Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KIRBY CORPKEX · Entity 3677 | Director | May 04, 2026 | May 06, 2026 |
| TETRA TECHNOLOGIES INCTTI · Entity 570 | Director | May 22, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KIRBY CORP
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 13,676 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 1,392 · Balance 13,676 |
TETRA TECHNOLOGIES INC
Report date May 22, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,987 |
Reported balance
After 2026-05-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 13,987 · Balance 13,987 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, once vested and as soon as practicable after the Reporting Person no longer serves as a director, one share of Issuer's common stock. The closing price of the Issuer's common stock on the date of this RSU award was $10.41. F2: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, once vested and as soon as practicable after the Reporting Person no longer serves as a director, one share of Issuer's common stock. The closing price of the Issuer's common stock on the date of this RSU award was $10.41.
F2: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARATHON OIL CORP
Report date November 22, 2024 · Filed November 22, 2024
Section 16 reporting ended · disclosed 2024-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-11-22 transaction · row 1
1 source rowRow 1 · 2024-11-22 · Disposition to issuer · Disposed 15,485.558 · Balance 0 F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated May 28, 2024, by and among Marathon Oil Corporation, a Delaware corporation ("Marathon"), ConocoPhillips, a Delaware corporation ("ConocoPhillips"), and Puma Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of ConocoPhillips ("Merger Sub "), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub merged with and into Marathon (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each director deferred stock unit award beneficially owned by the Reporting Person was cancelled and converted into the right to receive 0.2550 shares of common stock, par value $0.01 per share, of ConocoPhillips ("ConocoPhillips common stock") and cash in lieu of any fractional ConocoPhillips common stock. F3: Non-Retainer Annual Director Deferred Stock Unit Award granted under Marathon Oil Corporation 2019 Incentive Compensation Plan. Includes dividends of 156.135 shares previously not reported pursuant to Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated May 28, 2024, by and among Marathon Oil Corporation, a Delaware corporation ("Marathon"), ConocoPhillips, a Delaware corporation ("ConocoPhillips"), and Puma Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of ConocoPhillips ("Merger Sub "), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub merged with and into Marathon (the "Merger").
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each director deferred stock unit award beneficially owned by the Reporting Person was cancelled and converted into the right to receive 0.2550 shares of common stock, par value $0.01 per share, of ConocoPhillips ("ConocoPhillips common stock") and cash in lieu of any fractional ConocoPhillips common stock.
F3: Non-Retainer Annual Director Deferred Stock Unit Award granted under Marathon Oil Corporation 2019 Incentive Compensation Plan. Includes dividends of 156.135 shares previously not reported pursuant to Rule 16a-11.
Nexeo Solutions, Inc.
Report date February 28, 2019 · Filed March 04, 2019
Section 16 reporting ended · disclosed 2019-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-02-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-02-28 · Disposition to issuer · Disposed 32,060 · Balance 1,865,313 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F2: 13,484 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration. Row 2 · 2019-02-28 · Disposition to issuer · Disposed 74,131 · Balance 1,791,182 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F3: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors. Row 3 · 2019-02-28 · Disposition to issuer · Disposed 1,791,182 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F4: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.42 | Direct | 0 |
Reported balance
After 2019-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-28 · Disposition to issuer · Disposed 60,647 · Balance 0 F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F6: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $49,866.39 in cash and 5,029 shares of Univar common stock in connection with the exercise such Options. F5: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration").
F2: 13,484 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration.
F3: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors.
F4: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration.
F5: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement).
F6: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $49,866.39 in cash and 5,029 shares of Univar common stock in connection with the exercise such Options.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2026 Filed May 26, 2026 22:19 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Units · Derivative | 13,987 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001676349-26-000001 · primarydocument.xml · derivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,987 Underlying: Common Stock · 13,987 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, once vested and as soon as practicable after the Reporting Person no longer serves as a director, one share of Issuer's common stock. The closing price of the Issuer's common stock on the date of this RSU award was $10.41. F2 · derivative.exercise_date: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| May 04, 2026 Filed May 6, 2026 17:18 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 1,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-208420 · ownership.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,676 Read SEC document |
| June 12, 2025 Filed Jun 16, 2025 20:24 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Units · Derivative | 37,723 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-004852 · primarydocument.xml · derivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,723 Underlying: Common Stock · 37,723 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, once vested and as soon as practicable after the Reporting Person no longer serves as a director, one share of Issuer's common stock. The closing price of the Issuer's common stock on the date of this RSU award was $3.59. F2 · derivative.exercise_date: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| May 05, 2025 Filed May 6, 2025 19:36 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 1,923 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-064370 · ownership.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,284 Read SEC document |
| November 22, 2024 Filed Nov 22, 2024 16:05 UTC | MARATHON OIL CORP MRO · Entity 85774 | Disposition to issuerCommon Stock | 15,485.558 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-130181 · ownership.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated May 28, 2024, by and among Marathon Oil Corporation, a Delaware corporation ("Marathon"), ConocoPhillips, a Delaware corporation ("ConocoPhillips"), and Puma Merger Sub Corp., a Delaware corporation and a wholly owned subsidiary of ConocoPhillips ("Merger Sub "), under which, and upon the terms and subject to the conditions set forth therein, Merger Sub merged with and into Marathon (the "Merger"). F2 · shares: Pursuant to the Merger Agreement, at the effective time of the Merger, each director deferred stock unit award beneficially owned by the Reporting Person was cancelled and converted into the right to receive 0.2550 shares of common stock, par value $0.01 per share, of ConocoPhillips ("ConocoPhillips common stock") and cash in lieu of any fractional ConocoPhillips common stock. F3 · shares: Non-Retainer Annual Director Deferred Stock Unit Award granted under Marathon Oil Corporation 2019 Incentive Compensation Plan. Includes dividends of 156.135 shares previously not reported pursuant to Rule 16a-11. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each director deferred stock unit award beneficially owned by the Reporting Person was cancelled and converted into the right to receive 0.2550 shares of common stock, par value $0.01 per share, of ConocoPhillips ("ConocoPhillips common stock") and cash in lieu of any fractional ConocoPhillips common stock. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:09 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionRestricted Stock Units · Derivative | 39,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004503 · primarydocument.xml · derivative · entry 2 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock unit award fully vested on May 24, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F2 · derivative.expiration_date: The restricted stock unit award fully vested on May 24, 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| May 24, 2024 Filed May 29, 2024 20:09 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 39,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004503 · primarydocument.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:14 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Units · Derivative | 26,551 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004317 · primarydocument.xml · derivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,551 Underlying: Common Stock · 26,551 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, once vested and as soon as practicable after the Reporting Person no longer serves as a director, one share of Issuer's common stock. The closing price of the Issuer's common stock on the date of this RSU award was $4.07. F2 · derivative.exercise_date: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: This restricted stock unit ("RSU") award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest on the one-year anniversary of the Grant Date. The Reporting Person has elected to defer settlement of RSUs in accordance with his deferral election form to the earlier to occur of (i) the consummation of a change in control of the Issuer and (ii) the date of his separation of service from the Issuer. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| April 29, 2024 Filed May 1, 2024 18:24 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 1,828 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-051140 · ownership.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,361 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:36 UTC | MARATHON OIL CORP MRO · Entity 85774 | GrantCommon Stock | 8,130.081 | $0.00 | $0.00 |
DisclosureSEC source: 0000101778-24-000051 · wk-form4_1709674546.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,329.423 F1 · shares: Non-Retainer Annual Director Stock Unit Award granted under Marathon Oil Corporation 2019 Incentive Compensation Plan. The annual non-retainer stock based compensation represented by these common stock units, along with their accrued dividend equivalent rights, are payable in shares of common stock upon the reporting person's departure from the Board of Directors. F2 · balance_after: Includes dividends of 90.644 shares previously not reported pursuant to Rule 16a-11. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:09 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionRestricted Stock Unit · Derivative | 24,022 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004512 · primarydocument.xml · derivative · entry 3 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,022 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted stock unit award fully vested on May 24, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock unit award fully vested on May 24, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F4 · derivative.expiration_date: The restricted stock unit award fully vested on May 24, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:09 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 39,091 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004512 · primarydocument.xml · derivative · entry 2 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,091 Underlying: Common Stock · 39,091 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $2.88. F3 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date or the date of the Company's 2024 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F3 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. Second Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date or the date of the Company's 2024 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:09 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 24,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004512 · primarydocument.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on May 24, 2023. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 01, 2023 Filed May 3, 2023 21:59 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 2,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027132 · doc4.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,533 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:38 UTC | MARATHON OIL CORP MRO · Entity 85774 | GrantCommon Stock | 7,108.698 | $0.00 | $0.00 |
DisclosureSEC source: 0000101778-23-000065 · wf-form4_167788309560296.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,108.698 F1 · shares: Non-Retainer Annual Director Stock Unit Award granted under Marathon Oil Corporation 2019 Incentive Compensation Plan. The annual non-retainer stock based compensation represented by these common stock units, along with their accrued dividend equivalent rights, are payable in shares of common stock upon the reporting person's departure from the Board of Directors. Read SEC document |
| May 26, 2022 Filed May 27, 2022 20:46 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionRestricted Stock Unit · Derivative | 31,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004549 · primarydocument.xml · derivative · entry 2 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted stock unit award fully vested on May 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F1 · kind: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock unit award fully vested on May 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F2 · derivative.expiration_date: The restricted stock unit award fully vested on May 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| May 26, 2022 Filed May 27, 2022 20:46 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 31,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004549 · primarydocument.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis. F1 · price: Represents vested shares of restricted stock units granted on May 26, 2021. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 23, 2022 Filed May 25, 2022 21:12 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 24,022 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004404 · primarydocument.xml · derivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,022 Underlying: Common Stock · 24,022 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $4.79. F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2023 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2023 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| May 02, 2022 Filed May 3, 2022 22:15 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 3,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026868 · doc4.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,766 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 15:40 UTC | KIRBY CORP KEX · Entity 3677 | GrantCommon Stock, par value $0.10 per share | 2,653 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-049191 · doc4.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,653 Read SEC document |
| May 26, 2021 Filed May 27, 2021 20:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 31,216 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003784 · primarydocument.xml · derivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,216 Underlying: Common Stock · 31,216 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $3.59. F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2022 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. First Amended and Restated 2018 Equity Incentive Plan. The Award will cliff vest the earlier of the one-year anniversary of the Grant Date and the date of the Company's 2022 annual meeting of stockholders, subject to continued service with the Issuer at vest date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 22:01 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 5,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002577 · primarydocument.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,115 F1 · price: This immediately vested restricted stock unit award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:02 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | Disposition to issuerStock Option (Right to Buy) · Derivative | 60,647 | $2.71 Strike: $7.42 | $164,353.37 |
DisclosureSEC source: 0001104659-19-012435 · a4.xml · derivative · entry 4 Williams Shawn D. · CIK 0001676349 · EVP, Plastics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,647 shares Expires not disclosed F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F6 · price: The price reflected in this column is the cash payment amount per Option (representing the difference between the Per Share Cash Equivalent Consideration and the Option exercise price). The Reporting Person received a total of $49,866.39 in cash and 5,029 shares of Univar common stock in connection with the exercise such Options. F5 · derivative.exercise_date: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement). F5 · derivative.expiration_date: Represents shares of Common Stock underlying a non-qualified stock option ("Option") award with an exercise price less than the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). Pursuant to the Merger Agreement, on February 28, 2019, each vested or unvested Option with an exercise price less than the Per Share Cash Equivalent Consideration outstanding immediately prior to the Initial Effective Time was canceled and the underlying shares converted into the right to receive the Per Share Cash Equivalent Consideration (net of the Option exercise price, as described in the Merger Agreement). Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:02 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | Disposition to issuerCommon Stock | 1,791,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012435 · a4.xml · nonDerivative · entry 3 Williams Shawn D. · CIK 0001676349 · EVP, Plastics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F4 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received 1,791,182 shares of Common Stock (the "Founder Shares") as consideration in connection with the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC. The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Pursuant to the Merger Agreement, at the Initial Effective Time, each Founder Share ceased to exist and was converted into the right to receive the Merger Consideration. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:02 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | Disposition to issuerCommon Stock | 74,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012435 · a4.xml · nonDerivative · entry 2 Williams Shawn D. · CIK 0001676349 · EVP, Plastics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791,182 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F3 · shares: These securities represent shares of Common Stock underlying Issuer performance share units awards ("PSU") subject to performance-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, PSUs outstanding immediately prior to the Initial Effective Time, whether vested or unvested, were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration with respect to the number of shares of Common Stock subject to such PSU based on actual performance as of the Initial Effective Time as determined by the Compensation Committee of the Issuer's board of directors. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:02 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | Disposition to issuerCommon Stock | 32,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-012435 · a4.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · EVP, Plastics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865,313 F1 · kind: Pursuant to the terms of the Agreement and Plan of Merger, dated September 17, 2018 (the "Merger Agreement"), by and among Nexeo Solutions, Inc. (the "Issuer"), Univar Inc. ("Univar"), Pilates Merger Sub I Corp and Pilates Merger Sub II LLC, each share of Issuer common stock ("Common Stock") issued and outstanding immediately prior to the Initial Effective Time (as defined in the Merger Agreement) and not otherwise excluded pursuant to the terms of the Merger Agreement, was converted into (A) 0.305 shares of common stock of Univar, par value $0.01 per share (the "Exchange Ratio") and (B) the right to receive $3.02 in cash, without interest (the "Merger Consideration"). F2 · shares: 13,484 of these securities represent shares of Common Stock underlying Issuer restricted shares awards ("RSA") subject to time-based vesting. Pursuant to the Merger Agreement, on February 28, 2019, unvested RSAs outstanding immediately prior to the Initial Effective Time were terminated and canceled immediately prior to the Initial Effective Time and converted into the right to receive the Merger Consideration. Read SEC document |
| November 02, 2018 Filed Dec 6, 2018 22:32 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | Tax withholdingCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-071740 · a4.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,576 F1 · shares: In connection with the vesting of shares of restricted stock, the Reporting Person forfeited shares to satisfy its tax withholding obligations. The number of shares withheld was determined based on the closing price per share on November 2, 2018. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:15 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | GrantPerformance Share Unit · Derivative | 20,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-066316 · a4.xml · derivative · entry 4 Williams Shawn D. · CIK 0001676349 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,216 Underlying: Common Stock · 20,216 shares Expires 2020-09-30 F5 · derivative.exercise_price: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated November 2, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on October 1, 2017 to September 30, 2020. The vesting of the Reporting Person's Performance Share Units is tied to the return on invested capital during the performance period, as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target. F5 · derivative.exercise_date: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated November 2, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on October 1, 2017 to September 30, 2020. The vesting of the Reporting Person's Performance Share Units is tied to the return on invested capital during the performance period, as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:15 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | GrantEmployee Stock Option (right to buy) · Derivative | 60,647 | $0.00 Strike: $7.42 | $0.00 |
DisclosureSEC source: 0001104659-17-066316 · a4.xml · derivative · entry 3 Williams Shawn D. · CIK 0001676349 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,647 Underlying: Common Stock · 60,647 shares Expires 2027-11-02 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on November 2, 2018. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:15 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | GrantCommon Stock | 20,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-066316 · a4.xml · nonDerivative · entry 1 Williams Shawn D. · CIK 0001676349 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,216 F1 · shares: Shares of Restricted Stock granted pursuant to the terms of the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:21 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | GrantPerformance Share Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-006189 · a4.xml · derivative · entry 1 Williams Shawn D. · CIK 0001676349 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2019-06-30 F1 · derivative.exercise_price: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated January 31, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on July 1, 2016 and ending June 30, 2019. The vesting of the Reporting Person's Performance Share Units is tied to the market price of the Issuer's common stock during the performance period (and in some cases, the Issuer's Adjusted EBITDA achievement), as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target. F1 · derivative.exercise_date: Performance Share Units granted pursuant to the Nexeo Solutions, Inc. 2016 Long Term Incentive Plan. Each Performance Share Unit represents a contingent right to receive a certain number of shares of the Issuer's common stock, to be determined based upon the attainment of certain performance goals set forth in the Performance Share Unit Agreement, dated January 31, 2017, by and between the Issuer and the Reporting Person, for the performance period beginning on July 1, 2016 and ending June 30, 2019. The vesting of the Reporting Person's Performance Share Units is tied to the market price of the Issuer's common stock during the performance period (and in some cases, the Issuer's Adjusted EBITDA achievement), as well as the satisfaction of certain time-based vesting conditions during the period beginning on the date of grant and ending on the date of settlement of the Performance Share Unit. These achievements may result in a payout ranging between 0% and 200% of the target. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 23:00 UTC | Nexeo Solutions, Inc. NXEO · Entity 159591 | OtherDeferred Payment Right · Derivative | 26,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-158402 · a4.xml · derivative · entry 1 Williams Shawn D. · CIK 0001676349 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 284,825 Underlying: Common Stock · 284,825 shares Expires 2021-06-30 F1 · derivative.exercise_price: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F1 · shares: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F1 · derivative.exercise_date: On June 9, 2016, Nexeo Holdco, LLC, a Delaware limited liability company (the "Management Company"), received, among other things, 311,166 deferred payment rights as consideration in connection with the closing of the business combination of WL Ross Holding Corp. and Nexeo Solutions Holdings, LLC (the "Business Combination"). In connection with the execution of the Purchase Price Adjustment Confirmation Letter on November 17, 2016, the total consideration payable to the selling equityholders, including the Management Company, was adjusted downward, resulting in a decrease in the total number of deferred payment rights due to the Management Company to 284,825. F2 · ownership.nature: The Reporting Person holds a direct membership interest in the Management Company. The Reporting Person disclaims beneficial ownership of all securities reported except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.