,145

Underlying: Common Stock · 4,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plaint on August 10, 2018. Additional tranches of this award will vest as follows: 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. A restricted award of 10,993 shares was granted under the 2018 Equity Incentive Plan on April 9, 2019 and will vest 1 year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

SEC source: 0001209191-20-003654 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-024416 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

Underlying: Common Stock · 10,993 shares

Expires not disclosed

F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive, on a one-for-one basis, common stock of the Company. The restricted stock units shall vest one year from the grant date (April 9, 2020) or upon his or her successor being duly elected and qualified.

SEC source: 0000899243-19-001785 · doc4.xml · derivative · entry 4

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,034

Underlying: Common Stock · 1,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

SEC source: 0000899243-19-001785 · doc4.xml · nonDerivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-001785 · doc4.xml · derivative · entry 3

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

Underlying: Common Stock · 10,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

SEC source: 0000899243-19-001785 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-001516 · doc4.xml · derivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,692

Underlying: Common Stock · 4,883 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

SEC source: 0000899243-19-001516 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-024403 · doc4.xml · nonDerivative · entry 1

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,744

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 8

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,575

Underlying: Common Stock · 33,575 shares

Expires not disclosed

F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021.

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 7

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,978 shares

Expires not disclosed

F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018.

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 6

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,381 shares

Expires 2027-01-16

F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 5

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2026-01-18

F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 4

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-07-20

F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

SEC source: 0000899243-18-022410 · doc4.xml · derivative · entry 3

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,648 shares

Expires not disclosed

F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

SEC source: 0000899243-18-022410 · doc4.xml · nonDerivative · entry 2

ARTIST ELLEN N. · CIK 0001747920 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,379

F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.

F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018.