Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kadmon Holdings, Inc.KDMN · Entity 133686 | Director | December 15, 2016 | December 17, 2016 |
| LAUREATE EDUCATION, INC.LAUR · Entity 1751 | Director | May 21, 2026 | May 26, 2026 |
| REPUBLIC FIRST BANCORP INCFRBK · Entity 95442 | Director | January 02, 2024 | January 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kadmon Holdings, Inc.
Report date December 15, 2016 · Filed December 17, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.66 · Expires 2026-12-15 | Direct | 3,077 |
Reported balance
After 2016-12-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-15 · Grant · Acquired 3,077 · Balance 3,077 F1: The option becomes vested and exercisable on December 15, 2017. F2: Only represents derivative securities of this class. |
Filing footnotes · ownership attribution and instrument terms
F1: The option becomes vested and exercisable on December 15, 2017.
F2: Only represents derivative securities of this class.
LAUREATE EDUCATION, INC.
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,953 |
Reported balance
After 2026-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 7,849 · Balance 67,953 F1: Reflects a grant of 7,849 restricted stock units ("RSUs") as part of the 2026 annual retainer for non-employee director service. The RSUs will vest ratably in equal installments on May 21, 2026 and at the end of each of the remaining calendar quarters of 2026, provided that the Reporting Person continues to serve as a director of the Issuer through the applicable vesting date. Such RSUs are deferred pursuant to the Reporting Person's election under the Issuer's directors deferral plan and will settle in shares of common stock on January 15, 2036. F2: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein, if any. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of 7,849 restricted stock units ("RSUs") as part of the 2026 annual retainer for non-employee director service. The RSUs will vest ratably in equal installments on May 21, 2026 and at the end of each of the remaining calendar quarters of 2026, provided that the Reporting Person continues to serve as a director of the Issuer through the applicable vesting date. Such RSUs are deferred pursuant to the Reporting Person's election under the Issuer's directors deferral plan and will settle in shares of common stock on January 15, 2036.
F2: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein, if any. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
REPUBLIC FIRST BANCORP INC
Report date January 02, 2024 · Filed January 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2034-01-02 | Direct | 85,100 |
Reported balance
After 2024-01-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-01-02 · Grant · Acquired Not disclosed · Balance 85,100 F1: Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer. F3: Restricted stock units vest 100% on January 2, 2025. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2033-02-21 | Direct | 8,500 |
Reported balance
Holding disclosure · report date 2024-01-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 8,500 F1: Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer. F2: Restricted stock units vest 100% on February 21, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 29,000 |
Reported balance
Holding disclosure · report date 2024-01-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 29,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.40 · Expires 2028-02-22 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2024-01-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 25,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.60 · Expires 2029-02-19 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2024-01-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 25,000 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.01 · Expires 2030-02-27 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2024-01-02 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer.
F2: Restricted stock units vest 100% on February 21, 2024.
F3: Restricted stock units vest 100% on January 2, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2026 Filed May 26, 2026 20:05 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantCommon Stock | 7,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000919574-26-003695 · ownership.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,953 F1 · shares: Reflects a grant of 7,849 restricted stock units ("RSUs") as part of the 2026 annual retainer for non-employee director service. The RSUs will vest ratably in equal installments on May 21, 2026 and at the end of each of the remaining calendar quarters of 2026, provided that the Reporting Person continues to serve as a director of the Issuer through the applicable vesting date. Such RSUs are deferred pursuant to the Reporting Person's election under the Issuer's directors deferral plan and will settle in shares of common stock on January 15, 2036. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein, if any. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:05 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantCommon Stock | 10,395 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-25-002541 · ownership.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,104 F1 · shares: On May 22, 2025, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 10,395 shares of common stock, par value $0.004 per share ("Common Stock") consisting of 1,981 shares of Common Stock and 8,414 restricted stock units ("RSUs"), as part of the Issuer's (i) 2025 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's board of directors (the "Board") and (ii) the 2025 annual chairman retainer. F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three installments at the end of each of the remaining calendar quarters of 2025, provided that the Reporting Person continues to serve as a director of the Issuer's Board. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein, if any. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:21 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantCommon Stock | 8,939 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-24-004010 · ownership.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,709 F1 · shares: On May 30, 2024, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 8,939 shares of common stock, par value $0.004 per share ("Common Stock") consisting of 1,989 shares of Common Stock and 6,950 restricted stock units ("RSUs"), as part of the Issuer's (i) 2024 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's board of directors (the "Board") and (ii) the 2024 annual chairman retainer. F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest in three installments at the end of each of the remaining calendar quarters of 2024, provided that the Reporting Person continues to serve as a director of the Issuer's Board. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein, if any. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 16:25 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | GrantRestricted Stock Unit · Derivative | Not disclosed | $0.00 | $85,100.00 |
DisclosureSEC source: 0001437749-24-000600 · rdgdoc.xml · derivative · entry 6 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,100 Underlying: Common Stock · 85,100 shares Expires 2034-01-02 F1 · derivative.exercise_price: Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer. F3 · derivative.exercise_date: Restricted stock units vest 100% on January 2, 2025. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:03 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantCommon Stock | 10,171 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-23-000358 · form4.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,770 F1 · shares: On May 24, 2023, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 10,171 shares of common stock, par value $0.004 per share ("Common Stock") consisting of 2,542 shares of Common Stock and 7,629 restricted stock units ("RSUs"), as part of the Issuer's 2023 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2023, provided that Mr. Cohen continues to serve as a Director of the Issuer's Board. F1 · price: On May 24, 2023, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 10,171 shares of common stock, par value $0.004 per share ("Common Stock") consisting of 2,542 shares of Common Stock and 7,629 restricted stock units ("RSUs"), as part of the Issuer's 2023 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2023, provided that Mr. Cohen continues to serve as a Director of the Issuer's Board. F3 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| March 21, 2023 Filed May 22, 2023 10:54 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | Exercise / conversionRestricted Stock Unit · Derivative | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-015385 · rdgdoc.xml · derivative · entry 5 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 8,500 shares Expires 2032-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer. F2 · derivative.exercise_date: Restricted stock units vest 100% on March 21, 2023. Read SEC document |
| March 21, 2023 Filed May 22, 2023 10:54 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | Exercise / conversionCommon Stock | 8,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-015385 · rdgdoc.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer. Read SEC document |
| February 21, 2023 Filed May 22, 2023 10:54 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | GrantRestricted Stock Unit · Derivative | Not disclosed | $0.00 | $8,500.00 |
DisclosureSEC source: 0001437749-23-015385 · rdgdoc.xml · derivative · entry 6 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-02-21 F1 · derivative.exercise_price: Restricted stock units convert into common stock or cash upon vesting at the election of the Issuer. F3 · derivative.exercise_date: Restricted stock units vest 100% on February 21, 2024. Read SEC document |
| May 25, 2022 Filed May 27, 2022 12:37 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantCommon Stock | 9,177 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000468 · form4.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,599 F1 · shares: On May 25, 2022, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 9,177 shares of common stock, par value $0.004 per share ("Common Stock") consisting of 2,174 shares of Common Stock and 7,003 restricted stock units ("RSUs"), as part of the Issuer's 2022 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2022, provided that Mr. Cohen continues to serve as a Director of the Issuer's Board. F1 · price: On May 25, 2022, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 9,177 shares of common stock, par value $0.004 per share ("Common Stock") consisting of 2,174 shares of Common Stock and 7,003 restricted stock units ("RSUs"), as part of the Issuer's 2022 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2022, provided that Mr. Cohen continues to serve as a Director of the Issuer's Board. F3 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| March 21, 2022 Filed Mar 24, 2022 15:03 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | GrantRestricted Stock Unit · Derivative | 8,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-007080 · rdgdoc.xml · derivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-03-21 Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:20 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | GrantClass A Common Stock | 7,802 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000528 · form4.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,422 F1 · shares: On May 26, 2021, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 7,802 shares of Class A Common Stock, consisting of 1,952 shares of Class A Common Stock and 5,850 restricted stock units ("RSUs"), as part of the Issuer's 2021 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. F2 · shares: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2021, provided that Mr. Cohen continues to serve as a Director of the Issuer's Board. F1 · price: On May 26, 2021, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 7,802 shares of Class A Common Stock, consisting of 1,952 shares of Class A Common Stock and 5,850 restricted stock units ("RSUs"), as part of the Issuer's 2021 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest ratably in three installments at the end of each of the remaining calendar quarters of 2021, provided that Mr. Cohen continues to serve as a Director of the Issuer's Board. F3 · balance_after: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the Reporting Person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| February 18, 2021 Filed Feb 24, 2021 15:07 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | GrantCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-003935 · rdgdoc.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Read SEC document |
| December 08, 2020 Filed Apr 29, 2021 01:12 UTC | LAUREATE EDUCATION, INC. LAUR · Entity 1751 | OtherClass A Common Stock | 13,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000483 · form4.xml · nonDerivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,620 F1 · kind: On May 12, 2020, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 13,620 shares of Class A Common Stock, consisting of 3,405 shares of Class A Common Stock and 10,215 restricted stock units ("RSUs"), as part of the Issuer's 2020 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. The Reporting Person, as an employee of an affiliate of CPV Holdings, LLC ("CPV Holdings"), had at that time an obligation to transfer these shares and RSUs for no consideration to CPV Holdings. F2 · kind: (Cont'd from prior footnote) As a result, on May 14, 2020, Steven A. Cohen filed a Form 4 reflecting the acquisition of beneficial ownership over these shares and RSUs as a result of his relationship to CPV Holdings. On December 8, 2020, a decision was made to allow the Reporting Person to retain the 13,620 shares of Class A Common Stock reported in Steven A. Cohen's May 14, 2020 Form 4 filing, with Steven A. Cohen giving up his right to these 13,620 shares for no value. F1 · price: On May 12, 2020, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 13,620 shares of Class A Common Stock, consisting of 3,405 shares of Class A Common Stock and 10,215 restricted stock units ("RSUs"), as part of the Issuer's 2020 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. The Reporting Person, as an employee of an affiliate of CPV Holdings, LLC ("CPV Holdings"), had at that time an obligation to transfer these shares and RSUs for no consideration to CPV Holdings. F2 · price: (Cont'd from prior footnote) As a result, on May 14, 2020, Steven A. Cohen filed a Form 4 reflecting the acquisition of beneficial ownership over these shares and RSUs as a result of his relationship to CPV Holdings. On December 8, 2020, a decision was made to allow the Reporting Person to retain the 13,620 shares of Class A Common Stock reported in Steven A. Cohen's May 14, 2020 Form 4 filing, with Steven A. Cohen giving up his right to these 13,620 shares for no value. F1 · balance_after: On May 12, 2020, Laureate Education, Inc. (the "Issuer") granted to the Reporting Person an aggregate of 13,620 shares of Class A Common Stock, consisting of 3,405 shares of Class A Common Stock and 10,215 restricted stock units ("RSUs"), as part of the Issuer's 2020 annual retainer for non-employee director service in connection with the Reporting Person's service as a member of the Issuer's Board of Directors. The Reporting Person, as an employee of an affiliate of CPV Holdings, LLC ("CPV Holdings"), had at that time an obligation to transfer these shares and RSUs for no consideration to CPV Holdings. F2 · balance_after: (Cont'd from prior footnote) As a result, on May 14, 2020, Steven A. Cohen filed a Form 4 reflecting the acquisition of beneficial ownership over these shares and RSUs as a result of his relationship to CPV Holdings. On December 8, 2020, a decision was made to allow the Reporting Person to retain the 13,620 shares of Class A Common Stock reported in Steven A. Cohen's May 14, 2020 Form 4 filing, with Steven A. Cohen giving up his right to these 13,620 shares for no value. Read SEC document |
| February 27, 2020 Filed Mar 3, 2020 12:13 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | GrantOption to Purchase Common Stock · Derivative | 25,000 | $3.01 Strike: $3.01 | $75,250.00 |
DisclosureSEC source: 0000950159-20-000067 · ownership.xml · derivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-02-27 Read SEC document |
| February 19, 2019 Filed Feb 22, 2019 14:30 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | GrantOption to Purchase Common Stock · Derivative | 25,000 | $6.60 Strike: $6.60 | $165,000.00 |
DisclosureSEC source: 0001567619-19-005233 · doc1.xml · derivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-02-19 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 14:49 UTC | REPUBLIC FIRST BANCORP INC FRBK · Entity 95442 | GrantOption to Purchase Common Stock · Derivative | 25,000 | $8.40 Strike: $8.40 | $210,000.00 |
DisclosureSEC source: 0001140361-18-010100 · doc1.xml · derivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-22 Read SEC document |
| December 15, 2016 Filed Dec 17, 2016 01:15 UTC | Kadmon Holdings, Inc. KDMN · Entity 133686 | GrantStock Option (right to buy) · Derivative | 3,077 | $4.66 Strike: $4.66 | $14,338.82 |
DisclosureSEC source: 0001593968-16-001344 · primary_01.xml · derivative · entry 1 Cohen Andrew B · CIK 0001680154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,077 Underlying: Common Stock, par value $0.001 · 3,077 shares Expires 2026-12-15 F1 · derivative.exercise_date: The option becomes vested and exercisable on December 15, 2017. F2 · balance_after: Only represents derivative securities of this class. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.