Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pharvaris N.V.PHVS · Entity 4374 | CFO / CLO | September 21, 2026 | September 23, 2026 |
| Sio Gene Therapies Inc.SIOX · Entity 130622 | Director · Interim CEO, CFO | February 08, 2022 | February 10, 2022 |
| SteadyMed Ltd.STDY · Entity 163743 | EVP and CFO | August 30, 2018 | September 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pharvaris N.V.
Report date September 21, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,800 |
Ending reported balance
After 2026-09-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-21 · Sale · Disposed 6,000 · Balance 114,300 F1: The reported price represents a weighted average sale price for shares sold in multiple transactions at prices ranging from $36.30 to $36.71 per share. The shares sold were acquired upon vesting of restricted stock units on various dates. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Row 2 · 2026-09-21 · Gift · Disposed 500 · Balance 113,800 F2: Gift to charitable organization. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price represents a weighted average sale price for shares sold in multiple transactions at prices ranging from $36.30 to $36.71 per share. The shares sold were acquired upon vesting of restricted stock units on various dates. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Gift to charitable organization.
Sio Gene Therapies Inc.
Report date February 08, 2022 · Filed February 10, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 546,500 |
Reported balance
After 2022-02-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-08 · Grant · Acquired 546,500 · Balance 546,500 F1: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2: One-third of the restricted stock units shall vest on February 8, 2023, February 8, 2024 and February 8, 2025, subject to the Reporting Person providing continuous service to the Issuer through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.
F2: One-third of the restricted stock units shall vest on February 8, 2023, February 8, 2024 and February 8, 2025, subject to the Reporting Person providing continuous service to the Issuer through each such date.
SteadyMed Ltd.
Report date August 30, 2018 · Filed September 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-30 · Sale · Disposed 22,157 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding restricted share unit was converted into the right to receive (1) a cash payment equal to (x) $4.46, multiplied by (y) the total number of shares subject to such restricted share unit and (2) a number of CVRs equal to the total number of shares subject to such restricted share unit. |
| Stock Option (Rt to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2019-07-19 | Direct | 0 |
Reported balance
After 2018-08-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-08-30 · Other · Disposed 3,100 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. |
| Stock Option (Rt to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2020-05-01 | Direct | 0 |
Reported balance
After 2018-08-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-30 · Other · Disposed 159,642 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. |
| Stock Option (Rt to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.84 · Expires 2022-01-25 | Direct | 0 |
Reported balance
After 2018-08-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-30 · Other · Disposed 51,832 · Balance 0 F3: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding out-of-the-money option, whether vested or unvested, was converted into the right to receive a cash payment, if and when the Milestone is achieved, equal to (x) the excess, if any, of the sum of (1) $4.46 and (2) the contingent consideration actually payable per CVR over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time. |
| Stock Option (Rt to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.74 · Expires 2026-06-17 | Direct | 0 |
Reported balance
After 2018-08-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-08-30 · Other · Disposed 40,000 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. |
| Stock Option (Rt to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.65 · Expires 2027-12-28 | Direct | 0 |
Reported balance
After 2018-08-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-30 · Other · Disposed 15,987 · Balance 0 F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding restricted share unit was converted into the right to receive (1) a cash payment equal to (x) $4.46, multiplied by (y) the total number of shares subject to such restricted share unit and (2) a number of CVRs equal to the total number of shares subject to such restricted share unit.
F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time.
F3: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding out-of-the-money option, whether vested or unvested, was converted into the right to receive a cash payment, if and when the Milestone is achieved, equal to (x) the excess, if any, of the sum of (1) $4.46 and (2) the contingent consideration actually payable per CVR over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2026 Filed Sep 23, 2026 14:06 UTC | Pharvaris N.V. PHVS · Entity 4374 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-398678 · ownership.xml · nonDerivative · entry 2 Nassif David W. · CIK 0001636975 · CFO / CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,800 F2 · kind: Gift to charitable organization. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 14:06 UTC | Pharvaris N.V. PHVS · Entity 4374 | SaleCommon Stock | 6,000 | $36.47 | $218,800.80 |
DisclosureSEC source: 0001193125-26-398678 · ownership.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · CFO / CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,300 F1 · price: The reported price represents a weighted average sale price for shares sold in multiple transactions at prices ranging from $36.30 to $36.71 per share. The shares sold were acquired upon vesting of restricted stock units on various dates. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 21, 2026 Filed May 26, 2026 21:42 UTC | Pharvaris N.V. PHVS · Entity 4374 | SaleCommon Stock | 10,000 | $30.31 | $303,076.00 |
DisclosureSEC source: 0001193125-26-239720 · ownership.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · CFO / CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,300 F1 · price: The reported price represents a weighted average sale price for shares sold in multiple transactions at prices ranging from $30.08 to $30.55 per share. The shares sold were acquired upon vesting of restricted stock units on various dates. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: The total number of shares beneficially owned previously reported in the Form 3 filed on March 18, 2026 was understated by 6,375 shares due to an administrative error in the number of shares reported as withheld for tax obligations in connection with an RSU vesting transaction. This filing reflects the corrected beneficial ownership amount. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 17:05 UTC | Sio Gene Therapies Inc. SIOX · Entity 130622 | GrantRestricted Stock Units · Derivative | 546,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001636050-22-000020 · wf-form4_164453070649941.xml · derivative · entry 1 Nassif David W. · CIK 0001636975 · Director · Interim CEO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,500 Underlying: Common Stock · 546,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: One-third of the restricted stock units shall vest on February 8, 2023, February 8, 2024 and February 8, 2025, subject to the Reporting Person providing continuous service to the Issuer through each such date. F2 · derivative.expiration_date: One-third of the restricted stock units shall vest on February 8, 2023, February 8, 2024 and February 8, 2025, subject to the Reporting Person providing continuous service to the Issuer through each such date. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:31 UTC | Sio Gene Therapies Inc. SIOX · Entity 130622 | Disposition to issuerRestricted Stock Units · Derivative | 17,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001636050-21-000099 · wf-form4_163909267819349.xml · derivative · entry 3 Nassif David W. · CIK 0001636975 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,066 Underlying: Common Stock · 17,534 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares of common stock underlying the restricted stock units vested on April 15, 2021 but settlement of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. F3 · derivative.exercise_date: 50% of the shares of common stock underlying the remaining restricted stock units vest on April 15, 2022 and the remainder vest on April 15, 2023, subject to the Reporting Person providing continuous service to the Issuer through each such date. F3 · derivative.expiration_date: 50% of the shares of common stock underlying the remaining restricted stock units vest on April 15, 2022 and the remainder vest on April 15, 2023, subject to the Reporting Person providing continuous service to the Issuer through each such date. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:31 UTC | Sio Gene Therapies Inc. SIOX · Entity 130622 | Tax withholdingCommon Stock | 6,294 | $1.42 | $8,937.48 |
DisclosureSEC source: 0001636050-21-000099 · wf-form4_163909267819349.xml · nonDerivative · entry 2 Nassif David W. · CIK 0001636975 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,244 F1 · shares: The shares were sold on behalf of the Reporting Person in the open market to cover withholding taxes relating to the settlement of the vested restricted stock units. Read SEC document |
| December 08, 2021 Filed Dec 9, 2021 18:31 UTC | Sio Gene Therapies Inc. SIOX · Entity 130622 | GrantCommon Stock | 17,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001636050-21-000099 · wf-form4_163909267819349.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,538 Read SEC document |
| April 15, 2021 Filed Apr 19, 2021 16:53 UTC | Sio Gene Therapies Inc. SIOX · Entity 130622 | GrantStock Option (Right to Buy) · Derivative | 239,000 | $0.00 Strike: $2.47 | $0.00 |
DisclosureSEC source: 0001636050-21-000046 · wf-form4_161886561553902.xml · derivative · entry 1 Nassif David W. · CIK 0001636975 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,000 Underlying: Common Stock · 239,000 shares Expires 2031-04-14 F1 · derivative.exercise_date: The option vests over a period of three years with one-third of the shares of common stock underlying the option vesting on April 15, 2022 and the remainder vesting in 8 equal quarterly installments thereafter, subject to the Reporting Person providing continuous service to the Issuer on each such date. The option allows for early exercise, subject to the Issuer's repurchase option with respect to any unvested shares of common stock. All shares of common stock underlying the option will become fully vested upon a change in control, as that term is defined in the Issuer's Amended and Restated 2015 Equity Incentive Plan. Read SEC document |
| March 22, 2021 Filed Mar 22, 2021 21:25 UTC | Sio Gene Therapies Inc. SIOX · Entity 130622 | Disposition to issuerRestricted Stock Units · Derivative | 15,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001636050-21-000031 · wf-form4_161646271888893.xml · derivative · entry 2 Nassif David W. · CIK 0001636975 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,060 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares of common stock underlying the restricted stock units vested on July 31, 2020 but settlement of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. F1 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares of common stock underlying the restricted stock units vested on July 31, 2020 but settlement of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. F1 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares of common stock underlying the restricted stock units vested on July 31, 2020 but settlement of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. Read SEC document |
| March 22, 2021 Filed Mar 22, 2021 21:25 UTC | Sio Gene Therapies Inc. SIOX · Entity 130622 | GrantCommon Stock | 15,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001636050-21-000031 · wf-form4_161646271888893.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,004 Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 19:40 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | Disposition to issuerRestricted Stock Units · Derivative | 15,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036808 · doc4.xml · derivative · entry 3 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,060 Underlying: Common Shares · 15,060 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. 50% of the common shares underlying the restricted stock units vested on January 31, 2020 but settlement of such portion of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. F3 · derivative.expiration_date: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. 50% of the common shares underlying the restricted stock units vested on January 31, 2020 but settlement of such portion of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 19:40 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | Tax withholdingCommon Shares | 5,266 | $3.25 | $17,114.50 |
DisclosureSEC source: 0001209191-20-036808 · doc4.xml · nonDerivative · entry 2 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,944 F1 · balance_after: Balance includes 9,150 shares of Common Stock owned by the reporting person prior to his appointment as a Section 16 officer but was not previously reported. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 19:40 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | GrantCommon Shares | 15,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036808 · doc4.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,210 F1 · balance_after: Balance includes 9,150 shares of Common Stock owned by the reporting person prior to his appointment as a Section 16 officer but was not previously reported. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:01 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | GrantRestricted Stock Units · Derivative | 52,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-025016 · doc4.xml · derivative · entry 2 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,600 Underlying: Common Shares · 52,600 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: One-third of the common shares underlying the restricted stock unit shall vest on April 15, 2021, April 15, 2022 and April 15, 2023, subject to the Reporting Person providing continuous service to the Issuer through each such date. F3 · derivative.expiration_date: One-third of the common shares underlying the restricted stock unit shall vest on April 15, 2021, April 15, 2022 and April 15, 2023, subject to the Reporting Person providing continuous service to the Issuer through each such date. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 21:01 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | GrantStock Option (Right to Buy) · Derivative | 78,900 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001209191-20-025016 · doc4.xml · derivative · entry 1 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,900 Underlying: Common Shares · 78,900 shares Expires 2030-04-14 F1 · derivative.exercise_date: The option vests over a period of four years with 25% of the common shares underlying the option vesting on April 15, 2021 and the remainder vesting in 12 equal quarterly installments thereafter, subject to Reporting Person providing continuous service to the Issuer on each such date. The option allows for early exercise, subject to the Issuer's repurchase option with respect to any unvested common shares. All common shares underlying the option will become fully vested upon a change in control, as that term is defined in the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| September 21, 2019 Filed Sep 24, 2019 17:15 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | GrantRestricted Stock Units · Derivative | 30,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001636050-19-000085 · wf-form4_156935969903570.xml · derivative · entry 1 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,120 Underlying: Common Shares · 30,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: 50% of the common shares underlying the restricted stock units vest on January 31, 2020 and the remainder vest on July 31, 2020, subject to the Reporting Person providing continuous service to the Issuer through each such date. F2 · derivative.expiration_date: 50% of the common shares underlying the restricted stock units vest on January 31, 2020 and the remainder vest on July 31, 2020, subject to the Reporting Person providing continuous service to the Issuer through each such date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 18:15 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | GrantStock Option ( Right to Buy) · Derivative | 75,000 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001209191-19-040520 · doc4.xml · derivative · entry 2 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Shares · 75,000 shares Expires 2029-06-30 F2 · derivative.exercise_date: The option allows for early exercise, subject to the Issuer's repurchase option with respect to any unvested common shares. All common shares underlying the option will become fully vested upon a change in control, as that term is defined in the Issuer's 2015 Equity Incentive Plan. F3 · derivative.exercise_date: One-third of the option will vest at such time as the Issuer's 30-day trailing volume weighted average closing stock price ("30-day VWAP") is equal to $12.84; one-third of the option will vest at such time as the Issuer's 30-day VWAP stock price is equal to $25.68; and one-third of the option will vest at such time as the Issuer's 30-day VWAP stock price is equal to $38.52, in each case subject to the Reporting Person providing continuous service to the Issuer on each such date. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 18:15 UTC | Sio Gene Therapies Inc. AXGT · Entity 130622 | GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $6.42 | $0.00 |
DisclosureSEC source: 0001209191-19-040520 · doc4.xml · derivative · entry 1 Nassif David W. · CIK 0001636975 · Principal Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Shares · 150,000 shares Expires 2029-06-30 F1 · derivative.exercise_date: The option vests over a period of four years, with 25% of the common shares underlying the option vesting on July 1, 2020 and the remainder vesting in 12 equal quarterly installments thereafter, subject to the Reporting Person providing continuous service to the Issuer on each such date. F2 · derivative.exercise_date: The option allows for early exercise, subject to the Issuer's repurchase option with respect to any unvested common shares. All common shares underlying the option will become fully vested upon a change in control, as that term is defined in the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 19:39 UTC | SteadyMed Ltd. STDY · Entity 163743 | OtherStock Option (Rt to Buy) · Derivative | 15,987 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001209191-18-049373 · doc4.xml · derivative · entry 6 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 15,987 shares Expires 2027-12-28 F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. F2 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 19:39 UTC | SteadyMed Ltd. STDY · Entity 163743 | OtherStock Option (Rt to Buy) · Derivative | 40,000 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0001209191-18-049373 · doc4.xml · derivative · entry 5 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 20,000 shares Expires 2026-06-17 F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. F2 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 19:39 UTC | SteadyMed Ltd. STDY · Entity 163743 | OtherStock Option (Rt to Buy) · Derivative | 51,832 | $0.00 Strike: $5.84 | $0.00 |
DisclosureSEC source: 0001209191-18-049373 · doc4.xml · derivative · entry 4 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 51,832 shares Expires 2022-01-25 F3 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding out-of-the-money option, whether vested or unvested, was converted into the right to receive a cash payment, if and when the Milestone is achieved, equal to (x) the excess, if any, of the sum of (1) $4.46 and (2) the contingent consideration actually payable per CVR over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time. F3 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding out-of-the-money option, whether vested or unvested, was converted into the right to receive a cash payment, if and when the Milestone is achieved, equal to (x) the excess, if any, of the sum of (1) $4.46 and (2) the contingent consideration actually payable per CVR over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 19:39 UTC | SteadyMed Ltd. STDY · Entity 163743 | OtherStock Option (Rt to Buy) · Derivative | 159,642 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001209191-18-049373 · doc4.xml · derivative · entry 3 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 159,642 shares Expires 2020-05-01 F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. F2 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 19:39 UTC | SteadyMed Ltd. STDY · Entity 163743 | OtherStock Option (Rt to Buy) · Derivative | 3,100 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001209191-18-049373 · doc4.xml · derivative · entry 2 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 3,100 shares Expires 2019-07-19 F2 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. F2 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding in-the-money option, whether vested or unvested, was converted into the right to receive (1) a cash payment equal to (x) the excess, if any, of $4.46 over the exercise price payable under such option, multiplied by (y) the total number of shares subject to such option immediately prior to the Effective Time and (2) a number of CVRs equal to the total number of shares subject to such option immediately prior to the Effective Time. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 19:39 UTC | SteadyMed Ltd. STDY · Entity 163743 | SaleOrdinary Shares | 22,157 | $4.46 | $98,820.22 |
DisclosureSEC source: 0001209191-18-049373 · doc4.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding restricted share unit was converted into the right to receive (1) a cash payment equal to (x) $4.46, multiplied by (y) the total number of shares subject to such restricted share unit and (2) a number of CVRs equal to the total number of shares subject to such restricted share unit. F1 · balance_after: Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 29, 2018, by and among United Therapeutics Corporation ("United"), Daniel 24043 Acquisition Corp., a wholly-owned subsidiary of United, and the Issuer (the "Merger Agreement"). At the Effective Time, each outstanding restricted share unit was converted into the right to receive (1) a cash payment equal to (x) $4.46, multiplied by (y) the total number of shares subject to such restricted share unit and (2) a number of CVRs equal to the total number of shares subject to such restricted share unit. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 16:02 UTC | SteadyMed Ltd. STDY · Entity 163743 | SaleOrdinary Shares | 12,157 | $4.50 | $54,706.50 |
DisclosureSEC source: 0001562180-18-003255 · primarydocument.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,157 F1 · kind: Sales are pursuant to a 10b5-1 Plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 14:40 UTC | SteadyMed Ltd. STDY · Entity 163743 | SaleOrdinary Shares | 10,001 | $4.50 | $45,004.50 |
DisclosureSEC source: 0001104659-18-043809 · a4.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,314 F1 · kind: Sales are pursuant to a 10b5-1 Plan. F2 · shares: Shares were sold to cover taxes. Read SEC document |
| December 28, 2017 Filed Dec 28, 2017 15:24 UTC | SteadyMed Ltd. STDY · Entity 163743 | GrantStock Option (right to buy) · Derivative | 15,987 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0001209191-17-067562 · doc4.xml · derivative · entry 1 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,987 Underlying: Ordinary Shares · 15,987 shares Expires 2027-12-28 F1 · derivative.exercise_date: 1/3rd of the Option Shares shall vest on the first anniversary of the grant date. Thereafter, the remaining balance of the Option Shares shall vest in a series of 8 equal consecutive quarterly installments until fully vested. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 17:38 UTC | SteadyMed Ltd. STDY · Entity 163743 | GrantOrdinary Shares | 44,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060965 · doc4.xml · nonDerivative · entry 1 Nassif David W. · CIK 0001636975 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,315 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of SteadyMed Ltd. ordinary shares. F2 · shares: RSU shall vest in two tranches. On June 30, 2018, 22,158 shall vest. Thereafter, on the date that the New Drug Application for Trevyent is approved by the U.S. Food and Drug Administration, the remaining balance of 22,157 shares shall vest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.